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Nasdaq · USD

TFSL

TFS Financial CORP

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3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2022 Filed Dec 13, 2022 20:54 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,266 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000146 · wf-form4_167096483941867.xml · derivative · entry 5

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534

Underlying: Common Stock · 1,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F5 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:54 UTC
Mulhern Timothy WChief Financial Officer
Tax withholdingCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000146 · wf-form4_167096483941867.xml · nonDerivative · entry 2

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:54 UTC
Mulhern Timothy WChief Financial Officer
Exercise / conversionCommon Stock 1,266 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000146 · wf-form4_167096483941867.xml · nonDerivative · entry 1

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · derivative · entry 12

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F10 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · derivative · entry 11

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F9 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · derivative · entry 10

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination on a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination on a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Tax withholdingCommon Stock 10,579 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,610

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:51 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000142 · wf-form4_167096464833114.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · derivative · entry 12

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,334

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F11 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · derivative · entry 11

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F10 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · derivative · entry 10

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F9 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · derivative · entry 9

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination on a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F8 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination on a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 10,256 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · nonDerivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,760

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F4 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · nonDerivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:49 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000140 · wf-form4_167096455228543.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:14 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
SaleCommon Stock 7,209 $13.94 $100,493.46
Disclosure

SEC source: 0001381668-22-000138 · wf-form4_167062041941580.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,404

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 11:21 UTC PurchaseCommon Stock 3,000 $13.51 $40,530.00
Disclosure

SEC source: 0001381668-22-000136 · wf-form4_166982529352026.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 61,207

Read SEC document
November 22, 2022 Filed Nov 29, 2022 21:09 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GrantPerformance Restricted Share Units · Derivative 15,050 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000134 · wf-form4_166975616771598.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

Underlying: Common Stock · 15,050 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F4 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

Read SEC document
November 22, 2022 Filed Nov 29, 2022 21:05 UTC
Zbanek Cathy WChief Synergy Officer
GrantPerformance Restricted Share Units · Derivative 15,050 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000132 · wf-form4_166975589587637.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

Underlying: Common Stock · 15,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F3 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,000 Performance Share Units ("PSUs"), resulting in a total earned award of 15,050 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

Read SEC document
November 22, 2022 Filed Nov 29, 2022 20:42 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantPerformance Restricted Share Units · Derivative 15,588 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000130 · wf-form4_166975452087800.xml · derivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,588

Underlying: Common Stock · 15,588 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

F3 · derivative.expiration_date: On November 22, 2022, the reporting person achieved performance level of 107.5% on a target award of 14,500 Performance Share Units ("PSUs"), resulting in a total earned award of 15,588 shares. This represents the final determination of a December 17, 2020 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2022. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and is entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2023.

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November 08, 2022 Filed Nov 9, 2022 19:42 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000117 · wf-form4_166802296344411.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 55,738

F1 · shares: Reporting person gifted 5,000 shares to one family member.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 19:31 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000111 · wf-form4_166689905271974.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 11,500

Read SEC document
October 25, 2022 Filed Oct 27, 2022 19:31 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000111 · wf-form4_166689905271974.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,246

F1 · kind: 1,000 shares gifted to Spouse.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 21:23 UTC
Mulhern Timothy WChief Financial Officer
SaleCommon Stock 3,482 $13.73 $47,807.86
Disclosure

SEC source: 0001381668-22-000108 · wf-form4_166327699842355.xml · nonDerivative · entry 1

Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 29, 2022 Filed Aug 31, 2022 18:43 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000105 · wf-form4_166197137080439.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 50,738

F1 · shares: 5,000 shares gifted to one family member.

Read SEC document
August 29, 2022 Filed Oct 28, 2022 12:54 UTC Amendment
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000115 · wf-form4a_166696167403480.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 75,738

F1 · balance_after: This amendment is to correct the ending balance of shares beneficially owned on the original Form 4 dated 8/29/2022 and filed 8/31/2022. The original Form 4 reported an ending balance of 50,738 shares, when in fact the correct balance was 75,738 shares.

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August 22, 2022 Filed Aug 23, 2022 20:55 UTC SaleCommon Stock 6,300 $14.92 $93,996.00
Disclosure

SEC source: 0001381668-22-000098 · wf-form4_166128811297633.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:55 UTC
Stefanski Gavin BChief Lending Officer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000095 · wf-form4_166024770063416.xml · nonDerivative · entry 1

Gavin Benjamin Stefanski · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,755

F1 · shares: Reported person was gifted these shares

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:56 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000096 · wf-form4_166024777445627.xml · nonDerivative · entry 6

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 80,738

F3 · shares: 5,000 shares gifted to one family member.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:56 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000096 · wf-form4_166024777445627.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,246

F1 · shares: 6,000 shares gifted to one family member.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 14:21 UTC
Huml Paul JFormer Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · derivative · entry 10

Huml Paul J · CIK 0001388162 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F8 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 14:21 UTC
Huml Paul JFormer Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,995 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · derivative · entry 9

Huml Paul J · CIK 0001388162 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.

F7 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 14:21 UTC
Huml Paul JFormer Chief Financial Officer
Tax withholdingCommon Stock 2,911 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · nonDerivative · entry 3

Huml Paul J · CIK 0001388162 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,764

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 14:21 UTC
Huml Paul JFormer Chief Financial Officer
Exercise / conversionCommon Stock 4,934 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 14:21 UTC
Huml Paul JFormer Chief Financial Officer
Exercise / conversionCommon Stock 1,995 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
July 29, 2022 Filed Aug 31, 2022 18:45 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000106 · wf-form4_166197150175965.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 60,738

F2 · shares: 5,000 shares gifted to two family members.

Read SEC document
July 25, 2022 Filed Aug 31, 2022 18:45 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000106 · wf-form4_166197150175965.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 70,738

F1 · shares: 5,000 shares were gifted to one family member.

Read SEC document
July 21, 2022 Filed Jul 22, 2022 16:19 UTC
Stefanski Gavin BChief Lending Officer
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000080 · wf-form4_165850677998345.xml · nonDerivative · entry 1

Gavin Benjamin Stefanski · CIK 0001921253 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,755

F1 · shares: Reported person was gifted these shares

Read SEC document
July 21, 2022 Filed Jul 22, 2022 12:13 UTC
Stefanski Bradley TChief Strategy Officer
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000077 · wf-form4_165850638529323.xml · nonDerivative · entry 1

Stefanski Bradley Taylor · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,165

F1 · shares: Reported person was gifted these shares

Read SEC document
July 21, 2022 Filed Jul 22, 2022 16:16 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000078 · wf-form4_165850656216311.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,060

F1 · shares: Reporting person was gifted these shares

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:53 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000082 · wf-form4_165878237882240.xml · nonDerivative · entry 6

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for sibling trust

Disclosed balance after: 85,738

F2 · shares: $5,000 gift to six family members

Read SEC document
July 21, 2022 Filed Nov 22, 2022 14:04 UTC Amendment
Stefanski Bradley TChief Strategy Officer
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000125 · wf-form4a_166914384483148.xml · nonDerivative · entry 1

Stefanski Bradley Taylor · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,013

F1 · balance_after: This amendment is to correct the ending number of direct shares beneficially owned by the reporting person in concurrence with an amended Form 3 filed November 18th, 2022. See amended Form 3 for detail.

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June 15, 2022 Filed Jun 17, 2022 13:30 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,700 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0001381668-22-000067 · wf-form4_165547262698491.xml · derivative · entry 13

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,700 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 13:30 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 18,093 $13.58 $245,702.94
Disclosure

SEC source: 0001381668-22-000067 · wf-form4_165547262698491.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,613

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

F1 · ownership.direct: Shares are held with shared voting power with spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.