Last 12 months
Inside the activity.
5 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2018 Filed Dec 12, 2018 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · derivative · entry 7 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 2,753 | $16.33 | $44,956.49 |
DisclosureSEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · nonDerivative · entry 4 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,849 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · nonDerivative · entry 3 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:26 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F8 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,634 Underlying: Common Stock · 1,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F7 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Tax withholdingCommon Stock | 2,500 | $16.33 | $40,825.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,538 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC |
Huml Paul JChief Financial Officer
|
Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:22 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 17,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:22 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · derivative · entry 13 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,267 Underlying: Common Stock · 12,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F5 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:22 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · derivative · entry 12 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,834 Underlying: Common Stock · 9,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F4 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:22 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 5,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:22 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 12,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:22 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 9,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000121 · wf-form4_154464972141882.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| September 30, 2018 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
OtherRestricted Stock Units · Derivative | 8,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 19 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,160 shares Expires not disclosed F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · date: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F5 · shares: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F13 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F13 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| September 30, 2018 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
OtherRestricted Stock Units · Derivative | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 17 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,950 Underlying: Common Stock · 1,650 shares Expires not disclosed F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · date: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F5 · shares: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F12 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F12 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| September 30, 2018 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 43,320 | $0.00 Strike: $14.81 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 16 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,320 Underlying: Common Stock · 43,320 shares Expires 2021-09-30 F5 · date: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F5 · shares: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F10 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016. The reporting person previously exercised 21,660 of these stock options. F5 · derivative.expiration_date: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 Read SEC document |
| September 30, 2018 Filed Apr 2, 2019 15:40 UTC |
Huffman David SFormer Chief Financial Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 39,075 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · derivative · entry 15 Huffman David S · CIK 0001388157 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,225 Underlying: Common Stock · 39,075 shares Expires 2021-09-30 F5 · date: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F5 · shares: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 F9 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018. F5 · derivative.expiration_date: In connection with the retirement of the reporting person effective September 30, 2018, a total of 9,810 restricted stock units and 82,395 stock options were forfeited. In addition, all remaining stock options have an expiration date of September 30, 2021 Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 17:23 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
SaleCommon Stock | 2,570 | $15.44 | $39,680.80 |
DisclosureSEC source: 0001381668-18-000088 · wf-form4_153504500609570.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for son's trust Disclosed balance after: 0 Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 15:05 UTC |
Asher Anthony JDirector
|
PurchaseCommon Stock | 1,310 | $15.32 | $20,069.20 |
DisclosureSEC source: 0001381668-18-000086 · wf-form4_153427349105894.xml · nonDerivative · entry 1 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 41,590 Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 19:39 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001381668-18-000084 · wf-form4_153418913329421.xml · derivative · entry 5 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2011, the reporting person received a grant of 50,000 stock options that vest in three equal annual installments beginning August 11, 2011. The reporting person has exercised 25,000 of these stock options on June 15, 2018 and the remaining 25,000 on August 10, 2018 Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 19:39 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Tax withholdingCommon Stock | 20,940 | $15.31 | $320,591.40 |
DisclosureSEC source: 0001381668-18-000084 · wf-form4_153418913329421.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,536 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable withholding tax due upon vesting of certain stock options. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 19:39 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000084 · wf-form4_153418913329421.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 19:49 UTC |
Adam Judith ZChief Risk Off of Subsidiary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001381668-18-000081 · wf-form4_153384415010326.xml · derivative · entry 5 Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The reporting person received a grant of 50,000 stock options that vested in three equal annual installments beginning on August 11, 2011. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 19:49 UTC |
Adam Judith ZChief Risk Off of Subsidiary
|
Tax withholdingCommon Stock | 41,536 | $15.51 | $644,223.36 |
DisclosureSEC source: 0001381668-18-000081 · wf-form4_153384415010326.xml · nonDerivative · entry 2 Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,878 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 19:49 UTC |
Adam Judith ZChief Risk Off of Subsidiary
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000081 · wf-form4_153384415010326.xml · nonDerivative · entry 1 Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| July 23, 2018 Filed Jul 27, 2018 11:34 UTC |
Stefanski III Ben SDirector
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GrantRestricted Stock Units · Derivative | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000073 · wf-form4_153270565484446.xml · derivative · entry 3 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: As reported on Form 4 dated July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020 F3 · derivative.expiration_date: As reported on Form 4 dated July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020 Read SEC document |
| July 23, 2018 Filed Jul 27, 2018 11:34 UTC |
Stefanski III Ben SDirector
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GrantEmployee Stock Option (right to buy) · Derivative | 17,000 | $0.00 Strike: $16.37 | $0.00 |
DisclosureSEC source: 0001381668-18-000073 · wf-form4_153270565484446.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2028-01-05 F1 · derivative.exercise_date: As reported on Form 4 dated July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest on December 10, 2020 Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 17:25 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001381668-18-000067 · wf-form4_152934272429415.xml · derivative · entry 5 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: As reported on a Form 4 dated September 29, 2011, the reporting person received a grant of 50,000 stock options that vest in three equal annual installments beginning August 11, 2011. The reporting person has exercised 25,000 of these stock options. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 17:25 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Tax withholdingCommon Stock | 20,317 | $16.06 | $326,291.02 |
DisclosureSEC source: 0001381668-18-000067 · wf-form4_152934272429415.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,476 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 17:25 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
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Exercise / conversionCommon Stock | 25,000 | $11.74 | $293,500.00 |
DisclosureSEC source: 0001381668-18-000067 · wf-form4_152934272429415.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 15:42 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 92,000 | $0.00 Strike: $11.96 | $0.00 |
DisclosureSEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · derivative · entry 13 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,600 Underlying: Common Stock · 92,000 shares Expires 2019-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 299,600 stock options that vest in three equal annual installments beginning on May 12, 2010. The reporting person has exercised 92,000 of these options Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 15:42 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
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SaleCommon Stock | 12,960 | $15.78 | $204,508.80 |
DisclosureSEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,311 Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 15:42 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 79,040 | $15.92 | $1,258,316.80 |
DisclosureSEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,271 F1 · acquired: These common share were delivered to the issuer to pay for applicable tax due upon exercise of stock options Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 15:42 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 92,000 | $11.96 | $1,100,320.00 |
DisclosureSEC source: 0001381668-18-000065 · wf-form4_152907734766109.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:40 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000059 · wf-form4_152771278887956.xml · derivative · entry 5 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F4 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:40 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Tax withholdingCommon Stock | 1,239 | $15.28 | $18,931.92 |
DisclosureSEC source: 0001381668-18-000059 · wf-form4_152771278887956.xml · nonDerivative · entry 2 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,793 F1 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:40 UTC |
WEIL MEREDITH SDirector · COO of subsidiary
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000059 · wf-form4_152771278887956.xml · nonDerivative · entry 1 WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:35 UTC |
Huml Paul JChief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000057 · wf-form4_152771249494300.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F3 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:35 UTC |
Huml Paul JChief Operating Officer
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000057 · wf-form4_152771249494300.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:32 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
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Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000055 · wf-form4_152771230941502.xml · derivative · entry 5 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F3 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:32 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
|
Tax withholdingCommon Stock | 1,912 | $15.28 | $29,215.36 |
DisclosureSEC source: 0001381668-18-000055 · wf-form4_152771230941502.xml · nonDerivative · entry 2 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,001 Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:32 UTC |
Zbanek Cathy WChief Mkting Off of subsidiary
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Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000055 · wf-form4_152771230941502.xml · nonDerivative · entry 1 Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:27 UTC |
Huffman David SChief Financial Officer
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Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000053 · wf-form4_152771201601902.xml · derivative · entry 5 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. F3 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:27 UTC |
Huffman David SChief Financial Officer
|
Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000053 · wf-form4_152771201601902.xml · nonDerivative · entry 1 Huffman David S · CIK 0001388157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 18, 2018 17:09 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
SaleCommon Stock | 6,630 | $15.16 | $100,510.80 |
DisclosureSEC source: 0001381668-18-000049 · wf-form4_152666332634526.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for son's trust Disclosed balance after: 2,570 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.