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person · Reporting owner

Stacey John

Disclosed activity across 3 companies

Tapewire entity
47063
SEC CIK
0001428422

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Gentherm IncTHRM · Entity 4845DirectorMay 14, 2026May 15, 2026
POWELL INDUSTRIES INCPOWL · Entity 3765DirectorFebruary 18, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gentherm Inc

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,112 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 4,292 · Balance 27,112

F1: The shares represent Restricted Common Stock issued under the 2023 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: The shares represent Restricted Common Stock issued under the 2023 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

POWELL INDUSTRIES INC

Report date February 18, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,160 Reported balance After 2026-02-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-18 · Grant · Acquired 200 · Balance 6,160

F1: Represents shares of restricted stock that have been granted to the Reporting Person as compensation for serving on the Powell Industries Board of Directors under the Non-Employee Director Equity Incentive Plan. These shares vest on the earlier of the first anniversary from the date of the grant or the Company's 2027 Annual Stockholder Meeting.

F2: RSUs convert into common stock on a one-for-one basis at the time of vesting.

F3: Includes shares that have a time-based vesting provision.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted stock that have been granted to the Reporting Person as compensation for serving on the Powell Industries Board of Directors under the Non-Employee Director Equity Incentive Plan. These shares vest on the earlier of the first anniversary from the date of the grant or the Company's 2027 Annual Stockholder Meeting.

F2: RSUs convert into common stock on a one-for-one basis at the time of vesting.

F3: Includes shares that have a time-based vesting provision.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARMAN INTERNATIONAL INDUSTRIES INC /DE/

Report date March 10, 2017 · Filed March 15, 2017

Section 16 reporting ended · disclosed 2017-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-03-10 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2017-03-10 · Exercise / conversion · Acquired 2,787 · Balance 23,205

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 2 · 2017-03-10 · Exercise / conversion · Acquired 2,191 · Balance 25,396

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 3 · 2017-03-10 · Exercise / conversion · Acquired 4,251 · Balance 29,647

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 4 · 2017-03-10 · Grant · Acquired 7,804 · Balance 37,451

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Row 5 · 2017-03-10 · Grant · Acquired 7,870 · Balance 45,321

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Row 6 · 2017-03-10 · Grant · Acquired 8,480 · Balance 53,801

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Row 7 · 2017-03-10 · Tax withholding · Disposed 16,341 · Balance 37,460

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Row 8 · 2017-03-10 · Disposition to issuer · Disposed 17,042 · Balance 20,418

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Row 9 · 2017-03-10 · Disposition to issuer · Disposed 20,418 · Balance 0

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2017-03-10 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2017-03-10 · Disposition to issuer · Disposed 1,027.6 · Balance 0

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy 401(k)Plan0 Reported balance After 2017-03-10 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2017-03-10 · Disposition to issuer · Disposed 1,044.31 · Balance 0

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-03-10 · Exercise / conversion · Disposed 2,787 · Balance 0

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-03-10 · Exercise / conversion · Disposed 2,191 · Balance 0

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-03-10 · Exercise / conversion · Disposed 4,251 · Balance 0

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 15, 2026 21:45 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 4,292 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-227295 · ownership.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,112

F1 · security: The shares represent Restricted Common Stock issued under the 2023 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 22:07 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 200 $0.01 $2.00
Disclosure

SEC source: 0000080420-26-000036 · wk-form4_1771538819.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,160

F1 · shares: Represents shares of restricted stock that have been granted to the Reporting Person as compensation for serving on the Powell Industries Board of Directors under the Non-Employee Director Equity Incentive Plan. These shares vest on the earlier of the first anniversary from the date of the grant or the Company's 2027 Annual Stockholder Meeting.

F2 · shares: RSUs convert into common stock on a one-for-one basis at the time of vesting.

F3 · balance_after: Includes shares that have a time-based vesting provision.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:59 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 5,075 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068192 · ownership.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,820

F1 · security: The shares represent Restricted Common Stock issued under the 2023 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 15:28 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 500 $0.01 $5.00
Disclosure

SEC source: 0000080420-25-000040 · wk-form4_1740151709.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,960

F1 · shares: Represents shares of restricted stock that have been granted to the Reporting Person as compensation for serving on the Powell Industries Board of Directors under the Non-Employee Director Equity Incentive Plan. These shares vest on the earlier of the first anniversary from the date of the grant or the Company's 2026 Annual Stockholder Meeting.

F2 · shares: RSUs convert into common stock on a one-for-one basis at the time of vesting.

F3 · balance_after: Includes shares that have a time-based vesting provision.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:10 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,662 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062529 · ownership.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,745

F1 · security: The shares represent Restricted Common Stock issued under the 2023 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
February 14, 2024 Filed Feb 20, 2024 21:43 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 660 $0.01 $6.60
Disclosure

SEC source: 0000080420-24-000022 · wk-form4_1708465349.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,460

F1 · shares: Represents shares of restricted stock that have been granted to the Reporting Person as compensation for serving on the Powell Industries Board of Directors under the Non-Employee Director Equity Incentive Plan. These shares vest on the earlier of the first anniversary from the date of the grant or the Company's 2025 Annual Stockholder Meeting.

F2 · balance_after: Includes shares that have a time-based vesting provision.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:38 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,147 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031476 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,083

F1 · security: The shares represent Restricted Common Stock issued under the 2023 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:28 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 1,200 $0.01 $12.00
Disclosure

SEC source: 0001209191-23-010437 · doc4.xml · nonDerivative · entry 2

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

F2 · shares: Represents shares of restricted stock granted under the Non-Employee Director Equity Incentive Plan that vests on the earlier of the first anniversary from the date of the grant or the Company's 2024 Annual Stockholder Meeting.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:28 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 1,200 $0.01 $12.00
Disclosure

SEC source: 0001209191-23-010437 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

F1 · shares: Common stock granted under the Company's Non-Employee Director Equity Incentive Plan.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 16:13 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034448 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,936

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 23:40 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 1,200 $0.01 $12.00
Disclosure

SEC source: 0001209191-22-010321 · doc4.xml · nonDerivative · entry 2

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

F2 · shares: Shares of restricted common stock granted under the Non-Employee Director Equity Incentive Plan that vests on the earlier of the first anniversary from the date of the grant or the Company's 2023 Annual Stockholder Meeting.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 23:40 UTC POWELL INDUSTRIES INC POWL · Entity 3765 GrantCommon Stock 1,200 $0.01 $12.00
Disclosure

SEC source: 0001209191-22-010321 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · shares: Common stock granted under the Company's Non-Employee Director Equity Incentive Plan.

Read SEC document
May 20, 2021 Filed May 24, 2021 19:54 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035294 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,236

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:26 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046568 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,814

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:35 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 4,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032027 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,694

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 16, 2019 Filed May 17, 2019 18:16 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030769 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
May 18, 2018 Filed May 21, 2018 15:20 UTC Gentherm Inc THRM · Entity 4845 GrantCommon Stock 2,857 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031655 · doc4.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

F1 · security: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that has been granted to the Reporting Person as compensation for serving on the Gentherm Board of Directors.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 4,251 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · derivative · entry 14

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 2,191 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · derivative · entry 13

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 2,787 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · derivative · entry 12

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 1,044.31 $112.00 $116,962.72
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 11

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)Plan

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

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March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 1,027.6 $112.00 $115,091.20
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 10

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

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March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 20,418 $112.00 $2,286,816.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 9

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Disposition to issuerCommon Stock 17,042 $112.00 $1,908,704.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 8

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,418

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 16,341 $112.00 $1,830,192.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 7

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,460

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F4 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

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March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 8,480 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 6

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,801

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 7,870 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 5

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,321

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 7,804 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 4

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,451

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.

F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 4,251 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 3

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 2,191 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 2

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
March 10, 2017 Filed Mar 15, 2017 06:00 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 2,787 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001379 · form.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 1,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006823 · form.xml · derivative · entry 3

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

Underlying: Common Stock · 1,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: Restricted share units vest 33 1/3% per year commencing on September 15, 2016.

F2 · derivative.expiration_date: Restricted share units vest 33 1/3% per year commencing on September 15, 2016.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 534 $81.76 $43,659.84
Disclosure

SEC source: 0001246360-16-006823 · form.xml · nonDerivative · entry 2

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,418

F3 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 1,096 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006823 · form.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 16:14 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantRestricted Share Unit · Derivative 4,251 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006762 · form.xml · derivative · entry 1

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,251

Underlying: Common Stock · 4,251 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: Restricted share units vest 33 1/3% per year commencing on September 13, 2017.

F2 · derivative.expiration_date: Restricted share units vest 33 1/3% per year commencing on September 13, 2017.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 20:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionRestricted Share Unit · Derivative 4,295 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006736 · form.xml · derivative · entry 4

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: Restricted share units vest fully 3 years from the date of grant.

F3 · derivative.expiration_date: Restricted share units vest fully 3 years from the date of grant.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 20:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 6,112 $80.93 $494,644.16
Disclosure

SEC source: 0001246360-16-006736 · form.xml · nonDerivative · entry 3

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,055

F4 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 20:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 GrantCommon Stock 11,468 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006736 · form.xml · nonDerivative · entry 2

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,167

F2 · shares: The vesting of the 11,468 share grant is generally subject to the achievement of certain performance metrics and the continued employment of the reporting person.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 20:42 UTC HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Exercise / conversionCommon Stock 4,295 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006736 · form.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
September 10, 2016 Filed Sep 19, 2016 14:21 UTC Amendment HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 Tax withholdingCommon Stock 6,311 $80.93 $510,749.23
Disclosure

SEC source: 0001246360-16-006791 · form.xml · nonDerivative · entry 1

Stacey John · CIK 0001428422 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,856

F1 · kind: This amended Form 4 is being filed to correct an error in Table I in the previous Form 4 filing of the reporting person, as the number of shares withheld to cover taxes due upon vesting of the restricted share units previously reported was estimated. This amended Form 4 includes the final number of shares withheld to cover taxes. No other changes were made to the previously filed Form 4.

F2 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4 on the originally filed Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.