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Nasdaq · USD

TIPT

TIPTREE INC.

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5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2017 Filed Mar 23, 2017 14:18 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 1,000 $6.64 $6,640.00
Disclosure

SEC source: 0001209191-17-022501 · doc4.xml · nonDerivative · entry 5

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,285

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 14:18 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 500 $6.63 $3,315.00
Disclosure

SEC source: 0001209191-17-022501 · doc4.xml · nonDerivative · entry 4

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 11,825

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 14:18 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 3,951 $6.60 $26,076.60
Disclosure

SEC source: 0001209191-17-022501 · doc4.xml · nonDerivative · entry 3

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 11,325

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 14:18 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 1,054 $6.55 $6,903.70
Disclosure

SEC source: 0001209191-17-022501 · doc4.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,374

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 14:18 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 476 $6.50 $3,094.00
Disclosure

SEC source: 0001209191-17-022501 · doc4.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 6,320

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:56 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 200 $6.69 $1,338.00
Disclosure

SEC source: 0001209191-17-022013 · doc4.xml · nonDerivative · entry 5

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,844

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:56 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 3,400 $6.70 $22,780.00
Disclosure

SEC source: 0001209191-17-022013 · doc4.xml · nonDerivative · entry 4

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,644

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:56 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 500 $6.68 $3,340.00
Disclosure

SEC source: 0001209191-17-022013 · doc4.xml · nonDerivative · entry 3

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,244

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:56 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 1,644 $6.65 $10,932.60
Disclosure

SEC source: 0001209191-17-022013 · doc4.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,744

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 19:56 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseClass A Common Stock 100 $6.60 $660.00
Disclosure

SEC source: 0001209191-17-022013 · doc4.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 100

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 13:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 40 $6.40 $256.00
Disclosure

SEC source: 0001209191-17-020734 · doc4.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,867,170

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 13:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 88 $6.45 $567.60
Disclosure

SEC source: 0001209191-17-020734 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,867,130

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 13:52 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 2,372 $6.50 $15,418.00
Disclosure

SEC source: 0001209191-17-020734 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,867,042

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 47 $6.35 $298.45
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864,670

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 66 $6.40 $422.40
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864,623

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 200 $6.45 $1,290.00
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864,557

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 900 $6.50 $5,850.00
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864,357

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 100 $6.35 $635.00
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863,457

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 300 $6.45 $1,935.00
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863,357

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 500 $6.40 $3,200.00
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863,057

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 12:03 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,600 $6.50 $10,400.00
Disclosure

SEC source: 0001209191-17-020060 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862,557

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 10:53 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 600 $6.45 $3,870.00
Disclosure

SEC source: 0001209191-17-019498 · doc4.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860,957

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 10:53 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,900 $6.50 $12,350.00
Disclosure

SEC source: 0001209191-17-019498 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860,357

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 10:53 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 2,200 $6.50 $14,300.00
Disclosure

SEC source: 0001209191-17-019498 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858,457

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 10:12 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,000 $6.40 $6,400.00
Disclosure

SEC source: 0001209191-17-015608 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856,257

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 10:12 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,500 $6.50 $9,750.00
Disclosure

SEC source: 0001209191-17-015608 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855,257

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:31 UTC GrantEmployee Stock Option · Derivative 219,472 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001209191-17-016466 · doc4.xml · derivative · entry 3

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Tricadia Holdings, L.P.

Disclosed balance after: 319,967

Underlying: Class A Common Stock · 219,472 shares

Expires not disclosed

F3 · security: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted stock options to purchase 219,472 shares of common stock of the Registrant subject to the terms of a Stock Option Agreement among the Registrant, Michael Barnes and Tricadia (the "Stock Option").

F4 · shares: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F4 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F5 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

F2 · ownership.direct: The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia") The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:31 UTC GrantClass A Common Stock 109,736 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016466 · doc4.xml · nonDerivative · entry 1

Inayatullah Arif · CIK 0001499674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Tricadia Holdings, L.P.

Disclosed balance after: 159,983

F1 · shares: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted restricted stock units, which represent the right to receive shares of the Registrant's Class A Common Stock, pursuant to the Registrant's Equity Plan. The restricted stock units are subject to cliff vesting on February 22, 2020 upon continuous employment of Michael Barnes from the grant date until such date, subject to certain terms contained in a restricted stock unit award agreement among the Registrant, Michael Barnes and Tricadia.

F2 · ownership.direct: The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia") The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:35 UTC
Ilany JonathanDirector · Chief Executive Officer
GrantEmployee Stock Option · Derivative 351,155 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001209191-17-016472 · doc4.xml · derivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,897

Underlying: Class A Common Stock · 351,155 shares

Expires not disclosed

F1 · security: The Reporting Person was granted non-qualified stock options to purchase 351,155 shares of common stock of the Registrant, subject to the terms of a Stock Option Agreement between the Registrant and the Reporting person (the "Stock Option Agreement").

F2 · shares: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F2 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F3 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Jonathan Ilany's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Jonathan Ilany's voluntary termination of service with the Registrant.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:28 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
GrantEmployee Stock Option · Derivative 219,472 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001209191-17-016465 · doc4.xml · derivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Tricadia Holdings, L.P.

Disclosed balance after: 319,967

Underlying: Class A Common Stock · 219,472 shares

Expires not disclosed

F2 · security: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted stock options to purchase 219,472 shares of common stock of the Registrant subject to the terms of a Stock Option Agreement among the Registrant, Michael Barnes and Tricadia (the "Stock Option").

F3 · shares: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F3 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission).

F4 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

F5 · ownership.direct: The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:28 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
GrantClass A Common Stock 109,736 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016465 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Tricadia Holdings, L.P.

Disclosed balance after: 159,983

F1 · shares: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted restricted stock units, which represent the right to receive shares of the Registrant's Class A Common Stock, pursuant to the Registrant's Equity Plan. The restricted stock units are subject to cliff vesting on February 22, 2020 upon continuous employment of Michael Barnes from the grant date until such date, subject to certain terms contained in a restricted stock unit award agreement among the Registrant, Michael Barnes and Tricadia.

F1 · ownership.direct: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted restricted stock units, which represent the right to receive shares of the Registrant's Class A Common Stock, pursuant to the Registrant's Equity Plan. The restricted stock units are subject to cliff vesting on February 22, 2020 upon continuous employment of Michael Barnes from the grant date until such date, subject to certain terms contained in a restricted stock unit award agreement among the Registrant, Michael Barnes and Tricadia.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:39 UTC
Bell SandraChief Financial Officer
GrantClass A Common Stock 19,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016478 · doc4.xml · nonDerivative · entry 1

Bell Sandra · CIK 0001447887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,657

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 22, 2018, February 22, 2019 and February 22, 2020 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 12:51 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
GrantClass A Common Stock 20,457 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016343 · doc4.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,462

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 22, 2018, February 22, 2019 and February 22, 2020 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 11:39 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 24 $6.45 $154.80
Disclosure

SEC source: 0001209191-17-013638 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853,757

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 11:39 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,600 $6.50 $10,400.00
Disclosure

SEC source: 0001209191-17-013638 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853,733

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 11:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 100 $6.43 $643.00
Disclosure

SEC source: 0001209191-17-012519 · doc4.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852,133

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 11:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 410 $6.40 $2,624.00
Disclosure

SEC source: 0001209191-17-012519 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852,033

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 11:34 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,990 $6.45 $12,835.50
Disclosure

SEC source: 0001209191-17-012519 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851,623

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 10:25 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,000 $6.45 $6,450.00
Disclosure

SEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849,633

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 10:25 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,500 $6.40 $9,600.00
Disclosure

SEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,848,633

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 10:25 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 200 $6.45 $1,290.00
Disclosure

SEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847,133

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 10:25 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 800 $6.40 $5,120.00
Disclosure

SEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846,933

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 12:10 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 700 $6.40 $4,480.00
Disclosure

SEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846,133

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 12:10 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,600 $6.35 $10,160.00
Disclosure

SEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845,433

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 12:10 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 100 $6.35 $635.00
Disclosure

SEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843,833

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 12:10 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 200 $6.50 $1,300.00
Disclosure

SEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843,733

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 12:10 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 800 $6.40 $5,120.00
Disclosure

SEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843,533

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 12:10 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 1,400 $6.45 $9,030.00
Disclosure

SEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,842,733

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 09:42 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 100 $6.35 $635.00
Disclosure

SEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841,333

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 09:42 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
PurchaseClass A Common Stock 100 $6.20 $620.00
Disclosure

SEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841,233

F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.