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O'Toole James

Disclosed activity across 1 company

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171884
SEC CIK
0001522434

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TE Connectivity plcTEL · Entity 3004President, Communications Sol.November 14, 2017November 15, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TE Connectivity plc

Report date November 14, 2017 · Filed November 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,407 Ending reported balance After 2017-11-14 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2017-11-14 · Exercise / conversion · Acquired 12,588 · Balance 13,257

Row 2 · 2017-11-14 · Exercise / conversion · Acquired 12,487 · Balance 25,744

Row 3 · 2017-11-14 · Exercise / conversion · Acquired 11,425 · Balance 37,169

Row 4 · 2017-11-14 · Exercise / conversion · Acquired 10,975 · Balance 48,144

Row 5 · 2017-11-14 · Exercise / conversion · Acquired 1,547 · Balance 49,691

F1: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2: Not Applicable

Row 6 · 2017-11-14 · Tax withholding · Disposed 809 · Balance 48,882

Row 7 · 2017-11-14 · Sale · Disposed 47,475 · Balance 1,407

F3: The reported price is the weighted average price for the transactions on November 14, 2017. The range of prices for the transaction is from $93.50 to $93.705 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct16,198 Reported balance After 2017-11-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-11-14 · Exercise / conversion · Disposed 1,547 · Balance 16,198

F1: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2: Not Applicable

F4: Date Exercisable: November 14, 2017

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.95 · Expires 2025-11-09Direct25,175 Reported balance After 2017-11-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-11-14 · Exercise / conversion · Disposed 12,588 · Balance 25,175

F5: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.50 · Expires 2024-11-10Direct10,975 Reported balance After 2017-11-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-11-14 · Exercise / conversion · Disposed 10,975 · Balance 10,975

F6: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.61 · Expires 2023-11-14Direct0 Reported balance After 2017-11-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-11-14 · Exercise / conversion · Disposed 11,425 · Balance 0

F7: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.74 · Expires 2026-11-14Direct37,463 Reported balance After 2017-11-14 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-11-14 · Exercise / conversion · Disposed 12,487 · Balance 37,463

F8: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2: Not Applicable

F3: The reported price is the weighted average price for the transactions on November 14, 2017. The range of prices for the transaction is from $93.50 to $93.705 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4: Date Exercisable: November 14, 2017

F5: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.

F6: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.

F7: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.

F8: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 12,487 $0.00 Strike: $66.74 $0.00
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · derivative · entry 12

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,463

Underlying: Common Shares · 12,487 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2016.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 11,425 $0.00 Strike: $51.61 $0.00
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · derivative · entry 11

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,425 shares

Expires 2023-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 10,975 $0.00 Strike: $61.50 $0.00
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · derivative · entry 10

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,975

Underlying: Common Shares · 10,975 shares

Expires 2024-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 12,588 $0.00 Strike: $65.95 $0.00
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · derivative · entry 9

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,175

Underlying: Common Shares · 12,588 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 1,547 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · derivative · entry 8

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,198

Underlying: Common Shares · 1,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F4 · derivative.exercise_date: Date Exercisable: November 14, 2017

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 SaleCommon Shares 47,475 $93.56 $4,441,723.02
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 7

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

F3 · price: The reported price is the weighted average price for the transactions on November 14, 2017. The range of prices for the transaction is from $93.50 to $93.705 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 809 $93.26 $75,447.34
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 6

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,882

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 1,547 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 5

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 10,975 $61.50 $674,962.50
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 4

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 11,425 $51.61 $589,644.25
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 12,487 $66.74 $833,382.38
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 12,588 $65.95 $830,178.60
Disclosure

SEC source: 0001225208-17-017371 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:38 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 1,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017224 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,745

Underlying: Common Shares · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 10, 2017

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:38 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 732 $93.24 $68,248.02
Disclosure

SEC source: 0001225208-17-017224 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:38 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 1,401 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017224 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 11,425 $0.00 Strike: $51.61 $0.00
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · derivative · entry 7

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,425

Underlying: Common Shares · 11,425 shares

Expires 2023-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 21,950 $0.00 Strike: $61.50 $0.00
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · derivative · entry 6

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

Underlying: Common Shares · 21,950 shares

Expires 2024-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 12,587 $0.00 Strike: $65.95 $0.00
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · derivative · entry 5

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,763

Underlying: Common Shares · 12,587 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 9, 2015.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 SaleCommon Shares 45,962 $93.13 $4,280,597.33
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · nonDerivative · entry 4

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price is the weighted average price for the transactions on November 6, 2017. The range of prices for the transaction is from $93.06 to $93.26 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 11,425 $51.61 $589,644.25
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · nonDerivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 12,587 $65.95 $830,112.65
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:42 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 21,950 $61.50 $1,349,925.00
Disclosure

SEC source: 0001225208-17-017032 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:17 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014894 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,146

Underlying: Common Shares · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:33 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011165 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,050

Underlying: Common Shares · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 12:40 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006184 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,954

Underlying: Common Shares · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
January 30, 2017 Filed Jan 30, 2017 21:16 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionStock Option (Right to Buy) · Derivative 20,988 $0.00 Strike: $34.05 $0.00
Disclosure

SEC source: 0001225208-17-002007 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,988 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.

Read SEC document
January 30, 2017 Filed Jan 30, 2017 21:16 UTC TE Connectivity plc TEL · Entity 3004 SaleCommon Shares 32,688 $73.40 $2,399,299.20
Disclosure

SEC source: 0001225208-17-002007 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 30, 2017 Filed Jan 30, 2017 21:16 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 20,988 $34.05 $714,641.40
Disclosure

SEC source: 0001225208-17-002007 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionPerformance Stock Units · Derivative 14,044 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · derivative · entry 5

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648

Underlying: Common Shares · 14,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 GrantPerformance Stock Units · Derivative 4,265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · derivative · entry 4

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Underlying: Common Shares · 4,265 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

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December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 GrantPerformance Stock Units · Derivative 5,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,427

Underlying: Common Shares · 5,516 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 4,627 performance stock units issued and an additional 889 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 4,627 performance stock units issued and an additional 889 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 4,627 performance stock units issued and an additional 889 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

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December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 5,679 $71.37 $405,281.84
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 14,044 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

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December 09, 2016 Filed Dec 13, 2016 14:13 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043027 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,862

Underlying: Common Shares · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

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November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 GrantStock Option (Right to Buy) · Derivative 49,950 $0.00 Strike: $66.74 $0.00
Disclosure

SEC source: 0001225208-16-041864 · doc4.xml · derivative · entry 4

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,950

Underlying: Common Shares · 49,950 shares

Expires 2026-11-14

F4 · derivative.exercise_date: Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

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November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 1,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041864 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,763

Underlying: Common Shares · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 14, 2016

F2 · derivative.expiration_date: Not Applicable

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November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 571 $66.98 $38,242.73
Disclosure

SEC source: 0001225208-16-041864 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 1,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041864 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:02 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 2,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041784 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279

Underlying: Common Shares · 2,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 12, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:02 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 925 $66.57 $61,577.25
Disclosure

SEC source: 0001225208-16-041784 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:02 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 2,459 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041784 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:19 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 1,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041574 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,738

Underlying: Common Shares · 1,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 10, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:19 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 518 $66.78 $34,589.45
Disclosure

SEC source: 0001225208-16-041574 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:19 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 1,374 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041574 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:31 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039253 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,112

Underlying: Common Shares · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.