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Nasdaq · USD

TFSL

TFS Financial CORP

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Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2023 Filed Dec 12, 2023 15:30 UTC Exercise / conversionCommon Stock 7,650 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000122 · wk-form4_1702395027.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:29 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000120 · wk-form4_1702394941.xml · derivative · entry 3

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2023.

F3 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2023.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:29 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000120 · wk-form4_1702394941.xml · nonDerivative · entry 1

Weir Daniel F · CIK 0001936663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:27 UTC Exercise / conversionRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000118 · wk-form4_1702394870.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023

F3 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:27 UTC Exercise / conversionCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000118 · wk-form4_1702394870.xml · nonDerivative · entry 1

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:23 UTC Exercise / conversionRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000112 · wk-form4_1702394628.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023

F3 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:22 UTC Exercise / conversionRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000110 · wk-form4_1702394531.xml · derivative · entry 4

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023

F3 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023

Read SEC document
December 10, 2023 Filed Dec 12, 2023 15:22 UTC Exercise / conversionCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000110 · wk-form4_1702394531.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:24 UTC
Stefanski Gavin BChief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000141 · wk-form4_1702419866.xml · derivative · entry 4

Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:24 UTC
Stefanski Gavin BChief Lending Officer
Tax withholdingCommon Stock 3,035 $13.45 $40,820.75
Disclosure

SEC source: 0001381668-23-000141 · wk-form4_1702419866.xml · nonDerivative · entry 2

Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,720

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:24 UTC
Stefanski Gavin BChief Lending Officer
Exercise / conversionCommon Stock 10,000 $13.45 $134,500.00
Disclosure

SEC source: 0001381668-23-000141 · wk-form4_1702419866.xml · nonDerivative · entry 1

Stefanski Gavin B · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 17:25 UTC
Stefanski Bradley TChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000143 · wk-form4_1702419941.xml · derivative · entry 4

Stefanski Bradley T · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 17:25 UTC
Stefanski Bradley TChief Strategy Officer
Tax withholdingCommon Stock 3,035 $13.45 $40,820.75
Disclosure

SEC source: 0001381668-23-000143 · wk-form4_1702419941.xml · nonDerivative · entry 2

Stefanski Bradley T · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,978

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 17:25 UTC
Stefanski Bradley TChief Strategy Officer
Exercise / conversionCommon Stock 10,000 $13.45 $134,500.00
Disclosure

SEC source: 0001381668-23-000143 · wk-form4_1702419941.xml · nonDerivative · entry 1

Stefanski Bradley T · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · derivative · entry 8

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · derivative · entry 7

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,267

Underlying: Common Stock · 1,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F6 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · derivative · entry 6

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Tax withholdingCommon Stock 8,254 $13.45 $111,016.30
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,020

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 2,133 $13.45 $28,688.85
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 1,267 $13.45 $17,041.15
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC
Rubino Andrew JChief Information Officer
Exercise / conversionCommon Stock 15,000 $13.45 $201,750.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 4,733 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · derivative · entry 12

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,467

Underlying: Common Stock · 4,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal installments beginning December 10, 2023

F10 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal installments beginning December 10, 2023

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · derivative · entry 11

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F9 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · derivative · entry 10

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F8 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 15,050 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · derivative · entry 9

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination on a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F7 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination on a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
SaleCommon Stock 7,400 $13.42 $99,308.00
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · nonDerivative · entry 6

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,419

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 11,832 $13.45 $159,140.40
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · nonDerivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,819

F3 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 4,733 $13.45 $63,658.85
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · nonDerivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,167 $13.45 $42,596.15
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,134 $13.45 $42,152.30
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:21 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 15,050 $13.45 $202,422.50
Disclosure

SEC source: 0001381668-23-000137 · wk-form4_1702419670.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 19

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,800

Underlying: Common Stock · 13,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F11 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 16

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F8 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,767 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 15

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F7 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionPerformance Restricted Share Units · Derivative 15,588 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F6 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 19,056 $13.45 $256,303.20
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 5

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,927

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,400 $13.45 $180,230.00
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 9,800 $13.45 $131,810.00
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 10,767 $13.45 $144,816.15
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:19 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 15,588 $13.45 $209,658.60
Disclosure

SEC source: 0001381668-23-000135 · wk-form4_1702419568.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 4,666 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · derivative · entry 11

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,334

Underlying: Common Stock · 4,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F8 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · derivative · entry 10

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F7 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F6 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 15,050 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination on a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F5 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination on a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Tax withholdingCommon Stock 12,175 $13.45 $163,753.75
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · nonDerivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,418

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 4,666 $13.45 $62,757.70
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 3,133 $13.45 $42,138.85
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 3,134 $13.45 $42,152.30
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:17 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 15,050 $13.45 $202,422.50
Disclosure

SEC source: 0001381668-23-000133 · wk-form4_1702419445.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:13 UTC
Miller Susanne N.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000130 · wk-form4_1702419183.xml · derivative · entry 5

Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.