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Nasdaq · USD

THRM

Gentherm Inc

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Tapewire entity
4845
SEC CIK
0000903129
Parsed reports
504

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2019 Filed Jun 24, 2019 16:51 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
SaleCommon Stock 2,577 $42.25 $108,878.25
Disclosure

SEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 4

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,069

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 16:51 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Exercise / conversionCommon Stock 2,577 $40.64 $104,729.28
Disclosure

SEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 3

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:51 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Exercise / conversionOption to Purchase Common Stock · Derivative 1,000 $0.00 Strike: $40.64 $0.00
Disclosure

SEC source: 0001209191-19-038697 · doc4.xml · derivative · entry 5

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 1,000 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:51 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
SaleCommon Stock 1,000 $42.71 $42,714.00
Disclosure

SEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 2

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,069

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $42.40 to $42.86. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:51 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Exercise / conversionCommon Stock 1,000 $40.64 $40,640.00
Disclosure

SEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 17:47 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
SaleCommon Stock 1,345 $39.46 $53,075.45
Disclosure

SEC source: 0001209191-19-036651 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,069

F1 · price: This price represents the weighted average price of multiple transactions reported on this line. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:22 UTC
Gaul Ryan WesleyVP Operations
Tax withholdingCommon Stock 641 $39.84 $25,537.44
Disclosure

SEC source: 0001209191-19-036376 · doc4.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,189

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:21 UTC Tax withholdingCommon Stock 641 $39.84 $25,537.44
Disclosure

SEC source: 0001209191-19-036374 · doc4.xml · nonDerivative · entry 1

Giberson Paul Cameron · CIK 0001759149 · Sr. VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,865

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:19 UTC
Brentano YijingSenior VP IR and Corp Comm
Tax withholdingCommon Stock 450 $39.84 $17,928.00
Disclosure

SEC source: 0001209191-19-036370 · doc4.xml · nonDerivative · entry 1

Brentano Yijing · CIK 0001735972 · Senior VP IR and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,803

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:15 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Tax withholdingCommon Stock 1,041 $39.84 $41,473.44
Disclosure

SEC source: 0001209191-19-036362 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,414

Read SEC document
June 11, 2019 Filed Jun 12, 2019 20:14 UTC
Oldorff FrithjofPresident Auto BU
Tax withholdingCommon Stock 1,201 $39.84 $47,847.84
Disclosure

SEC source: 0001209191-19-036354 · doc4.xml · nonDerivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President Auto BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,017

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:03 UTC
Oldorff FrithjofPresident Auto BU
SaleCommon Stock 10,230 $38.79 $396,798.17
Disclosure

SEC source: 0001209191-19-035130 · doc4.xml · nonDerivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President Auto BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,218

F1 · price: This price represents the weighted average price of multiple transactions reported on this line. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price

Read SEC document
May 16, 2019 Filed May 17, 2019 18:11 UTC GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030764 · doc4.xml · nonDerivative · entry 1

Gunderson Maurice EP · CIK 0001392107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,904

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:10 UTC GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030763 · doc4.xml · nonDerivative · entry 1

Desormiere Sophie · CIK 0001556744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,418

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:15 UTC
Shaw ByronDirector
GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030768 · doc4.xml · nonDerivative · entry 1

Shaw Byron · CIK 0001576934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,864

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:47 UTC GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030787 · doc4.xml · nonDerivative · entry 1

Kummeth Charles R. · CIK 0001534980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,172

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:16 UTC
Stacey JohnDirector
GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030769 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:12 UTC GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030766 · doc4.xml · nonDerivative · entry 1

Hundzinski Ronald T · CIK 0001488024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:11 UTC
Hao YvonneDirector
GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030765 · doc4.xml · nonDerivative · entry 1

Hao Yvonne · CIK 0001668656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:09 UTC GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030762 · doc4.xml · nonDerivative · entry 1

CASTAING FRANCOIS J · CIK 0001200919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,904

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:33 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
SaleCommon Stock 11,222 $41.78 $468,801.29
Disclosure

SEC source: 0001209191-19-027387 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,455

F1 · price: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $41.25 to $42.22 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price

Read SEC document
April 17, 2019 Filed Apr 18, 2019 20:35 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Exercise / conversionOption to Purchase Common Stock · Derivative 9,000 $0.00 Strike: $38.05 $0.00
Disclosure

SEC source: 0001209191-19-025243 · doc4.xml · derivative · entry 3

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 9,000 shares

Expires 2024-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

F2 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 87,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).

Read SEC document
April 17, 2019 Filed Apr 18, 2019 20:35 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
SaleCommon Stock 9,000 $42.98 $386,820.00
Disclosure

SEC source: 0001209191-19-025243 · doc4.xml · nonDerivative · entry 2

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,677

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 20:35 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Exercise / conversionCommon Stock 9,000 $38.05 $342,450.00
Disclosure

SEC source: 0001209191-19-025243 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

Read SEC document
April 03, 2019 Filed Apr 10, 2019 19:10 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Tax withholdingCommon Stock 2,990 $38.24 $114,337.60
Disclosure

SEC source: 0001209191-19-024224 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,677

Read SEC document
April 03, 2019 Filed Apr 10, 2019 19:09 UTC
Oldorff FrithjofPresident Auto BU
Tax withholdingCommon Stock 3,434 $38.24 $131,316.16
Disclosure

SEC source: 0001209191-19-024223 · doc4.xml · nonDerivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President Auto BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,448

Read SEC document
April 03, 2019 Filed Apr 10, 2019 19:08 UTC Tax withholdingCommon Stock 1,714 $38.24 $65,543.36
Disclosure

SEC source: 0001209191-19-024222 · doc4.xml · nonDerivative · entry 1

Giberson Paul Cameron · CIK 0001759149 · Sr. VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,506

Read SEC document
April 03, 2019 Filed Apr 10, 2019 19:07 UTC
Gaul Ryan WesleyVP Operations
Tax withholdingCommon Stock 2,020 $38.24 $77,244.80
Disclosure

SEC source: 0001209191-19-024221 · doc4.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,830

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:59 UTC
Runyon Barbara JChief Human Resources Officer
GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014108 · doc4.xml · nonDerivative · entry 1

Runyon Barbara J · CIK 0001750111 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,299

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:58 UTC
Potesta Mark ASr. VP and CTO
GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014106 · doc4.xml · nonDerivative · entry 1

Potesta Mark A · CIK 0001759188 · Sr. VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,165

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:57 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014102 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,667

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:57 UTC
Oldorff FrithjofPresident Auto BU
GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014098 · doc4.xml · nonDerivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President Auto BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,882

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:56 UTC GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014095 · doc4.xml · nonDerivative · entry 1

Giberson Paul Cameron · CIK 0001759149 · Sr. VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:55 UTC
Gaul Ryan WesleyVP Operations
GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014094 · doc4.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,850

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:54 UTC
Eyler PhillipDirector · Chief Executive Officer
GrantCommon Stock 25,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014092 · doc4.xml · nonDerivative · entry 1

Eyler Phillip · CIK 0001649301 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,167

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:53 UTC
Brentano YijingSenior VP IR and Corp Comm
GrantCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014091 · doc4.xml · nonDerivative · entry 1

Brentano Yijing · CIK 0001735972 · Senior VP IR and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,253

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:51 UTC
Anversa MatteoEx VP, CFO & Treasurer
GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014090 · doc4.xml · nonDerivative · entry 1

Anversa Matteo · CIK 0001688974 · Ex VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,787

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022.

Read SEC document
February 24, 2019 Filed Feb 25, 2019 16:31 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Tax withholdingCommon Stock 1,054 $42.78 $45,090.12
Disclosure

SEC source: 0001209191-19-012870 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,868

Read SEC document
February 24, 2019 Filed Feb 25, 2019 16:30 UTC
Oldorff FrithjofPresident Auto BU
Tax withholdingCommon Stock 1,054 $42.78 $45,090.12
Disclosure

SEC source: 0001209191-19-012869 · doc4.xml · nonDerivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President Auto BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,133

Read SEC document
February 24, 2019 Filed Feb 25, 2019 16:29 UTC
Gaul Ryan WesleyVP Operations
Tax withholdingCommon Stock 1,054 $42.78 $45,090.12
Disclosure

SEC source: 0001209191-19-012868 · doc4.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,051

Read SEC document
February 22, 2019 Filed Feb 22, 2019 19:51 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Tax withholdingCommon Stock 1,276 $41.76 $53,285.76
Disclosure

SEC source: 0001209191-19-012480 · doc4.xml · nonDerivative · entry 1

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,922

Read SEC document
February 22, 2019 Filed Feb 22, 2019 19:51 UTC
Oldorff FrithjofPresident Auto BU
Tax withholdingCommon Stock 1,255 $41.76 $52,408.80
Disclosure

SEC source: 0001209191-19-012478 · doc4.xml · nonDerivative · entry 1

Oldorff Frithjof · CIK 0001550494 · President Auto BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,187

Read SEC document
February 22, 2019 Filed Feb 22, 2019 19:50 UTC Tax withholdingCommon Stock 904 $41.76 $37,751.04
Disclosure

SEC source: 0001209191-19-012477 · doc4.xml · nonDerivative · entry 1

Giberson Paul Cameron · CIK 0001759149 · Sr. VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,421

Read SEC document
February 22, 2019 Filed Feb 22, 2019 19:49 UTC
Gaul Ryan WesleyVP Operations
Tax withholdingCommon Stock 1,272 $41.76 $53,118.72
Disclosure

SEC source: 0001209191-19-012476 · doc4.xml · nonDerivative · entry 1

Gaul Ryan Wesley · CIK 0001661730 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,105

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:18 UTC
Anversa MatteoEx VP, CFO & Treasurer
GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001718 · doc4.xml · nonDerivative · entry 1

Anversa Matteo · CIK 0001688974 · Ex VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038

F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions; 1,346 on January 1, 2020,and 1,346 on January 1, 2021 and 1,346 on January 1, 2022.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 12:05 UTC
Steele Barry GCFO/VP Finance/Treasurer
SaleCommon Stock 4,000 $41.64 $166,574.80
Disclosure

SEC source: 0001209191-18-063799 · doc4.xml · nonDerivative · entry 2

Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,848

F1 · price: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $41.5374 to $41.75 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 12:05 UTC
Steele Barry GCFO/VP Finance/Treasurer
SaleCommon Stock 2,200 $41.50 $91,300.00
Disclosure

SEC source: 0001209191-18-063799 · doc4.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,848

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December 12, 2018 Filed Dec 15, 2018 01:07 UTC
Steele Barry GCFO/VP Finance/Treasurer
Tax withholdingCommon Stock 7,186 $42.58 $305,979.88
Disclosure

SEC source: 0001209191-18-062829 · doc4.xml · nonDerivative · entry 1

Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,048

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November 29, 2018 Filed Dec 1, 2018 00:04 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
Exercise / conversionOption to Purchase Common Stock · Derivative 8,500 $0.00 Strike: $38.05 $0.00
Disclosure

SEC source: 0001209191-18-060474 · doc4.xml · derivative · entry 6

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 8,500 shares

Expires 2024-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 96,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).

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November 29, 2018 Filed Dec 1, 2018 00:04 UTC
Phillips Kenneth JohnVP & General Counsel/Secretary
SaleCommon Stock 8,500 $45.93 $390,366.75
Disclosure

SEC source: 0001209191-18-060474 · doc4.xml · nonDerivative · entry 4

Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,198

F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.

F2 · price: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $45.90 to $45.99 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.