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NYSE · USD

TGEN

TECOGEN INC.

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Tapewire entity
6846
SEC CIK
0001537435
Parsed reports
204

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202660
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2022 Filed Oct 19, 2022 16:39 UTC PurchaseCommon Stock 5,000 $1.00 $5,000.00
Disclosure

SEC source: 0001537435-22-000123 · wf-form4_166621194946177.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,863

Read SEC document
October 17, 2022 Filed Oct 18, 2022 16:10 UTC PurchaseCommon Stock 5,000 $0.98 $4,897.50
Disclosure

SEC source: 0001537435-22-000121 · wf-form4_166612370117056.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,863

Read SEC document
October 11, 2022 Filed Oct 12, 2022 10:11 UTC PurchaseCommon Stock 5,000 $0.96 $4,800.00
Disclosure

SEC source: 0001537435-22-000119 · wf-form4_166558385559112.xml · nonDerivative · entry 2

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,863

Read SEC document
October 10, 2022 Filed Oct 12, 2022 10:11 UTC PurchaseCommon Stock 5,000 $0.96 $4,800.00
Disclosure

SEC source: 0001537435-22-000119 · wf-form4_166558385559112.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,863

Read SEC document
September 29, 2022 Filed Sep 29, 2022 20:55 UTC
Lewis EarlDirector
PurchaseCommon Stock 5,000 $0.97 $4,850.00
Disclosure

SEC source: 0001537435-22-000117 · wf-form4_166448493354176.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,183

Read SEC document
September 28, 2022 Filed Sep 29, 2022 20:55 UTC
Lewis EarlDirector
PurchaseCommon Stock 8,183 $0.95 $7,773.85
Disclosure

SEC source: 0001537435-22-000117 · wf-form4_166448493354176.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,183

Read SEC document
September 08, 2022 Filed Sep 12, 2022 10:35 UTC PurchaseCommon Stock 5,000 $1.17 $5,827.50
Disclosure

SEC source: 0001537435-22-000112 · wf-form4_166299332210585.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,863

F1 · price: Weighted average share price for multiple transactions

Read SEC document
September 02, 2022 Filed Sep 2, 2022 15:52 UTC PurchaseCommon Stock 5,000 $1.10 $5,500.00
Disclosure

SEC source: 0001537435-22-000110 · wf-form4_166214835941012.xml · nonDerivative · entry 3

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,863

Read SEC document
September 01, 2022 Filed Sep 2, 2022 15:52 UTC PurchaseCommon Stock 5,000 $1.10 $5,498.00
Disclosure

SEC source: 0001537435-22-000110 · wf-form4_166214835941012.xml · nonDerivative · entry 2

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,863

F1 · price: Weighted average share price for multiple transactions

Read SEC document
August 31, 2022 Filed Sep 2, 2022 15:52 UTC PurchaseCommon Stock 5,000 $1.10 $5,500.00
Disclosure

SEC source: 0001537435-22-000110 · wf-form4_166214835941012.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,863

Read SEC document
August 30, 2022 Filed Aug 30, 2022 16:39 UTC PurchaseCommon Stock 5,000 $1.14 $5,699.50
Disclosure

SEC source: 0001537435-22-000108 · wf-form4_166189198443309.xml · nonDerivative · entry 3

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,863

F1 · price: Weighted average share price for multiple transactions

Read SEC document
August 29, 2022 Filed Aug 30, 2022 16:39 UTC PurchaseCommon Stock 5,000 $1.23 $6,168.00
Disclosure

SEC source: 0001537435-22-000108 · wf-form4_166189198443309.xml · nonDerivative · entry 2

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,863

F1 · price: Weighted average share price for multiple transactions

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:39 UTC PurchaseCommon Stock 5,000 $1.24 $6,187.00
Disclosure

SEC source: 0001537435-22-000108 · wf-form4_166189198443309.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,863

F1 · price: Weighted average share price for multiple transactions

Read SEC document
August 25, 2022 Filed Aug 25, 2022 14:49 UTC PurchaseCommon Stock 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001537435-22-000106 · wf-form4_166145337805304.xml · nonDerivative · entry 4

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,863

F2 · shares: Purchases in two lots aggregating to 5,000 shares

Read SEC document
August 24, 2022 Filed Aug 25, 2022 14:49 UTC PurchaseCommon Stock 2,300 $1.24 $2,852.00
Disclosure

SEC source: 0001537435-22-000106 · wf-form4_166145337805304.xml · nonDerivative · entry 3

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,863

Read SEC document
August 24, 2022 Filed Aug 25, 2022 14:49 UTC PurchaseCommon Stock 2,700 $1.23 $3,314.52
Disclosure

SEC source: 0001537435-22-000106 · wf-form4_166145337805304.xml · nonDerivative · entry 2

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,563

Read SEC document
August 23, 2022 Filed Aug 25, 2022 14:49 UTC PurchaseCommon Stock 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001537435-22-000106 · wf-form4_166145337805304.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,863

F1 · shares: Purchases in four lots aggregating to 5,000 shares

Read SEC document
August 22, 2022 Filed Aug 23, 2022 14:09 UTC PurchaseCommon Stock 5,000 $1.21 $6,050.00
Disclosure

SEC source: 0001537435-22-000104 · wf-form4_166127816654238.xml · nonDerivative · entry 1

HATSOPOULOS JOHN · CIK 0001274775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,863

Read SEC document
June 23, 2022 Filed Jun 28, 2022 18:30 UTC
HOLUBOW FREDDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $1.20 Strike: $1.20 $30,000.00
Disclosure

SEC source: 0001537435-22-000076 · wf-form4_165645543610149.xml · derivative · entry 1

HOLUBOW FRED · CIK 0000905478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: Vests 25% per year

Read SEC document
June 23, 2022 Filed Jun 28, 2022 22:28 UTC
Lewis EarlDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $1.20 Strike: $1.20 $30,000.00
Disclosure

SEC source: 0001537435-22-000074 · wf-form4_165645532150877.xml · derivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: Vests 25% per year

Read SEC document
June 23, 2022 Filed Jun 28, 2022 22:32 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $1.20 Strike: $1.20 $30,000.00
Disclosure

SEC source: 0001537435-22-000078 · wf-form4_165645553564151.xml · derivative · entry 1

Jenkins Ralph · CIK 0001917530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: Vests 25% per year

Read SEC document
June 23, 2022 Filed Jun 28, 2022 22:26 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $1.20 Strike: $1.20 $30,000.00
Disclosure

SEC source: 0001537435-22-000072 · wf-form4_165645519329344.xml · derivative · entry 1

GHONIEM AHMED · CIK 0001538368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,723

Underlying: Common Stock · 25,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: Vests 25% per year

Read SEC document
June 23, 2022 Filed Jun 28, 2022 22:24 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $1.20 Strike: $1.20 $30,000.00
Disclosure

SEC source: 0001537435-22-000070 · wf-form4_165645507807398.xml · derivative · entry 1

GALITEVA ANGELINA · CIK 0001587245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-23

F1 · derivative.exercise_date: Vests 25% per year

Read SEC document
March 24, 2022 Filed Apr 16, 2024 21:28 UTC
Lewis EarlDirector
PurchaseCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001537435-24-000040 · wk-form5_1713302901.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,835

F1 · price: acquired at various prices during period Tecogen not subject to Section 16 reporting requirement

Read SEC document
August 17, 2021 Filed Aug 19, 2021 18:59 UTC
Lewis EarlDirector
PurchaseCommon Stock 5,000 $1.94 $9,700.00
Disclosure

SEC source: 0001537435-21-000045 · wf-form4_162939957601208.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Read SEC document
August 17, 2021 Filed Aug 19, 2021 18:59 UTC
Lewis EarlDirector
PurchaseCommon Stock 10,000 $1.82 $18,200.00
Disclosure

SEC source: 0001537435-21-000045 · wf-form4_162939957601208.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 1,000 $0.89 $887.00
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 10

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 1,000 $0.89 $886.50
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 9

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 3,000 $0.87 $2,610.00
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 8

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 1,000 $0.87 $867.50
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 7

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 2,853 $0.86 $2,453.58
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 6

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 16,900 $0.85 $14,365.00
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,147

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 3,000 $0.85 $2,548.50
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 4

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,247

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 5,226 $0.84 $4,389.84
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 3

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,247

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 1,000 $0.83 $830.00
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,021

Read SEC document
August 19, 2020 Filed Aug 20, 2020 19:51 UTC
Lewis EarlDirector
GrantCommon Stock 21 $0.78 $16.38
Disclosure

SEC source: 0001537435-20-000118 · wf-form4_159795310143078.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,021

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:36 UTC
Lewis EarlDirector
GrantCommon Stock 3,885 $0.85 $3,282.83
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:36 UTC
Lewis EarlDirector
GrantCommon Stock 4,000 $0.83 $3,320.00
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 4

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,115

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:36 UTC
Lewis EarlDirector
GrantCommon Stock 3,788 $0.80 $3,030.40
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 3

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,115

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:36 UTC
Lewis EarlDirector
GrantCommon Stock 1,500 $0.80 $1,197.00
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,327

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:36 UTC
Lewis EarlDirector
GrantCommon Stock 1,827 $0.79 $1,442.78
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,827

Read SEC document
July 15, 2020 Filed Jul 21, 2020 13:34 UTC
Benjamin Locke M.Director · CEO
GrantStock Option (Right to Buy) · Derivative 300,000 $0.74 Strike: $0.74 $222,000.00
Disclosure

SEC source: 0001537435-20-000086 · wf-form4_159533845802148.xml · derivative · entry 1

Benjamin Locke M. · CIK 0001625781 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,800

Underlying: Common Stock · 300,000 shares

Expires 2030-07-15

F1 · derivative.exercise_date: 50% upon achievement of Adjusted EBITDA goal in two consecutive quarters; 50% upon achievement of Adjusted EBITDA goal in four consecutive quarters

Read SEC document
July 09, 2020 Filed Jul 21, 2020 12:18 UTC
HOLUBOW FREDDirector
GrantStock Option (Right to Buy) · Derivative 100,000 $0.71 Strike: $0.71 $71,000.00
Disclosure

SEC source: 0001537435-20-000098 · wf-form4_159534831886004.xml · derivative · entry 1

HOLUBOW FRED · CIK 0000905478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 25% of options vest on each of the first four anniversaries of the grant date

Read SEC document
July 09, 2020 Filed Jul 21, 2020 13:49 UTC
Whiting John Kimball IVGeneral Counsel & Secretary
GrantStock Option (Right to Buy) · Derivative 200,000 $0.71 Strike: $0.71 $142,000.00
Disclosure

SEC source: 0001537435-20-000088 · wf-form4_159533933428190.xml · derivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 200,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 50% upon achievement of Adjusted EBITDA goal in two consecutive quarters; 50% upon achievement of Adjusted EBITDA goal in four consecutive quarters

Read SEC document
July 09, 2020 Filed Jul 21, 2020 11:46 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.71 Strike: $0.71 $71,000.00
Disclosure

SEC source: 0001537435-20-000094 · wf-form4_159534634868261.xml · derivative · entry 1

Petersen Deanna M · CIK 0001493139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,200

Underlying: Common Stock · 100,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 25% of options vest on each of the first four anniversaries of the grant date

Read SEC document
July 09, 2020 Filed Jul 21, 2020 16:11 UTC
Lewis EarlDirector
GrantStock Option (Right to Buy) · Derivative 100,000 $0.71 Strike: $0.71 $71,000.00
Disclosure

SEC source: 0001537435-20-000096 · wf-form4_159534790061216.xml · derivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 25% of options vest on each of the first four anniversaries of the grant date

Read SEC document
July 09, 2020 Filed Jul 21, 2020 14:04 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.71 Strike: $0.71 $71,000.00
Disclosure

SEC source: 0001537435-20-000090 · wf-form4_159534025137076.xml · derivative · entry 1

GHONIEM AHMED · CIK 0001538368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,723

Underlying: Common Stock · 100,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 25% of options vest on each of the first four anniversaries of the grant date

Read SEC document
July 09, 2020 Filed Jul 21, 2020 13:04 UTC
Panora RobertCOO and President
GrantStock Option (Right to Buy) · Derivative 200,000 $0.71 Strike: $0.71 $142,000.00
Disclosure

SEC source: 0001537435-20-000084 · wf-form4_159533666581504.xml · derivative · entry 1

PANORA ROBERT A · CIK 0001585814 · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,723

Underlying: Common Stock · 200,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 50% upon achievement of Adjusted EBITDA goal in two consecutive quarters; 50% upon achievement of Adjusted EBITDA goal in four consecutive quarters

Read SEC document
July 09, 2020 Filed Aug 6, 2020 19:50 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.71 Strike: $0.71 $71,000.00
Disclosure

SEC source: 0001537435-20-000109 · wf-form4_159674340169267.xml · derivative · entry 1

GALITEVA ANGELINA · CIK 0001587245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 100,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 25% of options vest on each of the first four anniversaries of the grant date

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC
Lewis EarlDirector
GrantCommon Stock 17,843 $0.90 $16,058.70
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 9

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.