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TEL

TE Connectivity plc

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3004
SEC CIK
0001385157
Parsed reports
799

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025014
Jan 202600
Feb 2026013
Mar 202606
Apr 202602
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2016 Filed Sep 13, 2016 10:32 UTC
SHADDOCK ROBERT NEVP & Chief Technology Officer
GrantRestricted Stock Units · Derivative 219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039257 · doc4.xml · derivative · entry 1

SHADDOCK ROBERT N · CIK 0001061281 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,564

Underlying: Common Shares · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:31 UTC
Murphy TimSVP & CHRO
GrantRestricted Stock Units · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039252 · doc4.xml · derivative · entry 1

Murphy Tim · CIK 0001668407 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:31 UTC GrantRestricted Stock Units · Derivative 176 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039249 · doc4.xml · derivative · entry 1

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,239

Underlying: Common Shares · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:32 UTC
Wainwright JoanPres., Channel & Customer Exp.
GrantRestricted Stock Units · Derivative 34 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039259 · doc4.xml · derivative · entry 1

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,766

Underlying: Common Shares · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:31 UTC
Ott Robert JSr VP & Corporate Controller
GrantRestricted Stock Units · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039254 · doc4.xml · derivative · entry 1

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:18 UTC GrantDeferred Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039243 · doc4.xml · derivative · entry 1

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,618

Underlying: Common Shares · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:18 UTC
CURTIN TERRENCE RDirector · President & Director
GrantRestricted Stock Units · Derivative 99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039246 · doc4.xml · derivative · entry 1

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,643

Underlying: Common Shares · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:32 UTC
CALASTRI MARIOSVP & Treasurer
GrantRestricted Stock Units · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039258 · doc4.xml · derivative · entry 1

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:32 UTC
RESCH ERICSr VP & Chief Tax Officer
GrantRestricted Stock Units · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039255 · doc4.xml · derivative · entry 1

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:17 UTC GrantDeferred Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039241 · doc4.xml · derivative · entry 1

BRONDEAU PIERRE R · CIK 0001240940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,618

Underlying: Common Shares · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 10:17 UTC GrantDeferred Stock Units · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039242 · doc4.xml · derivative · entry 1

GROMER JURGEN W K · CIK 0001223630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,964

Underlying: Common Shares · 253 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:18 UTC
LYNCH THOMAS JDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039247 · doc4.xml · derivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,993

Underlying: Common Shares · 302 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:18 UTC GrantDeferred Stock Units · Derivative 94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039244 · doc4.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,489

Underlying: Common Shares · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:18 UTC GrantDeferred Stock Units · Derivative 41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039245 · doc4.xml · derivative · entry 1

VanScoter John C · CIK 0001317458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:32 UTC
Rock Kevin NPresident, Industrial Solution
GrantRestricted Stock Units · Derivative 27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039256 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,346

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:31 UTC
MERKT STEVEN TPresident, Transportation Sol.
GrantRestricted Stock Units · Derivative 240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039251 · doc4.xml · derivative · entry 1

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,827

Underlying: Common Shares · 240 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:31 UTC
O'Toole JamesPresident, Communications Sol.
GrantRestricted Stock Units · Derivative 145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039253 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,112

Underlying: Common Shares · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:31 UTC
Jenkins John SEVP & General Counsel
GrantRestricted Stock Units · Derivative 62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039250 · doc4.xml · derivative · entry 2

Jenkins John S · CIK 0001559361 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,344

Underlying: Common Shares · 62 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion is 1-for-1.

F3 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F3 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F3 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 09, 2016 Filed May 20, 2019 16:35 UTC PurchaseCommon Shares 90.838 $62.85 $5,709.17
Disclosure

SEC source: 0001225208-19-008228 · doc4.xml · nonDerivative · entry 5

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,521.21

F3 · kind: Shares acquired pursuant to a broker-sponsored dividend reinvestment plan, and inadvertently not previously reported.

F2 · balance_after: Reflects amount of securities beneficially owned following each transaction. Amount of securities beneficially owned following the reporting person's transaction on March 8, 2019 reflects the number of common shares held by the reporting person as of May 20, 2019.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 17:41 UTC
LYNCH THOMAS JDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 123,635 $0.00 Strike: $24.60 $0.00
Disclosure

SEC source: 0001225208-16-038916 · doc4.xml · derivative · entry 3

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,165

Underlying: Common Shares · 123,635 shares

Expires 2019-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of November 17, 2009.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 17:41 UTC
LYNCH THOMAS JDirector · Chairman & CEO
SaleCommon Shares 123,635 $62.78 $7,762,238.02
Disclosure

SEC source: 0001225208-16-038916 · doc4.xml · nonDerivative · entry 2

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,141

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2016.

F2 · price: The reported price is the weighted average price for the transactions on September 6, 2016. The range of prices for the transaction is from $62.58 to $63.56 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 17:41 UTC
LYNCH THOMAS JDirector · Chairman & CEO
Exercise / conversionCommon Shares 123,635 $24.60 $3,041,421.00
Disclosure

SEC source: 0001225208-16-038916 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Sep 13, 2016 14:31 UTC
Jenkins John SEVP & General Counsel
GiftCommon Shares 170 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039250 · doc4.xml · nonDerivative · entry 1

Jenkins John S · CIK 0001559361 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816

F1 · kind: Represents a charitable gift of shares.

Read SEC document
June 10, 2016 Filed May 20, 2019 16:35 UTC PurchaseCommon Shares 91.38 $62.11 $5,675.43
Disclosure

SEC source: 0001225208-19-008228 · doc4.xml · nonDerivative · entry 4

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,430.372

F3 · kind: Shares acquired pursuant to a broker-sponsored dividend reinvestment plan, and inadvertently not previously reported.

F2 · balance_after: Reflects amount of securities beneficially owned following each transaction. Amount of securities beneficially owned following the reporting person's transaction on March 8, 2019 reflects the number of common shares held by the reporting person as of May 20, 2019.

Read SEC document
March 11, 2016 Filed May 20, 2019 16:35 UTC PurchaseCommon Shares 84.944 $59.26 $5,033.78
Disclosure

SEC source: 0001225208-19-008228 · doc4.xml · nonDerivative · entry 3

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,338.992

F3 · kind: Shares acquired pursuant to a broker-sponsored dividend reinvestment plan, and inadvertently not previously reported.

F2 · balance_after: Reflects amount of securities beneficially owned following each transaction. Amount of securities beneficially owned following the reporting person's transaction on March 8, 2019 reflects the number of common shares held by the reporting person as of May 20, 2019.

Read SEC document
December 11, 2015 Filed May 20, 2019 16:35 UTC PurchaseCommon Shares 78.048 $64.17 $5,008.03
Disclosure

SEC source: 0001225208-19-008228 · doc4.xml · nonDerivative · entry 2

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,254.048

F3 · kind: Shares acquired pursuant to a broker-sponsored dividend reinvestment plan, and inadvertently not previously reported.

F2 · balance_after: Reflects amount of securities beneficially owned following each transaction. Amount of securities beneficially owned following the reporting person's transaction on March 8, 2019 reflects the number of common shares held by the reporting person as of May 20, 2019.

Read SEC document
October 13, 2015 Filed May 20, 2019 16:35 UTC GiftCommon Shares 4,855 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008228 · doc4.xml · nonDerivative · entry 1

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,296

F1 · kind: Represents a charitable gift of shares.

F2 · balance_after: Reflects amount of securities beneficially owned following each transaction. Amount of securities beneficially owned following the reporting person's transaction on March 8, 2019 reflects the number of common shares held by the reporting person as of May 20, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.