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NYSE · USD

TEL

TE Connectivity plc

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Tapewire entity
3004
SEC CIK
0001385157
Parsed reports
799

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025014
Jan 202600
Feb 2026013
Mar 202606
Apr 202602
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2016 Filed Dec 15, 2016 21:05 UTC Tax withholdingCommon Shares 10,295 $71.37 $734,702.68
Disclosure

SEC source: 0001225208-16-043314 · doc4.xml · nonDerivative · entry 2

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,341

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC Exercise / conversionCommon Shares 21,533 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043314 · doc4.xml · nonDerivative · entry 1

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC
CURTIN TERRENCE RDirector · President & Director
Exercise / conversionPerformance Stock Units · Derivative 21,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043315 · doc4.xml · derivative · entry 7

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,298

Underlying: Common Shares · 21,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F9 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC
CURTIN TERRENCE RDirector · President & Director
GrantPerformance Stock Units · Derivative 1,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043315 · doc4.xml · derivative · entry 6

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,831

Underlying: Common Shares · 1,706 shares

Expires not disclosed

F5 · derivative.exercise_price: Conversion is 1-for-1.

F8 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F8 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC
CURTIN TERRENCE RDirector · President & Director
GrantPerformance Stock Units · Derivative 6,825 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043315 · doc4.xml · derivative · entry 5

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,125

Underlying: Common Shares · 6,825 shares

Expires not disclosed

F5 · derivative.exercise_price: Conversion is 1-for-1.

F7 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F7 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC
CURTIN TERRENCE RDirector · President & Director
GrantPerformance Stock Units · Derivative 8,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043315 · doc4.xml · derivative · entry 4

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

Underlying: Common Shares · 8,459 shares

Expires not disclosed

F5 · derivative.exercise_price: Conversion is 1-for-1.

F6 · shares: Includes 7,096 performance stock units issued and an additional 1,363 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F6 · derivative.exercise_date: Includes 7,096 performance stock units issued and an additional 1,363 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F6 · derivative.expiration_date: Includes 7,096 performance stock units issued and an additional 1,363 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC
CURTIN TERRENCE RDirector · President & Director
Tax withholdingCommon Shares 9,927 $71.37 $708,440.36
Disclosure

SEC source: 0001225208-16-043315 · doc4.xml · nonDerivative · entry 2

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,787

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:05 UTC
CURTIN TERRENCE RDirector · President & Director
Exercise / conversionCommon Shares 21,533 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043315 · doc4.xml · nonDerivative · entry 1

CURTIN TERRENCE R · CIK 0001401842 · Director · President & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Wainwright JoanPres., Channel & Customer Exp.
Exercise / conversionPerformance Stock Units · Derivative 8,423 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043322 · doc4.xml · derivative · entry 5

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Shares · 8,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Wainwright JoanPres., Channel & Customer Exp.
GrantPerformance Stock Units · Derivative 2,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043322 · doc4.xml · derivative · entry 4

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

Underlying: Common Shares · 2,560 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Wainwright JoanPres., Channel & Customer Exp.
GrantPerformance Stock Units · Derivative 3,310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043322 · doc4.xml · derivative · entry 3

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,453

Underlying: Common Shares · 3,310 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 2,777 performance stock units issued and an additional 533 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 2,777 performance stock units issued and an additional 533 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 2,777 performance stock units issued and an additional 533 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Wainwright JoanPres., Channel & Customer Exp.
Tax withholdingCommon Shares 4,071 $71.37 $290,526.92
Disclosure

SEC source: 0001225208-16-043322 · doc4.xml · nonDerivative · entry 2

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,818

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Wainwright JoanPres., Channel & Customer Exp.
Exercise / conversionCommon Shares 8,423 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043322 · doc4.xml · nonDerivative · entry 1

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Ott Robert JSr VP & Corporate Controller
Exercise / conversionPerformance Stock Units · Derivative 3,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043320 · doc4.xml · derivative · entry 5

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,042

Underlying: Common Shares · 3,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Ott Robert JSr VP & Corporate Controller
GrantPerformance Stock Units · Derivative 1,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043320 · doc4.xml · derivative · entry 4

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

Underlying: Common Shares · 1,139 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Ott Robert JSr VP & Corporate Controller
GrantPerformance Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043320 · doc4.xml · derivative · entry 3

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Underlying: Common Shares · 1,474 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Ott Robert JSr VP & Corporate Controller
Tax withholdingCommon Shares 1,730 $71.37 $123,461.45
Disclosure

SEC source: 0001225208-16-043320 · doc4.xml · nonDerivative · entry 2

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,971

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
Ott Robert JSr VP & Corporate Controller
Exercise / conversionCommon Shares 3,751 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043320 · doc4.xml · nonDerivative · entry 1

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:04 UTC
CALASTRI MARIOSVP & Treasurer
Exercise / conversionPerformance Stock Units · Derivative 3,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043313 · doc4.xml · derivative · entry 5

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,042

Underlying: Common Shares · 3,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:04 UTC
CALASTRI MARIOSVP & Treasurer
GrantPerformance Stock Units · Derivative 1,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043313 · doc4.xml · derivative · entry 4

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

Underlying: Common Shares · 1,139 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:04 UTC
CALASTRI MARIOSVP & Treasurer
GrantPerformance Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043313 · doc4.xml · derivative · entry 3

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Underlying: Common Shares · 1,474 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:04 UTC
CALASTRI MARIOSVP & Treasurer
Tax withholdingCommon Shares 1,693 $71.37 $120,820.95
Disclosure

SEC source: 0001225208-16-043313 · doc4.xml · nonDerivative · entry 2

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,078

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:04 UTC
CALASTRI MARIOSVP & Treasurer
Exercise / conversionCommon Shares 3,751 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043313 · doc4.xml · nonDerivative · entry 1

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
RESCH ERICSr VP & Chief Tax Officer
Exercise / conversionPerformance Stock Units · Derivative 3,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043321 · doc4.xml · derivative · entry 5

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,042

Underlying: Common Shares · 3,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
RESCH ERICSr VP & Chief Tax Officer
GrantPerformance Stock Units · Derivative 1,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043321 · doc4.xml · derivative · entry 4

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

Underlying: Common Shares · 1,139 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
RESCH ERICSr VP & Chief Tax Officer
GrantPerformance Stock Units · Derivative 1,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043321 · doc4.xml · derivative · entry 3

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Underlying: Common Shares · 1,474 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 1,238 performance stock units issued and an additional 236 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
RESCH ERICSr VP & Chief Tax Officer
Tax withholdingCommon Shares 1,814 $71.37 $129,456.11
Disclosure

SEC source: 0001225208-16-043321 · doc4.xml · nonDerivative · entry 2

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,988

Read SEC document
December 13, 2016 Filed Dec 15, 2016 16:08 UTC
RESCH ERICSr VP & Chief Tax Officer
Exercise / conversionCommon Shares 3,751 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043321 · doc4.xml · nonDerivative · entry 1

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
LYNCH THOMAS JDirector · Chairman & CEO
Exercise / conversionPerformance Stock Units · Derivative 70,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043318 · doc4.xml · derivative · entry 5

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,363

Underlying: Common Shares · 70,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
LYNCH THOMAS JDirector · Chairman & CEO
GrantPerformance Stock Units · Derivative 24,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043318 · doc4.xml · derivative · entry 4

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,585

Underlying: Common Shares · 24,182 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
LYNCH THOMAS JDirector · Chairman & CEO
GrantPerformance Stock Units · Derivative 27,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043318 · doc4.xml · derivative · entry 3

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,403

Underlying: Common Shares · 27,587 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 23,140 performance stock units issued and an additional 4,447 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 23,140 performance stock units issued and an additional 4,447 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 23,140 performance stock units issued and an additional 4,447 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
LYNCH THOMAS JDirector · Chairman & CEO
Tax withholdingCommon Shares 32,368 $71.37 $2,309,942.32
Disclosure

SEC source: 0001225208-16-043318 · doc4.xml · nonDerivative · entry 2

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,755

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
LYNCH THOMAS JDirector · Chairman & CEO
Exercise / conversionCommon Shares 70,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043318 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
Rock Kevin NPresident, Industrial Solution
Exercise / conversionPerformance Stock Units · Derivative 4,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 7

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Shares · 4,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F7 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
Rock Kevin NPresident, Industrial Solution
GrantPerformance Stock Units · Derivative 907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 6

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,372

Underlying: Common Shares · 907 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F6 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F6 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
Rock Kevin NPresident, Industrial Solution
GrantPerformance Stock Units · Derivative 1,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 5

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,465

Underlying: Common Shares · 1,706 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
Rock Kevin NPresident, Industrial Solution
GrantPerformance Stock Units · Derivative 1,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,759

Underlying: Common Shares · 1,841 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 1,545 performance stock units issued and an additional 296 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 1,545 performance stock units issued and an additional 296 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 1,545 performance stock units issued and an additional 296 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
Rock Kevin NPresident, Industrial Solution
Tax withholdingCommon Shares 2,195 $71.37 $156,646.18
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,811

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
Rock Kevin NPresident, Industrial Solution
Exercise / conversionCommon Shares 4,686 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
O'Toole JamesPresident, Communications Sol.
Exercise / conversionPerformance Stock Units · Derivative 14,044 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · derivative · entry 5

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648

Underlying: Common Shares · 14,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
O'Toole JamesPresident, Communications Sol.
GrantPerformance Stock Units · Derivative 4,265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · derivative · entry 4

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Underlying: Common Shares · 4,265 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
O'Toole JamesPresident, Communications Sol.
GrantPerformance Stock Units · Derivative 5,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · derivative · entry 3

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,427

Underlying: Common Shares · 5,516 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 4,627 performance stock units issued and an additional 889 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 4,627 performance stock units issued and an additional 889 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 4,627 performance stock units issued and an additional 889 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
O'Toole JamesPresident, Communications Sol.
Tax withholdingCommon Shares 5,679 $71.37 $405,281.84
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · nonDerivative · entry 2

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC
O'Toole JamesPresident, Communications Sol.
Exercise / conversionCommon Shares 14,044 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043319 · doc4.xml · nonDerivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionPerformance Stock Units · Derivative 15,912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043317 · doc4.xml · derivative · entry 5

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,180

Underlying: Common Shares · 15,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
MERKT STEVEN TPresident, Transportation Sol.
GrantPerformance Stock Units · Derivative 5,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043317 · doc4.xml · derivative · entry 4

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,092

Underlying: Common Shares · 5,119 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
MERKT STEVEN TPresident, Transportation Sol.
GrantPerformance Stock Units · Derivative 6,249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043317 · doc4.xml · derivative · entry 3

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,973

Underlying: Common Shares · 6,249 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 5,242 performance stock units issued and an additional 1,007 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 5,242 performance stock units issued and an additional 1,007 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 5,242 performance stock units issued and an additional 1,007 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
MERKT STEVEN TPresident, Transportation Sol.
Tax withholdingCommon Shares 7,408 $71.37 $528,671.92
Disclosure

SEC source: 0001225208-16-043317 · doc4.xml · nonDerivative · entry 2

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,702

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionCommon Shares 15,912 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043317 · doc4.xml · nonDerivative · entry 1

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:07 UTC
Jenkins John SEVP & General Counsel
Exercise / conversionPerformance Stock Units · Derivative 11,241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043316 · doc4.xml · derivative · entry 5

Jenkins John S · CIK 0001559361 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632

Underlying: Common Shares · 11,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F6 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.