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Nasdaq · USD

TIPT

TIPTREE INC.

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Tapewire entity
5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2020 Filed Oct 13, 2020 15:03 UTC GrantCommon Stock 6,099 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000248 · wf-form4_160260137481725.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,585

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 11:07 UTC GrantCommon Stock 5,082 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000252 · wf-form4_160260161010648.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,407

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 11:05 UTC GrantCommon Stock 5,082 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000250 · wf-form4_160260151670216.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,169

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 11:01 UTC GrantCommon Stock 5,082 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000246 · wf-form4_160260127567821.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,410

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 10:41 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,852 $5.20 $14,816.14
Disclosure

SEC source: 0001393726-20-000244 · wf-form4_160260009356217.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,583,754

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.10 to $5.24, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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October 07, 2020 Filed Oct 8, 2020 11:26 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,852 $5.09 $14,508.12
Disclosure

SEC source: 0001393726-20-000242 · wf-form4_160217075238434.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,580,902

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.98 to $5.12 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 11:26 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,852 $5.05 $14,396.90
Disclosure

SEC source: 0001393726-20-000242 · wf-form4_160217075238434.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578,050

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.95 to $5.10, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 09:47 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,852 $4.98 $14,211.52
Disclosure

SEC source: 0001393726-20-000240 · wf-form4_160199205757207.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,575,198

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.90 to $5.00 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 09:47 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,803 $4.92 $13,776.75
Disclosure

SEC source: 0001393726-20-000240 · wf-form4_160199205757207.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,572,346

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.82 to $4.94, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 12:05 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,803 $4.92 $13,779.55
Disclosure

SEC source: 0001393726-20-000238 · wf-form4_160165470986166.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,569,543

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.84 to $4.98 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 12:05 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,803 $4.98 $13,950.53
Disclosure

SEC source: 0001393726-20-000238 · wf-form4_160165470986166.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566,740

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.94 to $5.00, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 10:01 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,803 $4.91 $13,773.94
Disclosure

SEC source: 0001393726-20-000236 · wf-form4_160147449216945.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563,937

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.87 to $4.95 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 10:01 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,803 $5.03 $14,107.50
Disclosure

SEC source: 0001393726-20-000236 · wf-form4_160147449216945.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,561,134

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.87 to $5.07, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 10:26 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,483 $4.84 $12,015.24
Disclosure

SEC source: 0001393726-20-000234 · wf-form4_160130317144682.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,558,331

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.67 to $4.88 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 10:26 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,483 $4.66 $11,575.75
Disclosure

SEC source: 0001393726-20-000234 · wf-form4_160130317144682.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,555,848

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.62 to $4.69, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 09:54 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,483 $4.65 $11,538.50
Disclosure

SEC source: 0001393726-20-000232 · wf-form4_160095565804862.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553,365

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.59 to $4.75 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 09:54 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,483 $4.66 $11,578.23
Disclosure

SEC source: 0001393726-20-000232 · wf-form4_160095565804862.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,550,882

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.55 to $4.75, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 10:07 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,483 $4.95 $12,278.44
Disclosure

SEC source: 0001393726-20-000230 · wf-form4_160078364184340.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548,399

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.85 to $4.99 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 10:07 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,555 $5.02 $7,810.77
Disclosure

SEC source: 0001393726-20-000230 · wf-form4_160078364184340.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545,916

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.00 to $5.05, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 10:00 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,555 $5.01 $7,787.44
Disclosure

SEC source: 0001393726-20-000228 · wf-form4_160043760147273.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544,361

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $4.98 to $5.05 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 10:00 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,555 $5.01 $7,784.33
Disclosure

SEC source: 0001393726-20-000228 · wf-form4_160043760147273.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542,806

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.98 to $5.02, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 09:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,555 $5.03 $7,818.54
Disclosure

SEC source: 0001393726-20-000226 · wf-form4_160026384325258.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,541,251

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.01 to $5.05 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 09:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,555 $5.06 $7,866.75
Disclosure

SEC source: 0001393726-20-000226 · wf-form4_160026384325258.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539,696

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.02 to $5.11, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 09:38 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,269 $5.07 $6,431.29
Disclosure

SEC source: 0001393726-20-000224 · wf-form4_160009071771612.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538,141

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.04 to $5.10 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 09:38 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,269 $5.12 $6,497.28
Disclosure

SEC source: 0001393726-20-000224 · wf-form4_160009071771612.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,536,872

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.08 to $5.15, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 11:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,269 $5.16 $6,548.04
Disclosure

SEC source: 0001393726-20-000222 · wf-form4_159975311395120.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535,603

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.13 to $5.22 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 11:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,269 $5.25 $6,663.52
Disclosure

SEC source: 0001393726-20-000222 · wf-form4_159975311395120.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534,334

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.16 to $5.33, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 09:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,732 $5.39 $30,866.82
Disclosure

SEC source: 0001393726-20-000220 · wf-form4_159957204288116.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533,065

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.33 to $5.41 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 09:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,732 $5.47 $31,342.58
Disclosure

SEC source: 0001393726-20-000220 · wf-form4_159957204288116.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527,333

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.40 to $5.52, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 10:13 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,732 $5.49 $31,445.75
Disclosure

SEC source: 0001393726-20-000218 · wf-form4_159914242393297.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521,601

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.46 to $5.53 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 10:13 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,732 $5.59 $32,047.61
Disclosure

SEC source: 0001393726-20-000218 · wf-form4_159914242393297.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515,869

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.52 to $5.69, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 09:53 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,732 $5.72 $32,792.77
Disclosure

SEC source: 0001393726-20-000216 · wf-form4_159896838457337.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510,137

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.69 to $5.73, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 09:53 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,855 $5.75 $33,660.40
Disclosure

SEC source: 0001393726-20-000216 · wf-form4_159896838457337.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,504,405

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.74 to $5.76, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 27, 2020 Filed Aug 28, 2020 09:54 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,855 $5.74 $33,613.56
Disclosure

SEC source: 0001393726-20-000211 · wf-form4_159862283457082.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498,550

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.64 to $5.75, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 26, 2020 Filed Aug 28, 2020 09:54 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,855 $5.62 $32,910.96
Disclosure

SEC source: 0001393726-20-000211 · wf-form4_159862283457082.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,492,695

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 25, 2020 Filed Aug 26, 2020 11:13 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,855 $5.69 $33,285.68
Disclosure

SEC source: 0001393726-20-000209 · wf-form4_159845478078901.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,486,840

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.62 to $5.70, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 24, 2020 Filed Aug 26, 2020 11:13 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,855 $5.57 $32,624.06
Disclosure

SEC source: 0001393726-20-000209 · wf-form4_159845478078901.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480,985

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.54 to $5.62, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 21, 2020 Filed Aug 24, 2020 13:25 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,754 $5.71 $27,145.34
Disclosure

SEC source: 0001393726-20-000207 · wf-form4_159828994585978.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,475,130

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.67 to $5.78, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 20, 2020 Filed Aug 24, 2020 13:25 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,754 $5.79 $27,520.91
Disclosure

SEC source: 0001393726-20-000207 · wf-form4_159828994585978.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470,376

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.77 to $5.81, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 19, 2020 Filed Aug 20, 2020 09:45 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,754 $5.80 $27,558.94
Disclosure

SEC source: 0001393726-20-000205 · wf-form4_159793113598628.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,465,622

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.77 to $5.80, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 18, 2020 Filed Aug 20, 2020 09:45 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,754 $5.80 $27,563.69
Disclosure

SEC source: 0001393726-20-000205 · wf-form4_159793113598628.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460,868

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.76 to $5.82, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 17, 2020 Filed Aug 18, 2020 14:09 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,754 $5.80 $27,568.45
Disclosure

SEC source: 0001393726-20-000203 · wf-form4_159777415278822.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,456,114

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.71 to $5.81, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 14, 2020 Filed Aug 18, 2020 14:09 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,704 $5.71 $26,836.32
Disclosure

SEC source: 0001393726-20-000203 · wf-form4_159777415278822.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,451,360

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.65 to $5.77, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 13, 2020 Filed Aug 14, 2020 11:28 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,704 $5.79 $27,222.05
Disclosure

SEC source: 0001393726-20-000201 · wf-form4_159741892622466.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,446,656

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.71 to $5.87, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 12, 2020 Filed Aug 14, 2020 11:28 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 4,704 $5.91 $27,795.94
Disclosure

SEC source: 0001393726-20-000201 · wf-form4_159741892622466.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441,952

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.85 to $5.96, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 07, 2020 Filed Jul 8, 2020 11:49 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 342 $5.83 $1,993.86
Disclosure

SEC source: 0001393726-20-000190 · wf-form4_159422332874066.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,437,248

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

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July 02, 2020 Filed Jul 6, 2020 20:27 UTC GrantCommon Stock 5,070 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000182 · wf-form4_159406725175669.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,486

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 02, 2020 Filed Jul 6, 2020 16:31 UTC GrantCommon Stock 4,225 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000188 · wf-form4_159406748218772.xml · nonDerivative · entry 1

Mack John Edward · CIK 0001381172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,773

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 02, 2020 Filed Jul 6, 2020 16:30 UTC GrantCommon Stock 4,225 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000186 · wf-form4_159406740508474.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,328

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 02, 2020 Filed Jul 6, 2020 16:29 UTC GrantCommon Stock 4,225 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000184 · wf-form4_159406733553848.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,087

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.