Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2019 Filed Mar 21, 2019 14:30 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 400 | $6.25 | $2,500.00 |
DisclosureSEC source: 0001393726-19-000038 · wf-form4_155319300265110.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,931 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 28, 2019 Filed Feb 28, 2019 13:15 UTC |
Bell SandraChief Financial Officer
|
Tax withholdingCommon Stock | 4,513 | $6.32 | $28,522.16 |
DisclosureSEC source: 0001393726-19-000028 · wf-form4_155137771943149.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,331 F2 · kind: Represents the total amount of shares withheld upon vesting of (1) the second installment of restricted stock units issued to the Reporting Person on February 22, 2017, and (2) the first installment of restricted stock units issued to the Reporting Person on February 26, 2018. F3 · price: Represents the closing stock price as of the transaction date. Read SEC document |
| February 28, 2019 Filed Feb 28, 2019 13:18 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 5,152 | $6.32 | $32,560.64 |
DisclosureSEC source: 0001393726-19-000030 · wf-form4_155137787740289.xml · nonDerivative · entry 2 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,700 F2 · kind: Represents the total amount of shares withheld upon vesting of (1) the second installment of restricted stock units issued to the Reporting Person on February 22, 2017, and (2) the first installment of restricted stock units issued to the Reporting Person on February 26, 2018. F3 · price: Represents the closing stock price as of the transaction date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 18:19 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
GrantEmployee Stock Option · Derivative | 135,489 | $0.00 Strike: $6.26 | $0.00 |
DisclosureSEC source: 0001393726-19-000031 · wf-form4_155137795833167.xml · derivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,489 Underlying: Common Stock · 135,489 shares Expires not disclosed F1 · security: The Reporting Person was granted non-qualified stock options to purchase 135,489 shares of common stock of the Registrant, subject to the terms of a Stock Option Agreement between the Registrant and the Reporting person (the "Stock Option Agreement"). F2 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 26, 2022, 2023 and 2024 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2018 (as reported in the Registrant's filings with the Securities and Exchange Commission). F3 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 26, 2029 and (2) the date of the termination of Jonathan Ilany's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Jonathan Ilany's voluntary termination of service with the Registrant. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 13:16 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantEmployee Stock Option · Derivative | 90,326 | $0.00 Strike: $6.26 | $0.00 |
DisclosureSEC source: 0001393726-19-000029 · wf-form4_155137779098410.xml · derivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,326 Underlying: Common Stock · 90,326 shares Expires not disclosed F3 · security: On February 26, 2019, the Reporting Person was granted non-qualified stock options to purchase 90,326 shares of common stock of the Registrant, subject to the terms of a Stock Option Agreement between the Registrant and the Reporting person (the "Stock Option Agreement"). F4 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 26, 2022, 2023 and 2024 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2018 (as reported in the Registrant's filings with the Securities and Exchange Commission). F5 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 26, 2029 and (2) the date of the termination of Michael Barnes' service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes' voluntary termination of service with the Registrant. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 13:16 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 45,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000029 · wf-form4_155137779098410.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,412,919 F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 15, 2022 upon Mr. Barnes' continuous employment from the grant date until such date, subject to certain terms contained in the award agreement. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 13:15 UTC |
Bell SandraChief Financial Officer
|
GrantCommon Stock | 16,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000028 · wf-form4_155137771943149.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,844 F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2020, 2021 and 2022 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 13:18 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
GrantCommon Stock | 17,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000030 · wf-form4_155137787740289.xml · nonDerivative · entry 1 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,852 F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2020, 2021 and 2022 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 11:10 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 800 | $5.61 | $4,488.00 |
DisclosureSEC source: 0001393726-19-000014 · wf-form4_154756863141825.xml · nonDerivative · entry 3 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,220 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 11:10 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 700 | $5.60 | $3,920.00 |
DisclosureSEC source: 0001393726-19-000014 · wf-form4_154756863141825.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,020 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 11:10 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 418 | $5.59 | $2,336.62 |
DisclosureSEC source: 0001393726-19-000014 · wf-form4_154756863141825.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,720 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 12:02 UTC |
Bell SandraChief Financial Officer
|
Tax withholdingCommon Stock | 1,993 | $5.68 | $11,320.24 |
DisclosureSEC source: 0001393726-19-000010 · wf-form4_154713972300849.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,138 F1 · kind: Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on January 4, 2016. F2 · price: Represents the closing stock price as of the transaction date Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 12:04 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 3,260 | $5.68 | $18,516.80 |
DisclosureSEC source: 0001393726-19-000012 · wf-form4_154713985563551.xml · nonDerivative · entry 1 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,436 F1 · kind: Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on January 4, 2016. F2 · price: Represents the closing stock price as of the transaction date Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 14:28 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 3,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000002 · wf-form4_154661207978712.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,761 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 09:33 UTC |
Mack John EdwardDirector
|
GrantCommon Stock | 3,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000006 · wf-form4_154661237268875.xml · nonDerivative · entry 1 Mack John Edward · CIK 0001381172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,866 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 09:37 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 3,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000008 · wf-form4_154661264893341.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,418 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 09:30 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 3,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-19-000004 · wf-form4_154661223363313.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,421 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 18:08 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 600 | $5.33 | $3,198.00 |
DisclosureSEC source: 0001393726-18-000065 · wf-form4_154446530818251.xml · nonDerivative · entry 3 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 156,519 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 18:08 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 3,200 | $5.33 | $17,056.00 |
DisclosureSEC source: 0001393726-18-000065 · wf-form4_154446530818251.xml · nonDerivative · entry 2 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 155,919 Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 13:08 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-18-000058 · wf-form4_153857206126623.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,254 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 09:04 UTC |
Mack John EdwardDirector
|
GrantCommon Stock | 2,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-18-000056 · wf-form4_153857184742840.xml · nonDerivative · entry 1 Mack John Edward · CIK 0001381172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,359 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 08:59 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 2,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-18-000054 · wf-form4_153857154554026.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,911 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 08:56 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-18-000052 · wf-form4_153857137592131.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,914 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 09:55 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,800 | $6.60 | $11,880.00 |
DisclosureSEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 6 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,131 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 09:55 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 100 | $6.65 | $665.00 |
DisclosureSEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 5 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,931 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 09:55 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 400 | $6.63 | $2,652.00 |
DisclosureSEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 4 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,031 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 09:55 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 700 | $6.53 | $4,571.00 |
DisclosureSEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 3 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,431 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 09:55 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 2,750 | $6.50 | $17,875.00 |
DisclosureSEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,131 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 09:55 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 2,932 | $6.55 | $19,204.60 |
DisclosureSEC source: 0001447887-18-000010 · wf-form4_153727889516426.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,881 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 09:40 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 13 | $6.50 | $84.50 |
DisclosureSEC source: 0001447887-18-000009 · wf-form4_153615481278851.xml · nonDerivative · entry 3 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,813 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 09:40 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 100 | $6.40 | $640.00 |
DisclosureSEC source: 0001447887-18-000009 · wf-form4_153615481278851.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,826 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 09:40 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 2,237 | $6.45 | $14,428.65 |
DisclosureSEC source: 0001447887-18-000009 · wf-form4_153615481278851.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,926 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 12:30 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 100 | $6.79 | $679.00 |
DisclosureSEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 4 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,163 F1 · date: This transaction is inadvertently reported late due to administrative oversight. F2 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 12:30 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 170 | $6.78 | $1,152.60 |
DisclosureSEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 3 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,263 F1 · date: This transaction is inadvertently reported late due to administrative oversight. F2 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 12:30 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 750 | $6.75 | $5,062.50 |
DisclosureSEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,433 F1 · date: This transaction is inadvertently reported late due to administrative oversight. F2 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 12:30 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 1,330 | $6.65 | $8,844.50 |
DisclosureSEC source: 0001447887-18-000008 · wf-form4_153607864129891.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,183 F1 · date: This transaction is inadvertently reported late due to administrative oversight. F2 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 10:51 UTC |
Bell SandraChief Financial Officer
|
Tax withholdingCommon Stock | 4,616 | $6.95 | $32,081.20 |
DisclosureSEC source: 0001393726-18-000037 · wf-form4_153123427706318.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,513 F1 · kind: Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on July 1, 2015. F2 · price: Represents the closing stock price as of the transaction date Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 15:30 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001465575-18-000004 · wf-form4_153063179014131.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,385 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 11:20 UTC |
Bell SandraChief Financial Officer
|
SaleCommon Stock | 2,350 | $6.85 | $16,097.50 |
DisclosureSEC source: 0001447887-18-000006 · wf-form4_153063122056711.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,129 F1 · shares: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 11:33 UTC |
Mack John EdwardDirector
|
GrantCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009026 · wf-form4_153063200420329.xml · nonDerivative · entry 1 Mack John Edward · CIK 0001381172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,490 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 11:27 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001579089-18-000004 · wf-form4_153063163778131.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,042 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 11:25 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001648181-18-000003 · wf-form4_153063151442570.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,045 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:49 UTC |
Bell SandraChief Financial Officer
|
SaleClass A Common Stock | 195 | $6.55 | $1,277.25 |
DisclosureSEC source: 0001447887-18-000004 · wf-form4_152813092351772.xml · nonDerivative · entry 2 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,479 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:49 UTC |
Bell SandraChief Financial Officer
|
SaleClass A Common Stock | 2,155 | $6.60 | $14,223.00 |
DisclosureSEC source: 0001447887-18-000004 · wf-form4_152813092351772.xml · nonDerivative · entry 1 Bell Sandra · CIK 0001447887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,674 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 15:51 UTC |
Goldwasser LesleyDirector
|
GrantClass A Common Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001465575-18-000002 · wf-form4_152363462468631.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,615 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 12:22 UTC |
Mack John EdwardDirector
|
GrantClass A Common Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-004243 · wf-form4_152363653923497.xml · nonDerivative · entry 1 Mack John Edward · CIK 0001381172 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,720 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 12:29 UTC |
Friedman Paul MDirector
|
GrantClass A Common Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-004245 · wf-form4_152363695838531.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,275 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 11:40 UTC |
Smith Bradley E.Director
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GrantClass A Common Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001579089-18-000002 · wf-form4_152363399624199.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,272 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 15:59 UTC |
Inayatullah Arif10% owner
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OtherTiptree Inc. warrant 2022 · Derivative | 401,854 | Not disclosed Strike: $7.59 | Not disclosed |
DisclosureSEC source: 0001628280-18-004210 · wf-form4_152356315557389.xml · derivative · entry 5 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,854 Underlying: Class A Common Stock · 401,854 shares Expires 2022-06-30 F1 · kind: On 4/10/18, Tiptree Inc. ("Tiptree") merged with its subsidiary, Tiptree Financial Partners, L.P. ("TFP") with Tiptree as the surviving company (the "Merger"). Prior to the Merger, Tiptree owned 84% of TFP with the remainder owned by limited partners, one of whom was Mr. Inayatullah. In the Merger, each limited partner of TFP received for its TFP units (the "LP Units"), (i) the number of Tiptree Class A common stock ("Tiptree Shares") that they were entitled to exchange into using the existing rate of 2.798 Tiptree Shares per LP Unit (ii) a warrant, expiring 9/30/18, to purchase Tiptree Shares ("2018 Warrant") and (iii) warrants to acquire Tiptree Shares on the same economic terms as their existing warrants to acquire LP Units ("2022 Warrant"). Mr. Inayatullah received (i) 1,724,556 Tiptree Shares for his 616,353 LP Units; (ii) the 2018 Warrant exercisable to acquire 26,137 Tiptree Shares; and (iii) the 2022 Warrant exercisable to acquire 401,854 Tiptree Shares. F1 · price: On 4/10/18, Tiptree Inc. ("Tiptree") merged with its subsidiary, Tiptree Financial Partners, L.P. ("TFP") with Tiptree as the surviving company (the "Merger"). Prior to the Merger, Tiptree owned 84% of TFP with the remainder owned by limited partners, one of whom was Mr. Inayatullah. In the Merger, each limited partner of TFP received for its TFP units (the "LP Units"), (i) the number of Tiptree Class A common stock ("Tiptree Shares") that they were entitled to exchange into using the existing rate of 2.798 Tiptree Shares per LP Unit (ii) a warrant, expiring 9/30/18, to purchase Tiptree Shares ("2018 Warrant") and (iii) warrants to acquire Tiptree Shares on the same economic terms as their existing warrants to acquire LP Units ("2022 Warrant"). Mr. Inayatullah received (i) 1,724,556 Tiptree Shares for his 616,353 LP Units; (ii) the 2018 Warrant exercisable to acquire 26,137 Tiptree Shares; and (iii) the 2022 Warrant exercisable to acquire 401,854 Tiptree Shares. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 15:59 UTC |
Inayatullah Arif10% owner
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OtherTiptree Inc. warrant 2018 · Derivative | 26,137 | Not disclosed Strike: $11.33 | Not disclosed |
DisclosureSEC source: 0001628280-18-004210 · wf-form4_152356315557389.xml · derivative · entry 4 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,137 Underlying: Class A Common Stock · 26,137 shares Expires 2018-09-30 F3 · kind: In connection with the Reorganization Merger, the original warrant, expiring on September 30, 2018, held by TFP to acquire up to 652,500 Tiptree Shares at an exercise price of $11.33 per share was canceled and converted into the right to receive a pro-rata portion of the 2018 Warrant. Mr. Inayatullah may acquire 26,137 Tiptree Shares pursuant to the terms of the 2018 Warrant. F1 · price: On 4/10/18, Tiptree Inc. ("Tiptree") merged with its subsidiary, Tiptree Financial Partners, L.P. ("TFP") with Tiptree as the surviving company (the "Merger"). Prior to the Merger, Tiptree owned 84% of TFP with the remainder owned by limited partners, one of whom was Mr. Inayatullah. In the Merger, each limited partner of TFP received for its TFP units (the "LP Units"), (i) the number of Tiptree Class A common stock ("Tiptree Shares") that they were entitled to exchange into using the existing rate of 2.798 Tiptree Shares per LP Unit (ii) a warrant, expiring 9/30/18, to purchase Tiptree Shares ("2018 Warrant") and (iii) warrants to acquire Tiptree Shares on the same economic terms as their existing warrants to acquire LP Units ("2022 Warrant"). Mr. Inayatullah received (i) 1,724,556 Tiptree Shares for his 616,353 LP Units; (ii) the 2018 Warrant exercisable to acquire 26,137 Tiptree Shares; and (iii) the 2022 Warrant exercisable to acquire 401,854 Tiptree Shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.