Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2022 Filed Feb 19, 2022 00:46 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 7,430 | $31.04 | $230,627.20 |
DisclosureSEC source: 0001140361-22-006197 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,183,423 F3 · shares: Represents shares of Common Stock sold by the following entities: 2,219 by Mudrick Distressed Opportunity Fund Global, LP; 867 by Blackwell Partners LLC Series A; 1,143 by Boston Patriot Batterymarch St LLC; 219 by P Mudrick Ltd.; 1,002 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,909 by Verto Direct Opportunity II, LP; and 71 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $31.00 to $31.20, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,743,266 by Mudrick Distressed Opportunity Fund Global, LP; 1,071,653 by Blackwell Partners LLC Series A; 1,412,479 by Boston Patriot Batterymarch St LLC; 271,018 by P Mudrick LTD; 1,238,520 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,359,087 by Verto Direct Opportunity II, LP; and 87,400 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:26 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 176,819 | $31.73 | $5,610,466.87 |
DisclosureSEC source: 0001140361-22-004977 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,190,853 F9 · shares: Represents shares of Common Stock sold by the following entities: 52,819 by Mudrick Distressed Opportunity Fund Global, LP; 20,634 by Blackwell Partners LLC Series A; 27,196 by Boston Patriot Batterymarch St LLC; 5,218 by P Mudrick Ltd.; 23,847 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 45,422 by Verto Direct Opportunity II, LP; and 1,683 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F10 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $31.70 to $32.07, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F11 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,745,485 by Mudrick Distressed Opportunity Fund Global, LP; 1,072,520 by Blackwell Partners LLC Series A; 1,413,622 by Boston Patriot Batterymarch St LLC; 271,237 by P Mudrick LTD; 1,239,522 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,360,996 by Verto Direct Opportunity II, LP; and 87,471 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 00:26 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 16,389 | $32.03 | $524,939.67 |
DisclosureSEC source: 0001140361-22-004977 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,367,672 F6 · shares: Represents shares of Common Stock sold by the following entities: 4,896 by Mudrick Distressed Opportunity Fund Global, LP; 1,912 by Blackwell Partners LLC Series A; 2,521 by Boston Patriot Batterymarch St LLC; 484 by P Mudrick Ltd.; 2,210 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 4,210 by Verto Direct Opportunity II, LP; and 156 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F7 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 to $32.12, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F8 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,798,304 by Mudrick Distressed Opportunity Fund Global, LP; 1,093,154 by Blackwell Partners LLC Series A; 1,440,818 by Boston Patriot Batterymarch St LLC; 276,455 by P Mudrick LTD; 1,263,369 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,406,418 by Verto Direct Opportunity II, LP; and 89,154 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 00:26 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 103,277 | $32.05 | $3,310,027.85 |
DisclosureSEC source: 0001140361-22-004977 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,384,061 F3 · shares: Represents shares of Common Stock sold by the following entities: 30,851 by Mudrick Distressed Opportunity Fund Global, LP; 12,052 by Blackwell Partners LLC Series A; 15,885 by Boston Patriot Batterymarch St LLC; 3,048 by P Mudrick Ltd.; 13,928 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 26,530 by Verto Direct Opportunity II, LP; and 983 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 to $32.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,803,200 by Mudrick Distressed Opportunity Fund Global, LP; 1,095,066 by Blackwell Partners LLC Series A; 1,443,339 by Boston Patriot Batterymarch St LLC; 276,939 by P Mudrick LTD; 1,265,579 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,410,628 by Verto Direct Opportunity II, LP; and 89,310 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 00:09 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 72,225 | $32.24 | $2,328,534.00 |
DisclosureSEC source: 0001140361-22-003660 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,487,338 F9 · shares: Represents shares of Common Stock sold by the following entities: 21,575 by Mudrick Distressed Opportunity Fund Global, LP; 8,428 by Blackwell Partners LLC Series A; 11,109 by Boston Patriot Batterymarch St LLC; 2,131 by P Mudrick Ltd.; 9,741 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 18,554 by Verto Direct Opportunity II, LP; and 687 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F10 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.20 to $32.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F11 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,834,051 by Mudrick Distressed Opportunity Fund Global, LP; 1,107,118 by Blackwell Partners LLC Series A; 1,459,224 by Boston Patriot Batterymarch St LLC; 279,987 by P Mudrick LTD; 1,279,507 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,437,158 by Verto Direct Opportunity II, LP; and 90,293 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 00:09 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 60,000 | $32.83 | $1,969,800.00 |
DisclosureSEC source: 0001140361-22-003660 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,559,563 F6 · shares: Represents shares of Common Stock sold by the following entities: 17,923 by Mudrick Distressed Opportunity Fund Global, LP; 7,002 by Blackwell Partners LLC Series A; 9,228 by Boston Patriot Batterymarch St LLC; 1,771 by P Mudrick Ltd.; 8,092 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 15,413 by Verto Direct Opportunity II, LP; and 571 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F7 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.70 to $33.03, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F8 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,855,626 by Mudrick Distressed Opportunity Fund Global, LP; 1,115,546 by Blackwell Partners LLC Series A; 1,470,333 by Boston Patriot Batterymarch St LLC; 282,118 by P Mudrick LTD; 1,289,248 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,455,712 by Verto Direct Opportunity II, LP; and 90,980 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:09 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 47,295 | $32.25 | $1,525,263.75 |
DisclosureSEC source: 0001140361-22-003660 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,619,563 F3 · shares: Represents shares of Common Stock sold by the following entities: 14,128 by Mudrick Distressed Opportunity Fund Global, LP; 5,519 by Blackwell Partners LLC Series A; 7,274 by Boston Patriot Batterymarch St LLC; 1,396 by P Mudrick Ltd.; 6,379 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 12,149 by Verto Direct Opportunity II, LP; and 450 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $32.00 to $32.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F5 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,873,549 by Mudrick Distressed Opportunity Fund Global, LP; 1,122,548 by Blackwell Partners LLC Series A; 1,479,561 by Boston Patriot Batterymarch St LLC; 283,889 by P Mudrick LTD; 1,297,340 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,471,125 by Verto Direct Opportunity II, LP; and 91,551 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:29 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001628280-22-001510 · wf-form4_164366453140060.xml · derivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,521 Underlying: Common Shares · 1,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:29 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Shares | 1,000 | $3.68 | $3,680.00 |
DisclosureSEC source: 0001628280-22-001510 · wf-form4_164366453140060.xml · nonDerivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 02:03 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 50,000 | $35.50 | $1,775,000.00 |
DisclosureSEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,666,858 F10 · shares: Represents shares of Common Stock sold by the following entities: 14,936 by Mudrick Distressed Opportunity Fund Global, LP; 5,835 by Blackwell Partners LLC Series A; 7,690 by Boston Patriot Batterymarch St LLC; 1,476 by P Mudrick Ltd.; 6,743 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 12,844 by Verto Direct Opportunity II, LP; and 476 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F11 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,887,677 by Mudrick Distressed Opportunity Fund Global, LP; 1,128,067 by Blackwell Partners LLC Series A; 1,486,835 by Boston Patriot Batterymarch St LLC; 285,285 by P Mudrick LTD; 1,303,719 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,483,274 by Verto Direct Opportunity II, LP; and 92,001 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 02:03 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 8,848 | $36.28 | $321,005.44 |
DisclosureSEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,716,858 F8 · shares: The shares of Common Stock were sold by Jason Mudrick in multiple transactions at prices ranging from $36.00 to $36.59, inclusive. Mr. Mudrick undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F8 · price: The shares of Common Stock were sold by Jason Mudrick in multiple transactions at prices ranging from $36.00 to $36.59, inclusive. Mr. Mudrick undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F9 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 2,902,613 by Mudrick Distressed Opportunity Fund Global, LP; 1,133,902 by Blackwell Partners LLC Series A; 1,494,525 by Boston Patriot Batterymarch St LLC; 286,761 by P Mudrick LTD; 1,310,462 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,496,118 by Verto Direct Opportunity II, LP; 92,477 by Verto Direct Opportunity GP, LLC; and 0 by Jason Mudrick. F8 · ownership.direct: The shares of Common Stock were sold by Jason Mudrick in multiple transactions at prices ranging from $36.00 to $36.59, inclusive. Mr. Mudrick undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 02:03 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 5,091 | $36.55 | $186,076.05 |
DisclosureSEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,725,706 F5 · shares: Represents shares of Common Stock sold by the following entities: 1,521 by Mudrick Distressed Opportunity Fund Global, LP; 594 by Blackwell Partners LLC Series A; 783 by Boston Patriot Batterymarch St LLC; 150 by P Mudrick Ltd.; 687 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,308 by Verto Direct Opportunity II, LP; and 48 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F6 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $36.55 to $36.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range. F7 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,902,613 by Mudrick Distressed Opportunity Fund Global, LP; 1,133,902 by Blackwell Partners LLC Series A; 1,494,525 by Boston Patriot Batterymarch St LLC; 286,761 by P Mudrick LTD; 1,310,462 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,496,118 by Verto Direct Opportunity II, LP; 92,477 by Verto Direct Opportunity GP, LLC; and 8,848 by Jason Mudrick. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| January 10, 2022 Filed Jan 13, 2022 02:03 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick Jason10% owner · Former Director
Mudrick Distressed Opportunity Fund Global, LP10% owner · Former Director
Verto Direct Opportunity II, LP10% owner · Former Director
|
SaleCommon Stock | 50,000 | $36.00 | $1,800,000.00 |
DisclosureSEC source: 0001140361-22-001511 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · 10% owner · Former Director Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner · Former Director Verto Direct Opportunity II, LP · CIK 0001826215 · 10% owner · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,730,797 F3 · shares: Represents shares of Common Stock sold by the following entities: 14,423 by Mudrick Distressed Opportunity Fund Global, LP; 5,635 by Blackwell Partners LLC Series A; 7,427 by Boston Patriot Batterymarch St LLC; 1,425 by P Mudrick Ltd.; 6,512 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 12,404 by Verto Direct Opportunity II, LP; 460 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale); 683 by Mudrick Distressed Opportunity Specialty Fund, LP; and 1,031 by Mudrick Distressed Opportunity Drawdown Fund, LP. F4 · balance_after: Represents shares of Common Stock directly held following the sale as follows: 2,904,134 by Mudrick Distressed Opportunity Fund Global, LP; 1,134,496 by Blackwell Partners LLC Series A; 1,495,308 by Boston Patriot Batterymarch St LLC; 286,911 by P Mudrick LTD; 1,311,149 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,497,426 by Verto Direct Opportunity II, LP; 92,525 by Verto Direct Opportunity GP, LLC; 0 by Mudrick Distressed Opportunity Specialty Fund, LP; 0 by Mudrick Distressed Opportunity Drawdown Fund, LP; and 8,848 by Jason Mudrick. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 02:34 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
Exercise / conversionStock Options (right to buy) · Derivative | 13,889 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001140361-21-042494 · form4.xml · derivative · entry 6 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,889 shares Expires 2026-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in four equal installments on the anniversary of the grant date on October 15, 2020. The unvested options expired in accordance with their terms in connection with Mr. Mudrick's departure from the board of directors of the Issuer. F4 · balance_after: Exercisable in four equal installments on the anniversary of the grant date on October 15, 2020. The unvested options expired in accordance with their terms in connection with Mr. Mudrick's departure from the board of directors of the Issuer. F3 · ownership.direct: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 02:34 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
Tax withholdingCommon Stock | 5,041 | $38.08 | $191,961.28 |
DisclosureSEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780,797 F3 · shares: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. F3 · price: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. F3 · ownership.direct: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 02:34 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
Exercise / conversionCommon Stock | 13,889 | $13.82 | $191,945.98 |
DisclosureSEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,785,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. F3 · price: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. F3 · ownership.direct: On December 17, 2021, Jason Mudrick exercised a total of 13,889 options previously granted under the Issuer's 2020 Stock Incentive Plan and sold to the Issuer a total of 5,041 shares of Common Stock underlying such options at a price of $38.08 per share, in each case, in accordance with the terms of the award agreement and the plan. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 02:34 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
Exercise / conversionStock Options (right to buy) · Derivative | 20,242 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001140361-21-042494 · form4.xml · derivative · entry 5 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 20,242 shares Expires 2026-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP. F5 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 02:34 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
Tax withholdingCommon Stock | 2,091 | $35.66 | $74,565.06 |
DisclosureSEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,771,949 F2 · shares: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP. F2 · price: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP. F2 · balance_after: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F5 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 02:34 UTC |
Mudrick Capital Management, L.P.10% owner · Former Director
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
Exercise / conversionCommon Stock | 20,242 | $3.68 | $74,490.56 |
DisclosureSEC source: 0001140361-21-042494 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner · Former Director Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,774,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On December 16, 2021, certain of the Reporting Persons and other funds affiliated with MCM exercised a total of 20,242 options previously granted under the Issuer's 2016 Stock Incentive Plan and sold to the Issuer a total of 2,091 shares of Common Stock underlying such options at a price of $35.66 per share, in each case, in accordance with the terms of the award agreement and the plan. Following such transactions, each of the following entities held shares of Common Stock as follows: 2,918,557 by Mudrick Distressed Opportunity Fund Global, LP; 1,140,131 by Blackwell Partners LLC Series A; 1,502,735 by Boston Patriot Batterymarch St LLC; 288,336 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; 92,985 by Verto Direct Opportunity GP, LLC; 1,031 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; and 683 by Mudrick Distressed Opportunity Specialty Fund, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F5 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:22 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 45,000 | $35.50 | $1,597,500.00 |
DisclosureSEC source: 0001140361-21-038363 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 9,753,798 F3 · shares: Represents shares of Common Stock sold by the following entities: 13,429 by Mudrick Distressed Opportunity Fund Global, L.P.; 5,251 by Blackwell Partners LLC Series A; 6,923 by Boston Patriot Batterymarch St LLC; 1,310 by P Mudrick Ltd.; 6,079 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 11,579 by Verto Direct Opportunity II, LP; and 429 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 2,910,633 by Mudrick Distressed Opportunity Fund Global, LP; 1,138,163 by Blackwell Partners LLC Series A; 1,500,490 by Boston Patriot Batterymarch St LLC; 284,036 by P Mudrick LTD; 1,317,661 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,509,830 by Verto Direct Opportunity II, LP; and 92,985 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:02 UTC |
Walsh JoeDirector · CEO and President
|
PurchaseCommon Shares | 45,000 | $35.50 | $1,597,500.00 |
DisclosureSEC source: 0001628280-21-023720 · wf-form4_163718653892131.xml · nonDerivative · entry 1 Walsh Joe · CIK 0001573298 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,579 F1 · price: Purchased from funds affiliated with Mudrick Capital Management, L.P. in a privately negotiated transaction. F2 · balance_after: Includes 1,851 shares purchased on June 30, 2021 through the Issuer's Employee Share Purchase Program. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:39 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001628280-21-020866 · wf-form4_163553992027209.xml · derivative · entry 2 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,521 Underlying: Common Shares · 1,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents Stock Options awarded on November 14, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:39 UTC |
Rouse Paul DCFO, Executive VP & Treasurer
|
Exercise / conversionCommon Shares | 1,000 | $3.68 | $3,680.00 |
DisclosureSEC source: 0001628280-21-020866 · wf-form4_163553992027209.xml · nonDerivative · entry 1 Rouse Paul D · CIK 0001623902 · CFO, Executive VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,851 shares purchased on June 30, 2021 through the Issuer's Employee Share Purchase Program. Read SEC document |
| September 21, 2021 Filed Sep 21, 2021 21:13 UTC |
Henry GordonChief Strategy Officer and EVP
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001620150-21-000002 · wf-form4_163225880479634.xml · derivative · entry 4 Henry Gordon · CIK 0001620150 · Chief Strategy Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,771 Underlying: Common Stock · 5,000 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents Stock Options awarded on September 26, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| September 21, 2021 Filed Sep 21, 2021 21:13 UTC |
Henry GordonChief Strategy Officer and EVP
|
GrantCommon Shares | 5,000 | $3.68 | $18,400.00 |
DisclosureSEC source: 0001620150-21-000002 · wf-form4_163225880479634.xml · nonDerivative · entry 2 Henry Gordon · CIK 0001620150 · Chief Strategy Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,222 Read SEC document |
| September 17, 2021 Filed Sep 18, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 740,101 | $28.80 | $21,314,908.80 |
DisclosureSEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 4 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 9,798,798 F12 · shares: Represents shares of Common Stock sold by the following entities: 220,853 by Mudrick Distressed Opportunity Fund Global, L.P.; 86,361 by Blackwell Partners LLC Series A; 113,855 by Boston Patriot Batterymarch St LLC; 21,552 by P Mudrick Ltd.; 99,983 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 190,442 by Verto Direct Opportunity II, LP; and 7,055 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F13 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $28.56 to $29.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range. F14 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 2,924,062 by Mudrick Distressed Opportunity Fund Global, LP; 1,143,414 by Blackwell Partners LLC Series A; 1,507,413 by Boston Patriot Batterymarch St LLC; 285,346 by P Mudrick LTD; 1,323,740 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,521,409 by Verto Direct Opportunity II, LP; and 93,414 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| September 17, 2021 Filed Sep 18, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 96,699 | $29.23 | $2,826,511.77 |
DisclosureSEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 10,538,899 F9 · shares: Represents shares of Common Stock sold by the following entities: 28,856 by Mudrick Distressed Opportunity Fund Global, L.P.; 11,284 by Blackwell Partners LLC Series A; 14,876 by Boston Patriot Batterymarch St LLC; 2,816 by P Mudrick Ltd.; 13,063 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 24,882 by Verto Direct Opportunity II, LP; and 922 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F10 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.01 to $29.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range. F11 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 3,144,915 by Mudrick Distressed Opportunity Fund Global, LP; 1,229,775 by Blackwell Partners LLC Series A; 1,621,268 by Boston Patriot Batterymarch St LLC; 306,268 by P Mudrick LTD; 1,423,723 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,711,851 by Verto Direct Opportunity II, LP; and 100,469 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 21:13 UTC |
Henry GordonChief Strategy Officer and EVP
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,750 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001620150-21-000002 · wf-form4_163225880479634.xml · derivative · entry 3 Henry Gordon · CIK 0001620150 · Chief Strategy Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,771 Underlying: Common Stock · 2,750 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents Stock Options awarded on September 26, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 21:13 UTC |
Henry GordonChief Strategy Officer and EVP
|
GrantCommon Shares | 2,750 | $3.68 | $10,120.00 |
DisclosureSEC source: 0001620150-21-000002 · wf-form4_163225880479634.xml · nonDerivative · entry 1 Henry Gordon · CIK 0001620150 · Chief Strategy Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222 F1 · balance_after: Includes 472 shares purchased on June 30, 2021 through the Issuer's Employee Share Purchase Program. Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:59 UTC |
Akhtar AmerDirector
|
PurchaseCommon Shares | 500 | $29.79 | $14,895.00 |
DisclosureSEC source: 0001824556-21-000002 · wf-form4_163183314844712.xml · nonDerivative · entry 2 Akhtar Amer · CIK 0001824556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 16, 2021 Filed Sep 16, 2021 22:59 UTC |
Akhtar AmerDirector
|
PurchaseCommon Shares | 500 | $29.69 | $14,845.00 |
DisclosureSEC source: 0001824556-21-000002 · wf-form4_163183314844712.xml · nonDerivative · entry 1 Akhtar Amer · CIK 0001824556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| September 16, 2021 Filed Sep 18, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 95,916 | $29.59 | $2,838,154.44 |
DisclosureSEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 10,635,598 F6 · shares: Represents shares of Common Stock sold by the following entities: 28,622 by Mudrick Distressed Opportunity Fund Global, L.P.; 11,192 by Blackwell Partners LLC Series A; 14,756 by Boston Patriot Batterymarch St LLC; 2,793 by P Mudrick Ltd.; 12,958 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 24,681 by Verto Direct Opportunity II, LP; and 914 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F7 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.25 to $30.07, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range. F8 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 3,173,771 by Mudrick Distressed Opportunity Fund Global, LP; 1,241,059 by Blackwell Partners LLC Series A; 1,636,144 by Boston Patriot Batterymarch St LLC; 309,714 by P Mudrick LTD; 1,436,786 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,736,733 by Verto Direct Opportunity II, LP; and 101,391 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 22:49 UTC |
OHARA RYANDirector
|
PurchaseCommon Shares | 1,250 | $29.00 | $36,250.00 |
DisclosureSEC source: 0001247490-21-000002 · wf-form4_163183257257784.xml · nonDerivative · entry 1 OHARA RYAN · CIK 0001247490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 349,332 | $29.44 | $10,284,334.08 |
DisclosureSEC source: 0001140361-21-031727 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 10,731,514 F3 · shares: Represents shares of Common Stock sold by the following entities: 104,244 by Mudrick Distressed Opportunity Fund Global, L.P.; 40,764 by Blackwell Partners LLC Series A; 53,740 by Boston Patriot Batterymarch St LLC; 10,173 by P Mudrick Ltd.; 47,192 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 89,889 by Verto Direct Opportunity II, LP; and 3,330 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · price: The shares of Common Stock were sold in multiple transactions at prices ranging from $29.17 to $30.16, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range. F5 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 3,202,393 by Mudrick Distressed Opportunity Fund Global, LP; 1,252,251 by Blackwell Partners LLC Series A; 1,650,900 by Boston Patriot Batterymarch St LLC; 312,507 by P Mudrick LTD; 1,449,744 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,761,414 by Verto Direct Opportunity II, LP; and 102,305 by Verto Direct Opportunity GP, LLC. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 21:43 UTC |
Kintzer BonnieDirector
|
PurchaseCommon Shares | 837 | $29.66 | $24,825.42 |
DisclosureSEC source: 0001824595-21-000002 · wf-form4_163174216495165.xml · nonDerivative · entry 1 Kintzer Bonnie · CIK 0001824595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837 Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 17:48 UTC |
Zynczak HeatherDirector
|
PurchaseCommon Shares | 840 | $29.50 | $24,780.00 |
DisclosureSEC source: 0001824557-21-000002 · wf-form4_163165611181756.xml · nonDerivative · entry 1 Zynczak Heather · CIK 0001824557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840 F1 · price: This transaction was executed in multiple trades at prices ranging from from $29.46 to $29.59 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:49 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock | 202,661 | $31.17 | $6,316,943.37 |
DisclosureSEC source: 0000950142-21-002803 · es210181878_4-thryv.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,242,219 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 23:17 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 917,000 | $31.23 | $28,637,910.00 |
DisclosureSEC source: 0001140361-21-030420 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 11,080,846 F3 · shares: Represents shares of Common Stock sold by the following entities: 273,642 by Mudrick Distressed Opportunity Fund Global, L.P.; 107,004 by Blackwell Partners LLC Series A; 26,704 by P Mudrick Ltd.; 123,879 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 235,961 by Verto Direct Opportunity II, LP; 141,068 by Boston Patriot Batterymarch St LLC; and 8,742 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,293,015 by Blackwell Partners LLC Series A; 1,704,640 by Boston Patriot Batterymarch St LLC; 1,496,936 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,306,637 by Mudrick Distressed Opportunity Fund Global, LP; 322,680 by P Mudrick LTD; 105,635 by Verto Direct Opportunity GP, LLC; and 2,851,303 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:49 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 12,244 | $31.09 | $380,665.96 |
DisclosureSEC source: 0000950142-21-002803 · es210181878_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,444,880 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| August 26, 2021 Filed Aug 31, 2021 00:40 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 307,265 | $30.00 | $9,217,950.00 |
DisclosureSEC source: 0001140361-21-029784 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 11,997,846 F3 · shares: Represents shares of Common Stock sold by the following entities: 91,691 by Mudrick Distressed Opportunity Fund Global, L.P.; 35,854 by Blackwell Partners LLC Series A; 8,948 by P Mudrick Ltd.; 41,509 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 79,065 by Verto Direct Opportunity II, LP; 47,269 by Boston Patriot Batterymarch St LLC; and 2,929 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,400,019 by Blackwell Partners LLC Series A; 1,845,708 by Boston Patriot Batterymarch St LLC; 1,620,815 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,580,279 by Mudrick Distressed Opportunity Fund Global, LP; 349,384 by P Mudrick LTD; 114,377 by Verto Direct Opportunity GP, LLC; and 3,087,264 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; and P Mudrick LTD. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 1,830 | $31.80 | $58,194.00 |
DisclosureSEC source: 0001140361-21-029395 · form4.xml · nonDerivative · entry 3 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 12,305,111 F8 · shares: Represents shares of Common Stock sold by the following entities: 546 by Mudrick Distressed Opportunity Fund Global, L.P.; 214 by Blackwell Partners LLC Series A; 53 by P Mudrick Ltd.; 247 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 471 by Verto Direct Opportunity II, LP; 282 by Boston Patriot Batterymarch St LLC; and 17 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F9 · price: The Common Stock was sold in multiple transactions at prices ranging from $31.71 to $32.05, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F10 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,435,873 by Blackwell Partners LLC Series A; 1,892,977 by Boston Patriot Batterymarch St LLC; 1,662,324 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,671,970 by Mudrick Distressed Opportunity Fund Global, LP; 358,332 by P Mudrick LTD; 117,306 by Verto Direct Opportunity GP, LLC; and 3,166,329 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 163,170 | $31.00 | $5,058,270.00 |
DisclosureSEC source: 0001140361-21-029395 · form4.xml · nonDerivative · entry 2 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 12,306,941 F5 · shares: Represents shares of Common Stock sold by the following entities: 48,691 by Mudrick Distressed Opportunity Fund Global, L.P.; 19,040 by Blackwell Partners LLC Series A; 4,752 by P Mudrick Ltd.; 22,043 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 41,987 by Verto Direct Opportunity II, LP; 25,101 by Boston Patriot Batterymarch St LLC; and 1,556 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F6 · price: The Common Stock was sold in multiple transactions at prices ranging from $30.98 to $31.43, inclusive. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. F7 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,436,087 by Blackwell Partners LLC Series A; 1,893,258 by Boston Patriot Batterymarch St LLC; 1,662,571 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,672,516 by Mudrick Distressed Opportunity Fund Global, LP; 358,385 by P Mudrick LTD; 117,323 by Verto Direct Opportunity GP, LLC; and 3,166,800 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:52 UTC |
McCusker JamesChief Revenue Officer and EVP
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001652460-21-000002 · wf-form4_163001471728773.xml · derivative · entry 2 McCusker James · CIK 0001652460 · Chief Revenue Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,521 Underlying: Common Stock · 12,000 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents Stock Options awarded on September 26, 2016 under the Issuer's 2016 Stock Incentive Plan, all of which have vested. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:52 UTC |
McCusker JamesChief Revenue Officer and EVP
|
GrantCommon Shares | 12,000 | $3.68 | $44,160.00 |
DisclosureSEC source: 0001652460-21-000002 · wf-form4_163001471728773.xml · nonDerivative · entry 1 McCusker James · CIK 0001652460 · Chief Revenue Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,851 F1 · balance_after: Includes 1,851 shares purchased on June 30, 2021 through the Issuer's Employee Share Purchase Program. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 01:28 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 170,000 | $30.54 | $5,191,800.00 |
DisclosureSEC source: 0001140361-21-029395 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 12,470,111 F3 · shares: Represents shares of Common Stock sold by the following entities: 50,730 by Mudrick Distressed Opportunity Fund Global, L.P.; 19,837 by Blackwell Partners LLC Series A; 4,950 by P Mudrick Ltd.; 22,966 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 43,744 by Verto Direct Opportunity II, LP; 26,152 by Boston Patriot Batterymarch St LLC; and 1,621 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,455,127 by Blackwell Partners LLC Series A; 1,918,360 by Boston Patriot Batterymarch St LLC; 1,684,614 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,721,207 by Mudrick Distressed Opportunity Fund Global, LP; 363,137 by P Mudrick LTD; 118,879 by Verto Direct Opportunity GP, LLC; and 3,208,787 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 00:29 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 250,000 | $31.85 | $7,962,500.00 |
DisclosureSEC source: 0001140361-21-028814 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 12,640,111 F3 · shares: Represents shares of Common Stock sold by the following entities: 74,603 by Mudrick Distressed Opportunity Fund Global, L.P.; 29,172 by Blackwell Partners LLC Series A; 7,280 by P Mudrick Ltd.; 33,773 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 64,330 by Verto Direct Opportunity II, LP; 38,459 by Boston Patriot Batterymarch St LLC; and 2,383 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,474,964 by Blackwell Partners LLC Series A; 1,944,512 by Boston Patriot Batterymarch St LLC; 1,707,580 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,771,937 by Mudrick Distressed Opportunity Fund Global, LP; 368,087 by P Mudrick LTD; 120,500 by Verto Direct Opportunity GP, LLC; and 3,252,531 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:16 UTC |
Mudrick Capital Management, L.P.Director · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick Distressed Opportunity Fund Global, LPDirector · 10% owner
Verto Direct Opportunity II, LPDirector · 10% owner
|
SaleCommon Stock | 3,844,667 | $22.80 | $87,639,184.27 |
DisclosureSEC source: 0001140361-21-019738 · form4.xml · nonDerivative · entry 1 Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner Mudrick Jason · CIK 0001367262 · Director · 10% owner Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner Verto Direct Opportunity II, LP · CIK 0001826215 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 12,890,111 F3 · shares: Represents shares of Common Stock sold by the following entities: 186,011 by Mudrick Distressed Opportunity Fund Global, L.P.; 72,737 by Blackwell Partners LLC Series A; 426,126 by Mudrick Distressed Opportunity Specialty Fund, L.P.; 18,152 by P Mudrick Ltd.; 1,818,330 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; 84,208 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 160,397 by Verto Direct Opportunity II, LP; 95,893 by Boston Patriot Batterymarch St LLC; 976,871 by Mercer QIF Fund PLC; and 5,942 by Verto Direct Opportunity GP, LLC (through Jason Mudrick to whom these shares were distributed in connection with the sale). F4 · balance_after: Represents shares of Common Stock held by the following entities following the sale: 1,504,136 by Blackwell Partners LLC Series A; 1,982,971 by Boston Patriot Batterymarch St LLC; 1,741,353 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 3,846,540 by Mudrick Distressed Opportunity Fund Global, LP; 375,367 by P Mudrick LTD; 122,883 by Verto Direct Opportunity GP, LLC; and 3,316,861 by Verto Direct Opportunity II, LP. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. F2 · ownership.nature: Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:51 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
OtherCommon Stock, par value $0.001 per share ("Common Stock") | 410,765 | $22.80 | $9,365,442.00 |
DisclosureSEC source: 0000950142-21-001831 · es210156660_4-thryv.xml · nonDerivative · entry 3 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,457,124 F4 · kind: Represents a cross-trade of Common Stock among certain of the Funds. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:51 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
OtherCommon Stock, par value $0.001 per share ("Common Stock") | 410,765 | $22.80 | $9,365,442.00 |
DisclosureSEC source: 0000950142-21-001831 · es210156660_4-thryv.xml · nonDerivative · entry 2 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,457,124 F4 · kind: Represents a cross-trade of Common Stock among certain of the Funds. F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:51 UTC |
GOLDENTREE ASSET MANAGEMENT LP10% owner
GoldenTree Asset Management LLC10% owner
Tananbaum Steven A.10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 1,029,522 | $22.80 | $23,473,101.60 |
DisclosureSEC source: 0000950142-21-001831 · es210156660_4-thryv.xml · nonDerivative · entry 1 GOLDENTREE ASSET MANAGEMENT LP · CIK 0001278951 · 10% owner GoldenTree Asset Management LLC · CIK 0001435627 · 10% owner Tananbaum Steven A. · CIK 0001435626 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,457,124 F1 · ownership.nature: This Form 4 is filed on behalf of GoldenTree Asset Management LP (the "Advisor"), GoldenTree Asset Management LLC (the "General Partner") and Steven A. Tananbaum (collectively, the "Reporting Persons"). The Advisor is the investment manager or advisor to certain funds and separate accounts managed by the Advisor (the "Funds") and may be deemed to have a pecuniary interest in the securities directly held by the Funds. The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest. Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest. F2 · ownership.nature: The Advisor, the General Partner, and Mr. Tananbaum disclaim beneficial ownership of the Common Stock held by the Funds. F3 · ownership.nature: Common Stock held directly by certain funds and separate accounts managed by the Advisor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.