TDW

SEC source: 0001140361-17-029710 · doc1.xml · derivative · entry 8

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 116

Underlying: Common Stock · 116 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

SEC source: 0001140361-17-029710 · doc1.xml · derivative · entry 7

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,546

Underlying: Common Stock · 6,546 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

SEC source: 0001140361-17-029710 · doc1.xml · derivative · entry 6

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 107

Underlying: Common Stock · 107 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

SEC source: 0001140361-17-029710 · doc1.xml · derivative · entry 5

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,055

Underlying: Common Stock · 6,055 shares

Expires 2023-07-31

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · derivative.exercise_date: The Series A Warrants and Series B Warrants may be exercised at any time prior to the expiration date, unless earlier terminated and paid out by their terms upon the consummation of certain business combinations or sale transactions involving the Issuer.

SEC source: 0001140361-17-029710 · doc1.xml · nonDerivative · entry 4

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 66

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

SEC source: 0001140361-17-029710 · doc1.xml · nonDerivative · entry 3

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,734

F3 · kind: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · shares: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F3 · price: As provided in the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in exchange for each one share of Old Common Stock held as of such date, (i) 0.031833 new shares of common stock, par value $0.001 per share (the "New Common Stock"), (ii) 0.051621 Series A Warrants to purchase an equivalent number of shares of New Common Stock (the "Series A Warrants"), and (iii) 0.055806 Series B Warrants to purchase an equivalent number of shares of New Common Stock (the "Series B Warrants"), in all cases, subject to rounding with no fractional shares or warrants issued. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

SEC source: 0001140361-17-029710 · doc1.xml · nonDerivative · entry 2

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

F1 · kind: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · shares: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · price: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F2 · ownership.nature: Represents interests held for the benefit of the Reporting Person by the Trustee of the Tidewater Inc. 401(k) Savings Plan.

SEC source: 0001140361-17-029710 · doc1.xml · nonDerivative · entry 1

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · shares: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

F1 · price: On May 17, 2017, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Cases" and such court, the "Bankruptcy Court"). On July 17, 2017, the Bankruptcy Court entered a written order (the "Confirmation Order") confirming the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Debtors, as modified by the Confirmation Order (the "Plan"). On July 31, 2017 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Bankruptcy Cases. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.10 per share (the "Old Common Stock"), and all options to purchase such stock, were cancelled and extinguished.

SEC source: 0001140361-17-016082 · doc1.xml · derivative · entry 3

THOMPSON JACK EDWARD · CIK 0001211268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,776

Underlying: Common Stock · 16,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F2 · derivative.exercise_date: The deferred stock units are fully vested upon grant but are paid out in accordance with the Reporting Person's deferral election.

F2 · derivative.expiration_date: The deferred stock units are fully vested upon grant but are paid out in accordance with the Reporting Person's deferral election.

SEC source: 0001140361-17-016082 · doc1.xml · nonDerivative · entry 2

THOMPSON JACK EDWARD · CIK 0001211268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001140361-17-016082 · doc1.xml · nonDerivative · entry 1

THOMPSON JACK EDWARD · CIK 0001211268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-016081 · doc1.xml · derivative · entry 3

TAYLOR CINDY B · CIK 0001198828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,777

Underlying: Common Stock · 16,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F2 · derivative.exercise_date: The deferred stock units are fully vested upon grant but are paid out in accordance with the Reporting Person's deferral election.

F2 · derivative.expiration_date: The deferred stock units are fully vested upon grant but are paid out in accordance with the Reporting Person's deferral election.

F2 · balance_after: The deferred stock units are fully vested upon grant but are paid out in accordance with the Reporting Person's deferral election.

SEC source: 0001140361-17-016081 · doc1.xml · nonDerivative · entry 2

TAYLOR CINDY B · CIK 0001198828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001140361-17-016081 · doc1.xml · nonDerivative · entry 1

TAYLOR CINDY B · CIK 0001198828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-013064 · doc1.xml · derivative · entry 4

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,418

Underlying: Common Stock · 7,709 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

SEC source: 0001140361-17-013064 · doc1.xml · nonDerivative · entry 2

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,160

SEC source: 0001140361-17-013064 · doc1.xml · nonDerivative · entry 1

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-013062 · doc1.xml · derivative · entry 4

BENNETT JOSEPH M · CIK 0001197235 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,690

Underlying: Common Stock · 17,345 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

SEC source: 0001140361-17-013062 · doc1.xml · nonDerivative · entry 2

BENNETT JOSEPH M · CIK 0001197235 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,989

SEC source: 0001140361-17-013062 · doc1.xml · nonDerivative · entry 1

BENNETT JOSEPH M · CIK 0001197235 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-013060 · doc1.xml · derivative · entry 4

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,107

Underlying: Common Stock · 25,054 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

SEC source: 0001140361-17-013060 · doc1.xml · nonDerivative · entry 2

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,508

SEC source: 0001140361-17-013060 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-013058 · doc1.xml · derivative · entry 4

Gorski Jeffrey A. · CIK 0001550309 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,816

Underlying: Common Stock · 28,909 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

SEC source: 0001140361-17-013058 · doc1.xml · nonDerivative · entry 2

Gorski Jeffrey A. · CIK 0001550309 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,810

SEC source: 0001140361-17-013058 · doc1.xml · nonDerivative · entry 1

Gorski Jeffrey A. · CIK 0001550309 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-013055 · doc1.xml · derivative · entry 4

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,816

Underlying: Common Stock · 28,909 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

SEC source: 0001140361-17-013055 · doc1.xml · nonDerivative · entry 2

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,204

SEC source: 0001140361-17-013055 · doc1.xml · nonDerivative · entry 1

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-013053 · doc1.xml · derivative · entry 4

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,614

Underlying: Common Stock · 44,808 shares

Expires 2019-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 21, 2017.

SEC source: 0001140361-17-013053 · doc1.xml · nonDerivative · entry 2

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,302

SEC source: 0001140361-17-013053 · doc1.xml · nonDerivative · entry 1

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-012898 · doc1.xml · derivative · entry 4

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Common Stock · 2,924 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 17, 2016.

SEC source: 0001140361-17-012898 · doc1.xml · nonDerivative · entry 2

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,160

SEC source: 0001140361-17-012898 · doc1.xml · nonDerivative · entry 1

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-012897 · doc1.xml · nonDerivative · entry 2

BENNETT JOSEPH M · CIK 0001197235 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,989

SEC source: 0001140361-17-012897 · doc1.xml · nonDerivative · entry 1

BENNETT JOSEPH M · CIK 0001197235 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-012896 · doc1.xml · derivative · entry 4

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 9,503 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 17, 2016.

SEC source: 0001140361-17-012896 · doc1.xml · nonDerivative · entry 2

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,508

SEC source: 0001140361-17-012896 · doc1.xml · nonDerivative · entry 1

Lundstrom Bruce Douglas · CIK 0001412972 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-012895 · doc1.xml · derivative · entry 4

Gorski Jeffrey A. · CIK 0001550309 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 17, 2016.

SEC source: 0001140361-17-012895 · doc1.xml · nonDerivative · entry 2

Gorski Jeffrey A. · CIK 0001550309 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,810

SEC source: 0001140361-17-012895 · doc1.xml · nonDerivative · entry 1

Gorski Jeffrey A. · CIK 0001550309 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-012894 · doc1.xml · derivative · entry 4

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 17, 2016.

SEC source: 0001140361-17-012894 · doc1.xml · nonDerivative · entry 2

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,204

SEC source: 0001140361-17-012894 · doc1.xml · nonDerivative · entry 1

Fanning Quinn P · CIK 0001441735 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-012893 · doc1.xml · derivative · entry 4

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,995

Underlying: Common Stock · 16,996 shares

Expires 2018-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

F3 · derivative.exercise_date: This award vests in three equal annual installments beginning on March 17, 2016.

SEC source: 0001140361-17-012893 · doc1.xml · nonDerivative · entry 2

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,302

SEC source: 0001140361-17-012893 · doc1.xml · nonDerivative · entry 1

Platt Jeffrey · CIK 0001370712 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit represents the right to receive the fair market value of one share of the Issuer's common stock in cash.

SEC source: 0001140361-17-011957 · doc1.xml · nonDerivative · entry 1

Demarest Craig · CIK 0001436705 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,160