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TFC

TRUIST FINANCIAL CORP

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1440
SEC CIK
0000092230
Parsed reports
812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2018 Filed Mar 19, 2018 18:50 UTC
Wilson Donta LSr. Exec. Vice President
Tax withholdingCommon Stock 1,452 $54.62 $79,308.24
Disclosure

SEC source: 0001225208-18-006389 · doc4.xml · nonDerivative · entry 1

Wilson Donta L · CIK 0001681329 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,956.099

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:50 UTC
Yates William RufusSr. Executive Vice President
Tax withholdingCommon Stock 3,814 $54.62 $208,320.68
Disclosure

SEC source: 0001225208-18-006388 · doc4.xml · nonDerivative · entry 1

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,821.862

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:50 UTC
DUCK BARBARA FSr. Executive Vice President
Tax withholdingCommon Stock 6,009 $54.62 $328,211.58
Disclosure

SEC source: 0001225208-18-006387 · doc4.xml · nonDerivative · entry 1

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,327

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Bradley W BennettSr. Executive Vice President
Tax withholdingCommon Stock 1,825 $54.62 $99,681.50
Disclosure

SEC source: 0001225208-18-006386 · doc4.xml · nonDerivative · entry 1

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,842.137

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Starnes Clarke R IIISr. Executive Vice President
Tax withholdingCommon Stock 8,173 $54.62 $446,409.26
Disclosure

SEC source: 0001225208-18-006385 · doc4.xml · nonDerivative · entry 1

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,196

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Powell Cynthia BCorp. Controller, Exec VP
Tax withholdingCommon Stock 1,207 $54.62 $65,926.34
Disclosure

SEC source: 0001225208-18-006384 · doc4.xml · nonDerivative · entry 1

Powell Cynthia B · CIK 0001471555 · Corp. Controller, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
Tax withholdingCommon Stock 3,803 $54.62 $207,719.86
Disclosure

SEC source: 0001225208-18-006383 · doc4.xml · nonDerivative · entry 1

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,862.217

F1 · balance_after: Includes 91.475 shares acquired in March 2018, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
KING KELLY SDirector · Chairman and CEO
Tax withholdingCommon Stock 25,450 $54.62 $1,390,079.00
Disclosure

SEC source: 0001225208-18-006382 · doc4.xml · nonDerivative · entry 1

KING KELLY S · CIK 0001195189 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,348.807

F1 · balance_after: Includes 1,701.251 shares acquired in March 2018, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Bible Daryl N.Chief Financial Officer
Tax withholdingCommon Stock 8,173 $54.62 $446,409.26
Disclosure

SEC source: 0001225208-18-006381 · doc4.xml · nonDerivative · entry 1

Bible Daryl N. · CIK 0001449506 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,068

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Henson Christopher LPresident and COO
Tax withholdingCommon Stock 10,730 $54.62 $586,072.60
Disclosure

SEC source: 0001225208-18-006380 · doc4.xml · nonDerivative · entry 1

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,113

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Goodrich Donna CSr. Executive Vice President
Tax withholdingCommon Stock 678 $54.62 $37,032.36
Disclosure

SEC source: 0001225208-18-006379 · doc4.xml · nonDerivative · entry 2

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,642.649

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC
Goodrich Donna CSr. Executive Vice President
Tax withholdingCommon Stock 6,009 $54.62 $328,211.58
Disclosure

SEC source: 0001225208-18-006379 · doc4.xml · nonDerivative · entry 1

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,165.782

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:33 UTC SaleCommon Stock 2,825 $55.20 $155,943.39
Disclosure

SEC source: 0001225208-18-005759 · doc4.xml · nonDerivative · entry 1

HENRY I. PATRICIA · CIK 0001566329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374.733

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.2000 to $55.2100. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 25, 2018 Filed Feb 27, 2018 20:41 UTC
Standridge Brantley JSr. Exec. Vice President
Tax withholdingCommon Stock 1,495 $55.36 $82,763.20
Disclosure

SEC source: 0001225208-18-004356 · doc4.xml · nonDerivative · entry 1

Standridge Brantley J · CIK 0001681275 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,837

Read SEC document
February 25, 2018 Filed Feb 27, 2018 20:41 UTC
Goodrich Donna CSr. Executive Vice President
Tax withholdingCommon Stock 625 $55.36 $34,600.00
Disclosure

SEC source: 0001225208-18-004355 · doc4.xml · nonDerivative · entry 1

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,320.649

Read SEC document
February 25, 2018 Filed Feb 27, 2018 20:41 UTC
Wilson Donta LSr. Exec. Vice President
Tax withholdingCommon Stock 1,206 $55.36 $66,764.16
Disclosure

SEC source: 0001225208-18-004354 · doc4.xml · nonDerivative · entry 1

Wilson Donta L · CIK 0001681329 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,408.099

Read SEC document
February 22, 2018 Filed Feb 23, 2018 00:00 UTC SaleCommon Stock 2,500 $55.03 $137,587.00
Disclosure

SEC source: 0001225208-18-003877 · doc4.xml · nonDerivative · entry 2

Boyer K. David Jr. · CIK 0001475856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,261.335

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.0300 to $55.0400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 00:00 UTC
Starnes Clarke R IIISr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 22,629 $0.00 Strike: $37.55 $0.00
Disclosure

SEC source: 0001225208-18-003881 · doc4.xml · derivative · entry 10

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,629 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: On February 25, 2014, the reporting person was granted an option to purchase 22,629 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 7,544 options being earned.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 00:00 UTC
Starnes Clarke R IIISr. Executive Vice President
SaleCommon Stock 22,629 $55.40 $1,253,621.71
Disclosure

SEC source: 0001225208-18-003881 · doc4.xml · nonDerivative · entry 5

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,369

F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.3100 to $55.4900. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 00:00 UTC
Starnes Clarke R IIISr. Executive Vice President
Exercise / conversionCommon Stock 22,629 $37.55 $849,718.95
Disclosure

SEC source: 0001225208-18-003881 · doc4.xml · nonDerivative · entry 4

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC GrantCommon Stock 2,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003896 · doc4.xml · nonDerivative · entry 1

KENDRICK ERIC C · CIK 0001022535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,999

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2018.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantStock Option (right to buy) · Derivative 12,666 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · derivative · entry 10

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,331

Underlying: Common Stock · 12,666 shares

Expires 2026-02-26

F8 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 12,666 options being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantStock Option (right to buy) · Derivative 8,833 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · derivative · entry 9

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 8,833 shares

Expires 2025-02-24

F7 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 8,833 options being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantCommon Stock 597 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · nonDerivative · entry 6

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,945.649

F6 · shares: On February 24, 2015, the reporting person's spouse was granted 1,792 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 597 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantCommon Stock 758 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · nonDerivative · entry 5

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,348.649

F5 · shares: On February 21, 2017, the reporting person's spouse was granted 2,277 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 758 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantCommon Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · nonDerivative · entry 4

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,590.649

F4 · shares: On February 23, 2016, the reporting person's spouse was granted 2,706 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 902 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantCommon Stock 2,727 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · nonDerivative · entry 3

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,174.782

F3 · shares: On February 21, 2017, the reporting person was granted 8,182 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 2,727 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantCommon Stock 4,530 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · nonDerivative · entry 2

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,447.782

F2 · shares: On February 24, 2015, the reporting person was granted 13,589 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 4,530 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Goodrich Donna CSr. Executive Vice President
GrantCommon Stock 6,108 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003895 · doc4.xml · nonDerivative · entry 1

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,917.782

F1 · shares: On February 23, 2016, the reporting person was granted 18,324 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 6,108 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Henson Christopher LPresident and COO
GrantStock Option (right to buy) · Derivative 21,103 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001225208-18-003894 · doc4.xml · derivative · entry 9

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,103

Underlying: Common Stock · 21,103 shares

Expires 2026-02-23

F5 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 21,103 options being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Henson Christopher LPresident and COO
GrantStock Option (right to buy) · Derivative 16,458 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001225208-18-003894 · doc4.xml · derivative · entry 8

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,375

Underlying: Common Stock · 16,458 shares

Expires 2025-02-24

F4 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 16,458 options being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Henson Christopher LPresident and COO
GrantCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003894 · doc4.xml · nonDerivative · entry 3

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,843

F3 · shares: On February 21, 2017, the reporting person was granted 15,753 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 5,250 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Henson Christopher LPresident and COO
GrantCommon Stock 8,441 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003894 · doc4.xml · nonDerivative · entry 2

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,593

F2 · shares: On February 24, 2015, the reporting person was granted 25,320 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 8,441 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Henson Christopher LPresident and COO
GrantCommon Stock 10,177 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003894 · doc4.xml · nonDerivative · entry 1

Henson Christopher L · CIK 0001289488 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,152

F1 · shares: On February 23, 2016, the reporting person was granted 30,529 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 10,177 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
GrantStock Option (right to buy) · Derivative 8,140 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001225208-18-003893 · doc4.xml · derivative · entry 5

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140

Underlying: Common Stock · 8,140 shares

Expires 2026-02-23

F5 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 24,418 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 8,140 options being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
GrantStock Option (right to buy) · Derivative 6,178 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001225208-18-003893 · doc4.xml · derivative · entry 4

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,178

Underlying: Common Stock · 6,178 shares

Expires 2025-02-24

F4 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 18,535 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 6,178 options being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
GrantCommon Stock 2,181 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003893 · doc4.xml · nonDerivative · entry 3

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,573.742

F3 · shares: On February 21, 2017, the reporting person was granted 6,544 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 2,181 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
GrantCommon Stock 3,168 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003893 · doc4.xml · nonDerivative · entry 2

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,392.742

F2 · shares: On February 24, 2015, the reporting person was granted 9,505 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 3,168 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
GrantCommon Stock 3,925 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003893 · doc4.xml · nonDerivative · entry 1

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,224.742

F1 · shares: On February 23, 2016, the reporting person was granted 11,775 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 3,925 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC GrantCommon Stock 2,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003892 · doc4.xml · nonDerivative · entry 1

HENRY I. PATRICIA · CIK 0001566329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,199.733

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2018.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC GrantCommon Stock 2,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003891 · doc4.xml · nonDerivative · entry 1

CABLIK ANNA R · CIK 0001195000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,745.429

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2018.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Standridge Brantley JSr. Exec. Vice President
GrantCommon Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003890 · doc4.xml · nonDerivative · entry 3

Standridge Brantley J · CIK 0001681275 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,332

F3 · shares: On February 21, 2017, the reporting person was granted 4,584 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 1,527 restricted stock units being earned.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Standridge Brantley JSr. Exec. Vice President
GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003890 · doc4.xml · nonDerivative · entry 2

Standridge Brantley J · CIK 0001681275 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,805

F2 · shares: On February 24, 2015, the reporting person was granted 5,784 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 1,929 restricted stock units being earned.

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February 20, 2018 Filed Feb 23, 2018 00:01 UTC
Standridge Brantley JSr. Exec. Vice President
GrantCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003890 · doc4.xml · nonDerivative · entry 1

Standridge Brantley J · CIK 0001681275 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,876

F1 · shares: On February 23, 2016, the reporting person was granted 6,861 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 2,287 restricted stock units being earned.

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February 20, 2018 Filed Feb 23, 2018 00:01 UTC GrantCommon Stock 2,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003889 · doc4.xml · nonDerivative · entry 1

BANNER JENNIFER S · CIK 0001143953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,589

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2018.

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February 20, 2018 Filed Feb 23, 2018 00:00 UTC
Yates William RufusSr. Executive Vice President
GrantStock Option (right to buy) · Derivative 8,140 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001225208-18-003888 · doc4.xml · derivative · entry 10

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,279

Underlying: Common Stock · 8,140 shares

Expires 2026-02-23

F5 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 24,418 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 8,140 options being earned.

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February 20, 2018 Filed Feb 23, 2018 00:00 UTC
Yates William RufusSr. Executive Vice President
GrantStock Option (right to buy) · Derivative 6,178 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001225208-18-003888 · doc4.xml · derivative · entry 9

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,535

Underlying: Common Stock · 6,178 shares

Expires 2025-02-24

F4 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 18,535 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 6,178 options being earned.

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February 20, 2018 Filed Feb 23, 2018 00:00 UTC
Yates William RufusSr. Executive Vice President
GrantCommon Stock 2,181 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003888 · doc4.xml · nonDerivative · entry 3

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,635.862

F3 · shares: On February 21, 2017, the reporting person was granted 6,544 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 2,181 restricted stock units being earned.

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February 20, 2018 Filed Feb 23, 2018 00:00 UTC
Yates William RufusSr. Executive Vice President
GrantCommon Stock 3,168 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003888 · doc4.xml · nonDerivative · entry 2

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,454.862

F2 · shares: On February 24, 2015, the reporting person was granted 9,505 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 3,168 restricted stock units being earned.

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February 20, 2018 Filed Feb 23, 2018 00:00 UTC
Yates William RufusSr. Executive Vice President
GrantCommon Stock 3,925 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003888 · doc4.xml · nonDerivative · entry 1

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286.862

F1 · shares: On February 23, 2016, the reporting person was granted 11,775 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 3,925 restricted stock units being earned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.