Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gentherm IncTHRM · Entity 4845 | VP & General Counsel/Secretary | June 20, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gentherm Inc
Report date June 20, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,069 |
Ending reported balance
After 2019-06-21 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-06-20 · Exercise / conversion · Acquired 1,000 · Balance 17,069 F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Row 2 · 2019-06-20 · Sale · Disposed 1,000 · Balance 16,069 F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. F2: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $42.40 to $42.86. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Row 3 · 2019-06-21 · Exercise / conversion · Acquired 2,577 · Balance 18,646 F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Row 4 · 2019-06-21 · Sale · Disposed 2,577 · Balance 16,069 F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.64 · Expires 2023-02-24 | Direct | 21,500 |
Reported balance
After 2019-06-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-20 · Exercise / conversion · Disposed 1,000 · Balance 21,500 F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.64 · Expires 2023-02-24 | Direct | 18,923 |
Reported balance
After 2019-06-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-21 · Exercise / conversion · Disposed 2,577 · Balance 18,923 F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.
F2: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $42.40 to $42.86. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2019 Filed Jun 24, 2019 16:51 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,577 | $0.00 Strike: $40.64 | $0.00 |
DisclosureSEC source: 0001209191-19-038697 · doc4.xml · derivative · entry 6 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,923 Underlying: Common Stock · 2,577 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 16:51 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 2,577 | $42.25 | $108,878.25 |
DisclosureSEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 4 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,069 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 16:51 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 2,577 | $40.64 | $104,729.28 |
DisclosureSEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 3 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:51 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 1,000 | $0.00 Strike: $40.64 | $0.00 |
DisclosureSEC source: 0001209191-19-038697 · doc4.xml · derivative · entry 5 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 1,000 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:51 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 1,000 | $42.71 | $42,714.00 |
DisclosureSEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,069 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $42.40 to $42.86. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 16:51 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 1,000 | $40.64 | $40,640.00 |
DisclosureSEC source: 0001209191-19-038697 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 17:47 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 1,345 | $39.46 | $53,075.45 |
DisclosureSEC source: 0001209191-19-036651 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,069 F1 · price: This price represents the weighted average price of multiple transactions reported on this line. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 20:15 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,041 | $39.84 | $41,473.44 |
DisclosureSEC source: 0001209191-19-036362 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,414 Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:33 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 11,222 | $41.78 | $468,801.29 |
DisclosureSEC source: 0001209191-19-027387 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,455 F1 · price: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $41.25 to $42.22 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 20:35 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 9,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001209191-19-025243 · doc4.xml · derivative · entry 3 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 9,000 shares Expires 2024-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. F2 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 87,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 20:35 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 9,000 | $42.98 | $386,820.00 |
DisclosureSEC source: 0001209191-19-025243 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,677 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 20:35 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 9,000 | $38.05 | $342,450.00 |
DisclosureSEC source: 0001209191-19-025243 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| April 03, 2019 Filed Apr 10, 2019 19:10 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 2,990 | $38.24 | $114,337.60 |
DisclosureSEC source: 0001209191-19-024224 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,677 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:57 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 3,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014102 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022. Read SEC document |
| February 24, 2019 Filed Feb 25, 2019 16:31 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $42.78 | $45,090.12 |
DisclosureSEC source: 0001209191-19-012870 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,868 Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 19:51 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,276 | $41.76 | $53,285.76 |
DisclosureSEC source: 0001209191-19-012480 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,922 Read SEC document |
| November 29, 2018 Filed Dec 1, 2018 00:04 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 8,500 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001209191-18-060474 · doc4.xml · derivative · entry 6 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 8,500 shares Expires 2024-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 96,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| November 29, 2018 Filed Dec 1, 2018 00:04 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 8,500 | $45.93 | $390,366.75 |
DisclosureSEC source: 0001209191-18-060474 · doc4.xml · nonDerivative · entry 4 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,198 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. F2 · price: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $45.90 to $45.99 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 29, 2018 Filed Dec 1, 2018 00:04 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 8,500 | $38.05 | $323,425.00 |
DisclosureSEC source: 0001209191-18-060474 · doc4.xml · nonDerivative · entry 3 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2018 Filed Dec 1, 2018 00:04 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 500 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001209191-18-060474 · doc4.xml · derivative · entry 5 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 Underlying: Common Stock · 500 shares Expires 2024-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 96,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| November 28, 2018 Filed Dec 1, 2018 00:04 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 500 | $45.90 | $22,950.00 |
DisclosureSEC source: 0001209191-18-060474 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,198 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| November 28, 2018 Filed Dec 1, 2018 00:04 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 500 | $38.05 | $19,025.00 |
DisclosureSEC source: 0001209191-18-060474 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 28, 2018 01:43 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $26.17 | $0.00 |
DisclosureSEC source: 0001209191-18-044292 · doc4.xml · derivative · entry 3 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 105,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| July 26, 2018 Filed Jul 28, 2018 01:43 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 30,000 | $45.03 | $1,350,873.00 |
DisclosureSEC source: 0001209191-18-044292 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,198 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| July 26, 2018 Filed Jul 28, 2018 01:43 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 30,000 | $26.17 | $785,100.00 |
DisclosureSEC source: 0001209191-18-044292 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:32 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001209191-18-041913 · doc4.xml · derivative · entry 3 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 135,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:32 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 20,000 | $40.00 | $800,000.00 |
DisclosureSEC source: 0001209191-18-041913 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,198 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:32 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 20,000 | $19.10 | $382,000.00 |
DisclosureSEC source: 0001209191-18-041913 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 22:17 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 17,619 | $39.09 | $688,698.52 |
DisclosureSEC source: 0001209191-18-040112 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,198 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 19:04 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 7,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037420 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,817 F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions; 2,386 on June 11, 2019,and 2,385 on June 11,2020, and 2,385 on June 11,2021. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 22:17 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $31.55 | $33,253.70 |
DisclosureSEC source: 0001209191-18-013442 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,661 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,172 | $31.75 | $37,211.00 |
DisclosureSEC source: 0001209191-18-013442 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,715 Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 22:32 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,180 | $31.65 | $37,347.00 |
DisclosureSEC source: 0001209191-18-011457 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,887 Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 15:33 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 9,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055601 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,067 F1 · shares: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The Restricted Stock Award Agreement provides that the shares granted are subject to forfeiture if the Participant's employment with the Company terminates prior to the 18 month anniversary of the Grant Date (the "Vesting Date"). If the Participant remains employed by the Company through and including the Vesting Date, or if the Participant's employment with the Company is terminated prior to the Vesting Date without Cause or for Good Reason (each as defined in the Restricted Stock Award Agreements), then the shares granted shall immediately vest and no longer be subject to possible forfeiture; provided that, in the case of acceleration upon termination, the participant's right to receive such accelerated vesting is conditioned upon execution of a general release of claims, which becomes irrevocable, for the benefit of the Company. Read SEC document |
| April 28, 2017 Filed May 1, 2017 20:33 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 12,500 | $0.00 Strike: $11.63 | $0.00 |
DisclosureSEC source: 0001209191-17-028952 · doc4.xml · derivative · entry 3 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2019-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 155,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| April 28, 2017 Filed May 1, 2017 20:33 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 19,500 | $37.74 | $736,008.00 |
DisclosureSEC source: 0001209191-17-028952 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,608 Read SEC document |
| April 28, 2017 Filed May 1, 2017 20:33 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 12,500 | $11.63 | $145,375.00 |
DisclosureSEC source: 0001209191-17-028952 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 11:24 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 632 | $39.25 | $24,806.00 |
DisclosureSEC source: 0001209191-17-023974 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,608 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 16:11 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $36.55 | $38,523.70 |
DisclosureSEC source: 0001209191-17-014592 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,240 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:07 UTC | Gentherm Inc THRM · Entity 4845 | GrantOption to Purchase Common Stock · Derivative | 45,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001209191-17-013744 · doc4.xml · derivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2024-02-22 F2 · derivative.exercise_date: Purchase option shares become exercisable in five installments; 9,000 shares on February 22, 2018, 9,000 shares on February 22, 2019, 9,000 shares on February 22, 2020, 9,000 shares on February 22, 2021 and 9,000 shares on February 22, 2022. F3 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 167,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:07 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013744 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,294 F1 · shares: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in four portions; 3,750 on February 22, 2018,and 3,750 on February 22,2019, 3,750 on February 22,2020 and 3,750 on February 22, 2021. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 23:02 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,319 | $35.70 | $47,088.30 |
DisclosureSEC source: 0001209191-17-012854 · doc4.xml · nonDerivative · entry 2 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,294 Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 23:02 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,099 | $35.70 | $39,234.30 |
DisclosureSEC source: 0001209191-17-012854 · doc4.xml · nonDerivative · entry 1 Phillips Kenneth John · CIK 0001555711 · VP & General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,613 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.