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NYSE · USD

TEL

TE Connectivity plc

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Tapewire entity
3004
SEC CIK
0001385157
Parsed reports
799

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025014
Jan 202600
Feb 2026013
Mar 202606
Apr 202602
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2017 Filed Sep 12, 2017 10:17 UTC
Wainwright JoanPres., Channel & Customer Exp.
GrantRestricted Stock Units · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014898 · doc4.xml · derivative · entry 1

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 10:17 UTC
Ott Robert JSr VP & Corporate Controller
GrantRestricted Stock Units · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014895 · doc4.xml · derivative · entry 1

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 10:15 UTC GrantDeferred Stock Units · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014883 · doc4.xml · derivative · entry 1

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

Underlying: Common Shares · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 10:15 UTC
CALASTRI MARIOSVP & Treasurer
GrantRestricted Stock Units · Derivative 24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014886 · doc4.xml · derivative · entry 1

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,220

Underlying: Common Shares · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:15 UTC
CURTIN TERRENCE RDirector · Chief Exec. Officer & Director
GrantRestricted Stock Units · Derivative 41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014887 · doc4.xml · derivative · entry 1

CURTIN TERRENCE R · CIK 0001401842 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 10:17 UTC
RESCH ERICSr VP & Chief Tax Officer
GrantRestricted Stock Units · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014896 · doc4.xml · derivative · entry 1

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:14 UTC GrantDeferred Stock Units · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014882 · doc4.xml · derivative · entry 1

BRONDEAU PIERRE R · CIK 0001240940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

Underlying: Common Shares · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:16 UTC
LYNCH THOMAS JDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014890 · doc4.xml · derivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,643

Underlying: Common Shares · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:15 UTC GrantDeferred Stock Units · Derivative 80 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014884 · doc4.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,805

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:17 UTC
MITTS HEATH AEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014892 · doc4.xml · derivative · entry 1

MITTS HEATH A · CIK 0001339142 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,216

Underlying: Common Shares · 394 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:17 UTC
Rock Kevin NPresident, Industrial Solution
GrantRestricted Stock Units · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014897 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227

Underlying: Common Shares · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:17 UTC
O'Toole JamesPresident, Communications Sol.
GrantRestricted Stock Units · Derivative 96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014894 · doc4.xml · derivative · entry 1

O'Toole James · CIK 0001522434 · President, Communications Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,146

Underlying: Common Shares · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
GrantRestricted Stock Units · Derivative 175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014891 · doc4.xml · derivative · entry 1

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,697

Underlying: Common Shares · 175 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:15 UTC
Jenkins John SEVP & General Counsel
GrantRestricted Stock Units · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014889 · doc4.xml · derivative · entry 1

Jenkins John S · CIK 0001559361 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Shares · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
September 08, 2017 Filed Sep 20, 2017 17:49 UTC GrantDeferred Stock Units · Derivative 35 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015154 · doc4.xml · derivative · entry 1

VanScoter John C · CIK 0001317458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,896

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
September 08, 2017 Filed May 20, 2019 16:35 UTC PurchaseCommon Shares 90.892 $79.16 $7,195.01
Disclosure

SEC source: 0001225208-19-008228 · doc4.xml · nonDerivative · entry 9

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,078.473

F3 · kind: Shares acquired pursuant to a broker-sponsored dividend reinvestment plan, and inadvertently not previously reported.

F2 · balance_after: Reflects amount of securities beneficially owned following each transaction. Amount of securities beneficially owned following the reporting person's transaction on March 8, 2019 reflects the number of common shares held by the reporting person as of May 20, 2019.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 14:56 UTC
LYNCH THOMAS JDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 186,033 $0.00 Strike: $34.49 $0.00
Disclosure

SEC source: 0001225208-17-014500 · doc4.xml · derivative · entry 4

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 186,033 shares

Expires 2021-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 14:56 UTC
LYNCH THOMAS JDirector · Executive Chairman
SaleCommon Shares 186,033 $79.29 $14,750,147.30
Disclosure

SEC source: 0001225208-17-014500 · doc4.xml · nonDerivative · entry 3

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,851

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.

F2 · price: The reported price is the weighted average price for the transactions on September 1, 2017. The range of prices for the transaction is from $78.8350 to $79.77 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 14:56 UTC
LYNCH THOMAS JDirector · Executive Chairman
Exercise / conversionCommon Shares 186,033 $34.49 $6,416,278.17
Disclosure

SEC source: 0001225208-17-014500 · doc4.xml · nonDerivative · entry 2

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2017 Filed Sep 5, 2017 14:56 UTC
LYNCH THOMAS JDirector · Executive Chairman
GiftCommon Shares 20,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014500 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,851

Read SEC document
August 07, 2017 Filed Aug 9, 2017 12:54 UTC SaleCommon Shares 6,300 $80.70 $508,380.39
Disclosure

SEC source: 0001225208-17-013416 · doc4.xml · nonDerivative · entry 1

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,609

F1 · price: The reported price is the weighted average price for the transactions on August 7, 2017. The range of prices for the transaction is from $80.64 to $80.76 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 13:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 52,575 $0.00 Strike: $51.61 $0.00
Disclosure

SEC source: 0001225208-17-013274 · doc4.xml · derivative · entry 3

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,525

Underlying: Common Shares · 52,575 shares

Expires 2023-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 13:51 UTC SaleCommon Shares 52,575 $80.03 $4,207,661.37
Disclosure

SEC source: 0001225208-17-013274 · doc4.xml · nonDerivative · entry 2

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,909

F1 · price: The reported price is the weighted average price for the transactions on August 3, 2017. The range of prices for the transaction is from $79.69 to $80.37 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 13:51 UTC Exercise / conversionCommon Shares 52,575 $51.61 $2,713,395.75
Disclosure

SEC source: 0001225208-17-013274 · doc4.xml · nonDerivative · entry 1

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 16:13 UTC
CALASTRI MARIOSVP & Treasurer
SaleCommon Shares 6,000 $80.23 $481,356.60
Disclosure

SEC source: 0001225208-17-013166 · doc4.xml · nonDerivative · entry 1

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,078

F1 · price: The reported price is the weighted average price for the transactions on August 2, 2017. The range of prices for the transactions is from $80.21 to $80.24 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionStock Option (Right to Buy) · Derivative 38,850 $0.00 Strike: $51.61 $0.00
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · derivative · entry 9

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

Underlying: Common Shares · 38,850 shares

Expires 2023-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionStock Option (Right to Buy) · Derivative 12,863 $0.00 Strike: $34.49 $0.00
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · derivative · entry 8

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,863 shares

Expires 2021-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionStock Option (Right to Buy) · Derivative 58,950 $0.00 Strike: $34.05 $0.00
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · derivative · entry 7

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 58,950 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionStock Option (Right to Buy) · Derivative 2,563 $0.00 Strike: $35.90 $0.00
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · derivative · entry 6

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,563 shares

Expires 2021-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, June 7, 2011.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
SaleCommon Shares 126,190 $80.09 $10,106,292.10
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · nonDerivative · entry 5

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901

F1 · price: The reported price is the weighted average price for the transactions on August 2, 2017. The range of prices for the transactions is from $80.00 to $80.33 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionCommon Shares 2,563 $35.90 $92,011.70
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · nonDerivative · entry 4

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionCommon Shares 12,863 $34.49 $443,644.87
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · nonDerivative · entry 3

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionCommon Shares 38,850 $51.61 $2,005,048.50
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · nonDerivative · entry 2

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 3, 2017 15:16 UTC
MERKT STEVEN TPresident, Transportation Sol.
Exercise / conversionCommon Shares 58,950 $34.05 $2,007,247.50
Disclosure

SEC source: 0001225208-17-013207 · doc4.xml · nonDerivative · entry 1

MERKT STEVEN T · CIK 0001556057 · President, Transportation Sol.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:14 UTC
LYNCH THOMAS JDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 186,033 $0.00 Strike: $34.49 $0.00
Disclosure

SEC source: 0001225208-17-013108 · doc4.xml · derivative · entry 4

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,033

Underlying: Common Shares · 186,033 shares

Expires 2021-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:14 UTC
LYNCH THOMAS JDirector · Executive Chairman
SaleCommon Shares 156,907 $79.64 $12,496,293.15
Disclosure

SEC source: 0001225208-17-013108 · doc4.xml · nonDerivative · entry 3

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,851

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.

F3 · price: The reported price is the weighted average price for the transactions on August 1, 2017. The range of prices for the transaction is from $79.19 to $80.17 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:14 UTC
LYNCH THOMAS JDirector · Executive Chairman
SaleCommon Shares 29,126 $80.36 $2,340,512.93
Disclosure

SEC source: 0001225208-17-013108 · doc4.xml · nonDerivative · entry 2

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,758

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.

F2 · price: The reported price is the weighted average price for the transactions on August 1, 2017. The range of prices for the transaction is from $80.18 to $80.75 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:14 UTC
LYNCH THOMAS JDirector · Executive Chairman
Exercise / conversionCommon Shares 186,033 $34.49 $6,416,278.17
Disclosure

SEC source: 0001225208-17-013108 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 15:06 UTC
LYNCH THOMAS JDirector · Executive Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 186,034 $0.00 Strike: $34.49 $0.00
Disclosure

SEC source: 0001225208-17-011986 · doc4.xml · derivative · entry 3

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,066

Underlying: Common Shares · 186,034 shares

Expires 2021-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 15:06 UTC
LYNCH THOMAS JDirector · Executive Chairman
SaleCommon Shares 186,034 $78.65 $14,631,592.70
Disclosure

SEC source: 0001225208-17-011986 · doc4.xml · nonDerivative · entry 2

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,851

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.

F2 · price: The reported price is the weighted average price for the transactions on July 3, 2017. The range of prices for the transaction is from $78.10 to $79.07 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 15:06 UTC
LYNCH THOMAS JDirector · Executive Chairman
Exercise / conversionCommon Shares 186,034 $34.49 $6,416,312.66
Disclosure

SEC source: 0001225208-17-011986 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 10:33 UTC
Murphy TimSVP & CHRO
GrantRestricted Stock Units · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011164 · doc4.xml · derivative · entry 1

Murphy Tim · CIK 0001668407 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Common Shares · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 10:33 UTC
Wainwright JoanPres., Channel & Customer Exp.
GrantRestricted Stock Units · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011169 · doc4.xml · derivative · entry 1

Wainwright Joan · CIK 0001403500 · Pres., Channel & Customer Exp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:32 UTC GrantRestricted Stock Units · Derivative 108 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011159 · doc4.xml · derivative · entry 1

Donahue Joseph B · CIK 0001413323 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,358

Underlying: Common Shares · 108 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 10:33 UTC
Ott Robert JSr VP & Corporate Controller
GrantRestricted Stock Units · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011166 · doc4.xml · derivative · entry 1

Ott Robert J · CIK 0001403502 · Sr VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 10:32 UTC GrantDeferred Stock Units · Derivative 64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011154 · doc4.xml · derivative · entry 1

Phelan Daniel J · CIK 0001402861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

Underlying: Common Shares · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:32 UTC
CURTIN TERRENCE RDirector · Chief Exec. Officer & Director
GrantRestricted Stock Units · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011158 · doc4.xml · derivative · entry 1

CURTIN TERRENCE R · CIK 0001401842 · Director · Chief Exec. Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 10:32 UTC
CALASTRI MARIOSVP & Treasurer
GrantRestricted Stock Units · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011157 · doc4.xml · derivative · entry 1

CALASTRI MARIO · CIK 0001401847 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,196

Underlying: Common Shares · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 10:33 UTC
RESCH ERICSr VP & Chief Tax Officer
GrantRestricted Stock Units · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011167 · doc4.xml · derivative · entry 1

RESCH ERIC · CIK 0001401846 · Sr VP & Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:32 UTC GrantDeferred Stock Units · Derivative 64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011153 · doc4.xml · derivative · entry 1

BRONDEAU PIERRE R · CIK 0001240940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

Underlying: Common Shares · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.exercise_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

F2 · derivative.expiration_date: Deferred stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. The deferred stock units are vested upon issuance and receive dividend equivalent stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.