Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 6 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2017 Filed Nov 29, 2017 20:10 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 2,000 | $6.95 | $13,896.60 |
DisclosureSEC source: 0001094891-17-000282 · edgar.xml · nonDerivative · entry 3 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,751 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 20:10 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 2,000 | $7.05 | $14,092.00 |
DisclosureSEC source: 0001094891-17-000282 · edgar.xml · nonDerivative · entry 2 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,751 Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 13:59 UTC |
Torres Julio A.Director
|
SaleOrdinary Shares | 7,000 | $7.00 | $49,011.20 |
DisclosureSEC source: 0001094891-17-000279 · edgar.xml · nonDerivative · entry 1 Torres Julio A. · CIK 0001543079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,446 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 20:10 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 3,900 | $7.11 | $27,723.54 |
DisclosureSEC source: 0001094891-17-000282 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,751 Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 19:13 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 3,000 | $7.13 | $21,382.50 |
DisclosureSEC source: 0001094891-17-000271 · edgar.xml · nonDerivative · entry 2 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,651 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 19:13 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 4,000 | $7.06 | $28,257.20 |
DisclosureSEC source: 0001094891-17-000271 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,651 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:14 UTC |
WEIL A LORNEDirector
|
GrantOrdinary Shares | 7,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000240 · edgar.xml · nonDerivative · entry 1 WEIL A LORNE · CIK 0000921873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,974 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:09 UTC |
Azout Samuel RDirector
|
GrantOrdinary Shares | 7,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000238 · edgar.xml · nonDerivative · entry 1 Azout Samuel R · CIK 0001602988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,446 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:10 UTC |
Byorum Martha LDirector
|
GrantOrdinary Shares | 7,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000239 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,651 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:17 UTC |
Vilarino Juan CarlosDirector
|
GrantOrdinary Shares | 7,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000242 · edgar.xml · nonDerivative · entry 1 Vilarino Juan Carlos · CIK 0001602038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,323 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:16 UTC |
Torres Julio A.Director
|
GrantOrdinary Shares | 7,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000241 · edgar.xml · nonDerivative · entry 1 Torres Julio A. · CIK 0001543079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,446 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 15:19 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 5,000 | $9.27 | $46,351.00 |
DisclosureSEC source: 0001094891-17-000131 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,579 Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 13:23 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
GiftOrdinary Shares | 37,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000054 · edgar.xml · nonDerivative · entry 1 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,813,685 F1 · balance_after: Includes an aggregate of 192,243 shares issued on February 1, 2017 as dividends pursuant to the issuer's regular quarterly dividend plan. F2 · ownership.direct: Represents securities held by EHC. As a director of EHC, Mr. Becerra shares voting and dispositive power over securities held by EHC with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 12:35 UTC |
Azout Samuel RDirector
|
GrantOrdinary Shares | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000020 · edgar.xml · nonDerivative · entry 1 Azout Samuel R · CIK 0001602988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,374 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 12:36 UTC |
Byorum Martha LDirector
|
GrantOrdinary Shares | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000022 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,579 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:37 UTC |
Torres Julio A.Director
|
GrantOrdinary Shares | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000024 · edgar.xml · nonDerivative · entry 1 Torres Julio A. · CIK 0001543079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,374 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 12:48 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
OtherOrdinary Shares | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000663 · edgar.xml · nonDerivative · entry 3 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,621,442 F3 · kind: On December 20, 2016, EHC became entitled to receive 1,500,000 ordinary shares of the issuer pursuant to the "earn-out" provision contained in the Merger Agreement consummated in connection with the issuer's December 2013 merger. The Merger Agreement provided that EHC would receive the shares, for no additional consideration, if the issuer's EBITDA for the fiscal year ending December 31, 2016 exceeded $45 million. The issuer's EBITDA for the fiscal year ending December 31, 2016 exceeded such amount, as a result of which EHC acquired the shares pursuant to the Merger Agreement. The number of shares issuable pursuant to the earn-out right was determined on August 17, 2013 pursuant to the terms of the Merger Agreement which set forth the exact number of shares subject to such earn-out right. Accordingly, EHC's right to receive such shares became fixed and irrevocable on December 20, 2013, the effective date of the merger. F3 · price: On December 20, 2016, EHC became entitled to receive 1,500,000 ordinary shares of the issuer pursuant to the "earn-out" provision contained in the Merger Agreement consummated in connection with the issuer's December 2013 merger. The Merger Agreement provided that EHC would receive the shares, for no additional consideration, if the issuer's EBITDA for the fiscal year ending December 31, 2016 exceeded $45 million. The issuer's EBITDA for the fiscal year ending December 31, 2016 exceeded such amount, as a result of which EHC acquired the shares pursuant to the Merger Agreement. The number of shares issuable pursuant to the earn-out right was determined on August 17, 2013 pursuant to the terms of the Merger Agreement which set forth the exact number of shares subject to such earn-out right. Accordingly, EHC's right to receive such shares became fixed and irrevocable on December 20, 2013, the effective date of the merger. F5 · balance_after: Includes an aggregate of 230,172 shares issued as dividends pursuant to the issuer's regular quarterly dividend plan. F6 · ownership.direct: Represents securities held by EHC. As a director of EHC, Mr. Becerra shares voting and dispositive power over securities held by EHC with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:00 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 10,200 | $11.83 | $120,623.16 |
DisclosureSEC source: 0001094891-16-000659 · edgar.xml · nonDerivative · entry 2 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,209 Read SEC document |
| December 07, 2016 Filed Dec 12, 2016 16:00 UTC |
Byorum Martha LDirector
|
SaleOrdinary Shares | 2,800 | $11.84 | $33,152.84 |
DisclosureSEC source: 0001094891-16-000659 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,409 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 07:14 UTC |
Daes Christian TDirector · Chief Operating Officer
|
GrantOrdinary Shares | 168,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-16-000657 · edgar.xml · nonDerivative · entry 1 Daes Christian T · CIK 0001602945 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,912 F1 · price: The reporting person acquired the ordinary shares as partial consideration for the sale of the reporting person's membership interests in E.S. Windows, LLC to the issuer. The aggregate purchase price paid by the issuer for all the membership interests in ESW was valued at $13,500,000. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 07:13 UTC |
Daes Jose MDirector · Chief Executive Officer
|
GrantOrdinary Shares | 227,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-16-000655 · edgar.xml · nonDerivative · entry 1 Daes Jose M · CIK 0001602946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,664 F1 · price: The reporting person acquired the ordinary shares as partial consideration for the sale of the reporting person's membership interests in E.S. Windows, LLC to the issuer. The aggregate purchase price paid by the issuer for all the membership interests in ESW was valued at $13,500,000. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 11:02 UTC |
WEIL A LORNEDirector
|
GrantOrdinary Shares | 4,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000634 · edgar.xml · nonDerivative · entry 1 WEIL A LORNE · CIK 0000921873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,902 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 14:21 UTC |
Azout Samuel RDirector
|
GrantOrdinary Shares | 4,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000636 · edgar.xml · nonDerivative · entry 1 Azout Samuel R · CIK 0001602988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,209 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 10:54 UTC |
Byorum Martha LDirector
|
GrantOrdinary Shares | 4,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000628 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,209 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 14:57 UTC |
Torres Julio A.Director
|
GrantOrdinary Shares | 4,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000630 · edgar.xml · nonDerivative · entry 1 Torres Julio A. · CIK 0001543079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,209 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 14:59 UTC |
Vilarino Juan CarlosDirector
|
GrantOrdinary Shares | 4,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000632 · edgar.xml · nonDerivative · entry 1 Vilarino Juan Carlos · CIK 0001602038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,251 Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 18:29 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
OtherOrdinary Shares | 2,491,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000600 · edgar.xml · nonDerivative · entry 1 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,891,270 F1 · kind: The reporting person distributed these shares to its shareholders on a pro rata basis (with certain shareholders foregoing their right to receive such shares). F2 · ownership.direct: Represents securities held by Energy Holding Corporation. As a director of Energy Holding Corporation, Mr. Becerra shares voting and dispositive power over securities held by Energy Holding Corporation with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 21:35 UTC |
Vilarino Juan CarlosDirector
|
OtherOrdinary Shares | 16,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000608 · edgar.xml · nonDerivative · entry 1 Vilarino Juan Carlos · CIK 0001602038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,042 F1 · kind: Pro rata distribution from Energy Holding Corp., of which the reporting person was a shareholder. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 16:00 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
SaleWarrant · Derivative | 789,082 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001094891-16-000595 · edgar.xml · derivative · entry 2 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 789,082 shares Expires 2016-12-20 F1 · price: The reporting person disposed of 789,082 warrants in exchange for 315,632 ordinary shares in an issuer exchange offer. F2 · ownership.direct: Represents securities held by Energy Holding Corporation. As a director of Energy Holding Corporation, Mr. Becerra shares voting and dispositive power over securities held by Energy Holding Corporation with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 16:00 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
PurchaseOrdinary Shares | 315,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-16-000595 · edgar.xml · nonDerivative · entry 1 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,382,773 F1 · price: The reporting person disposed of 789,082 warrants in exchange for 315,632 ordinary shares in an issuer exchange offer. F2 · ownership.direct: Represents securities held by Energy Holding Corporation. As a director of Energy Holding Corporation, Mr. Becerra shares voting and dispositive power over securities held by Energy Holding Corporation with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 11:18 UTC |
Byorum Martha LDirector
|
Disposition to issuerWarrants · Derivative | 110,000 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001094891-16-000593 · edgar.xml · derivative · entry 2 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 110,000 shares Expires 2016-12-20 F1 · price: The reporting person disposed of 110,000 warrants in exchange for 44,000 ordinary shares in an issuer exchange offer. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 11:18 UTC |
Byorum Martha LDirector
|
GrantOrdinary Shares | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000593 · edgar.xml · nonDerivative · entry 1 Byorum Martha L · CIK 0001292529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,000 F1 · price: The reporting person disposed of 110,000 warrants in exchange for 44,000 ordinary shares in an issuer exchange offer. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 12:22 UTC |
Torres Julio A.Director
|
SaleOrdinary Shares | 36 | $12.46 | $448.60 |
DisclosureSEC source: 0001094891-16-000591 · edgar.xml · nonDerivative · entry 2 Torres Julio A. · CIK 0001543079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 12:22 UTC |
Torres Julio A.Director
|
SaleOrdinary Shares | 4,800 | $12.53 | $60,153.60 |
DisclosureSEC source: 0001094891-16-000591 · edgar.xml · nonDerivative · entry 1 Torres Julio A. · CIK 0001543079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,036 Read SEC document |
| December 31, 2015 Filed Dec 22, 2016 12:48 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
OtherOrdinary Shares | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000663 · edgar.xml · nonDerivative · entry 2 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,891,270 F2 · kind: On December 31, 2015, EHC became entitled to receive 1,000,000 ordinary shares of the issuer pursuant to the "earn-out" provision contained in the Merger Agreement consummated in connection with the issuer's December 2013 merger. The Merger Agreement provided that EHC would receive the shares, for no additional consideration, if the issuer's EBITDA for the fiscal year ending December 31, 2015 exceeded $40 million. The issuer's EBITDA for the fiscal year ending December 31, 2015 exceeded such amount, as a result of which EHC acquired the shares pursuant to the Merger Agreement. The number of shares issuable pursuant to the earn-out right was determined on August 17, 2013 pursuant to the terms of the Merger Agreement which set forth the exact number of shares subject to such earn-out right. Accordingly, EHC's right to receive such shares became fixed and irrevocable on December 20, 2013, the effective date of the merger. F2 · price: On December 31, 2015, EHC became entitled to receive 1,000,000 ordinary shares of the issuer pursuant to the "earn-out" provision contained in the Merger Agreement consummated in connection with the issuer's December 2013 merger. The Merger Agreement provided that EHC would receive the shares, for no additional consideration, if the issuer's EBITDA for the fiscal year ending December 31, 2015 exceeded $40 million. The issuer's EBITDA for the fiscal year ending December 31, 2015 exceeded such amount, as a result of which EHC acquired the shares pursuant to the Merger Agreement. The number of shares issuable pursuant to the earn-out right was determined on August 17, 2013 pursuant to the terms of the Merger Agreement which set forth the exact number of shares subject to such earn-out right. Accordingly, EHC's right to receive such shares became fixed and irrevocable on December 20, 2013, the effective date of the merger. F4 · balance_after: The shares acquired in this transaction are already reflected in prior Form 4 filings by EHC and this Form 4 is simply reporting the transaction itself. F6 · ownership.direct: Represents securities held by EHC. As a director of EHC, Mr. Becerra shares voting and dispositive power over securities held by EHC with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
| December 31, 2014 Filed Dec 22, 2016 12:48 UTC |
Energy Holding Corp10% owner
Velilla Becerra Alberto Jose10% owner
Fernandez JoaquinChief Financial Officer · 10% owner
|
OtherOrdinary Shares | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-16-000663 · edgar.xml · nonDerivative · entry 1 Energy Holding Corp · CIK 0001602952 · 10% owner Velilla Becerra Alberto Jose · CIK 0001605631 · 10% owner Fernandez Joaquin · CIK 0001602798 · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,891,270 F1 · kind: On December 31, 2014, Energy Holding Corp. ("EHC") became entitled to receive 500,000 ordinary shares of the issuer pursuant to an "earn-out" provision contained in the Agreement and Plan of Reorganization ("Merger Agreement") consummated in connection with the issuer's December 2013 merger. The Merger Agreement provided that EHC would receive the shares, for no additional consideration, if the issuer's EBITDA for the fiscal year ending December 31, 2016 exceeded $36 million. The issuer's EBITDA for the fiscal year ending December 31, 2014 exceeded such amount, as a result of which EHC acquired the shares pursuant to the Merger Agreement. The number of shares issuable pursuant to the earn-out right was determined on August 17, 2013 pursuant to the terms of the Merger Agreement which set forth the exact number of shares subject to such earn-out right. Accordingly, EHC's right to receive such shares became fixed and irrevocable on December 20, 2013, the effective date of the merger. F1 · price: On December 31, 2014, Energy Holding Corp. ("EHC") became entitled to receive 500,000 ordinary shares of the issuer pursuant to an "earn-out" provision contained in the Agreement and Plan of Reorganization ("Merger Agreement") consummated in connection with the issuer's December 2013 merger. The Merger Agreement provided that EHC would receive the shares, for no additional consideration, if the issuer's EBITDA for the fiscal year ending December 31, 2016 exceeded $36 million. The issuer's EBITDA for the fiscal year ending December 31, 2014 exceeded such amount, as a result of which EHC acquired the shares pursuant to the Merger Agreement. The number of shares issuable pursuant to the earn-out right was determined on August 17, 2013 pursuant to the terms of the Merger Agreement which set forth the exact number of shares subject to such earn-out right. Accordingly, EHC's right to receive such shares became fixed and irrevocable on December 20, 2013, the effective date of the merger. F4 · balance_after: The shares acquired in this transaction are already reflected in prior Form 4 filings by EHC and this Form 4 is simply reporting the transaction itself. F6 · ownership.direct: Represents securities held by EHC. As a director of EHC, Mr. Becerra shares voting and dispositive power over securities held by EHC with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.