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Whiting John Kimball IV

Disclosed activity across 1 company

Tapewire entity
34488
SEC CIK
0001808199

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TECOGEN INC.TGEN · Entity 6846General Counsel & SecretaryJune 26, 2026September 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TECOGEN INC.

Report date June 26, 2026 · Filed September 08, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,954 Reported balance After 2026-06-26 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 19,342 · Balance 41,954

F1: Restricted stock award pursuant to Tecogen Inc. 2022 Stock Incentive Plan. Restrictions lapse 25% per year.

F2: Not applicable

F3: Corrected number of shares beneficially owned following restricted stock grant previously reported on June 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock award pursuant to Tecogen Inc. 2022 Stock Incentive Plan. Restrictions lapse 25% per year.

F2: Not applicable

F3: Corrected number of shares beneficially owned following restricted stock grant previously reported on June 30, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2026 Filed Sep 8, 2026 21:11 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 19,342 $0.00 $0.00
Disclosure

SEC source: 0001808199-26-000003 · wk-form4a_1788901902.xml · nonDerivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,954

F1 · security: Restricted stock award pursuant to Tecogen Inc. 2022 Stock Incentive Plan. Restrictions lapse 25% per year.

F2 · price: Not applicable

F3 · balance_after: Corrected number of shares beneficially owned following restricted stock grant previously reported on June 30, 2026.

Read SEC document
June 26, 2026 Filed Jul 1, 2026 00:36 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 19,342 Not disclosed Not disclosed
Disclosure

SEC source: 0001537435-26-000051 · wk-form4_1782866188.xml · nonDerivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,342

F1 · security: Restricted Stock Award pursuant to 2022 Stock Incentive Plan. Vests 25% per year.

F1 · price: Restricted Stock Award pursuant to 2022 Stock Incentive Plan. Vests 25% per year.

F2 · balance_after: Vests 25% per year.

Read SEC document
March 23, 2026 Filed Mar 23, 2026 18:35 UTC TECOGEN INC. TGEN · Entity 6846 PurchaseCommon Stock 10,000 $2.38 $23,800.00
Disclosure

SEC source: 0001537435-26-000021 · wk-form4_1774290917.xml · nonDerivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,612

Read SEC document
July 24, 2025 Filed Jul 28, 2025 15:09 UTC TECOGEN INC. TGEN · Entity 6846 GrantStock Option (Right to Buy) · Derivative 24,075 $8.35 Strike: $8.35 $201,026.25
Disclosure

SEC source: 0001537435-25-000120 · wk-form4_1753715340.xml · derivative · entry 2

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,075

Underlying: Common Stock · 24,075 shares

Expires 2035-07-24

F2 · derivative.exercise_date: Vests 25% per year

Read SEC document
July 24, 2025 Filed Jul 28, 2025 15:09 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 11,976 $0.00 $0.00
Disclosure

SEC source: 0001537435-25-000120 · wk-form4_1753715340.xml · nonDerivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,612

F1 · shares: Restricted Stock Award, vests 25% per year

Read SEC document
September 20, 2023 Filed Sep 27, 2023 17:16 UTC TECOGEN INC. TGEN · Entity 6846 GrantStock Option (Right to Buy) · Derivative 37,500 $0.88 Strike: $0.88 $33,000.00
Disclosure

SEC source: 0001537435-23-000122 · wf-form4_169583496824836.xml · derivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 37,500 shares

Expires 2033-09-20

F1 · derivative.exercise_date: Vests 50% per year

Read SEC document
July 09, 2020 Filed Jul 21, 2020 13:49 UTC TECOGEN INC. TGEN · Entity 6846 GrantStock Option (Right to Buy) · Derivative 200,000 $0.71 Strike: $0.71 $142,000.00
Disclosure

SEC source: 0001537435-20-000088 · wf-form4_159533933428190.xml · derivative · entry 1

Whiting John Kimball IV · CIK 0001808199 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 200,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 50% upon achievement of Adjusted EBITDA goal in two consecutive quarters; 50% upon achievement of Adjusted EBITDA goal in four consecutive quarters

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.