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TDS

TELEPHONE & DATA SYSTEMS INC /DE/

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4074
SEC CIK
0001051512
Parsed reports
474

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2018 Filed Nov 13, 2018 18:03 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000117 · edgar.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,395

F2 · price: By gift

F4 · balance_after: Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 11:47 UTC
CARLSON LEROY T JRDirector · President and CEO
GrantDeferred Compensation · Derivative 6,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000044 · edgar.xml · derivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,143

Underlying: Common Shares · 69,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting person deferred bonuses into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33%, and 34% per year over a 3 year period. A total of 65,785 common shares are vested.

F1 · price: Reporting person deferred bonuses into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33%, and 34% per year over a 3 year period. A total of 65,785 common shares are vested.

F1 · derivative.exercise_date: Reporting person deferred bonuses into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33%, and 34% per year over a 3 year period. A total of 65,785 common shares are vested.

F1 · derivative.expiration_date: Reporting person deferred bonuses into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33%, and 34% per year over a 3 year period. A total of 65,785 common shares are vested.

F1 · balance_after: Reporting person deferred bonuses into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33%, and 34% per year over a 3 year period. A total of 65,785 common shares are vested.

Read SEC document
March 07, 2018 Filed Apr 6, 2018 17:46 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000057 · edgar.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,203

F4 · price: By gift

F3 · balance_after: Includes 3768 shares owned by children

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:06 UTC
OFF GEORGE WDirector
GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000019 · edgar.xml · nonDerivative · entry 1

OFF GEORGE W · CIK 0001020127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,385

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:14 UTC GrantCommon Shares 2,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000027 · edgar.xml · nonDerivative · entry 1

Dixon Kimberly D · CIK 0001707051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:11 UTC GrantCommon Shares 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000025 · edgar.xml · nonDerivative · entry 1

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:10 UTC GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000024 · edgar.xml · nonDerivative · entry 1

Davis Clarence A · CIK 0001335628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,073

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:09 UTC GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000023 · edgar.xml · nonDerivative · entry 1

Sugarman Gary L · CIK 0001464421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,741

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:08 UTC GrantCommon 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000022 · edgar.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,741

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000021 · edgar.xml · nonDerivative · entry 1

OLeary Christopher D · CIK 0001362601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,676

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000020 · edgar.xml · nonDerivative · entry 1

SARANOW MITCHELL H · CIK 0001032056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,964

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:04 UTC GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000018 · edgar.xml · nonDerivative · entry 1

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,856

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:03 UTC GrantCommon Shares 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000017 · edgar.xml · nonDerivative · entry 1

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,527

F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 16:28 UTC SaleCommon Shares 17,200 $27.91 $480,052.00
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · nonDerivative · entry 5

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,010

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC Exercise / conversionCommon Shares · Derivative 86,204 Not disclosed Strike: $26.83 Not disclosed
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · derivative · entry 8

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 86,204 shares

Expires 2018-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted under the 2011 Long-Term Incentive Plan.

F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC Exercise / conversionCommon Shares · Derivative 92,800 Not disclosed Strike: $26.66 Not disclosed
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · derivative · entry 7

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 92,800 shares

Expires 2018-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted under the 2011 Long-Term Incentive Plan.

F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC Exercise / conversionCommon Shares · Derivative 89,500 Not disclosed Strike: $26.95 Not disclosed
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · derivative · entry 6

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 89,500 shares

Expires 2018-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted under the 2011 Long-Term Incentive Plan.

F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC SaleCommon Shares 268,504 $27.15 $7,289,883.60
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · nonDerivative · entry 4

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,210

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC Exercise / conversionCommon Shares 86,204 $26.83 $2,312,853.32
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · nonDerivative · entry 3

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC Exercise / conversionCommon Shares 92,800 $26.66 $2,474,048.00
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · nonDerivative · entry 2

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:28 UTC Exercise / conversionCommon Shares 89,500 $26.95 $2,412,025.00
Disclosure

SEC source: 0001120437-18-000016 · edgar.xml · nonDerivative · entry 1

Wittwer David A · CIK 0001384839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 13:33 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionDeferred Compensation · Derivative 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000007 · edgar.xml · derivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,475

Underlying: Common shares · 7,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reporting person deferred a portion of his 2015 bonus pursuant to the TDS Long Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing 7,034 common shares, including dividend reinvestment. The price on January 4, 2018 was used to determine the payout for the deferred bonus shares.

F2 · price: Reporting person deferred a portion of his 2015 bonus pursuant to the TDS Long Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing 7,034 common shares, including dividend reinvestment. The price on January 4, 2018 was used to determine the payout for the deferred bonus shares.

F2 · derivative.exercise_date: Reporting person deferred a portion of his 2015 bonus pursuant to the TDS Long Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing 7,034 common shares, including dividend reinvestment. The price on January 4, 2018 was used to determine the payout for the deferred bonus shares.

F2 · derivative.expiration_date: Reporting person deferred a portion of his 2015 bonus pursuant to the TDS Long Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing 7,034 common shares, including dividend reinvestment. The price on January 4, 2018 was used to determine the payout for the deferred bonus shares.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 13:33 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 2,107 $27.77 $58,511.39
Disclosure

SEC source: 0001120437-18-000007 · edgar.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,359

F1 · kind: Withholding of common shares as settlement for taxes due in consideration for settlement of the deferred compensation payout.

F3 · balance_after: Includes 3768 shares owned by children

Read SEC document
January 04, 2018 Filed Jan 5, 2018 13:33 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000007 · edgar.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reporting person deferred a portion of his 2015 bonus pursuant to the TDS Long Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing 7,034 common shares, including dividend reinvestment. The price on January 4, 2018 was used to determine the payout for the deferred bonus shares.

F2 · price: Reporting person deferred a portion of his 2015 bonus pursuant to the TDS Long Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing 7,034 common shares, including dividend reinvestment. The price on January 4, 2018 was used to determine the payout for the deferred bonus shares.

F3 · balance_after: Includes 3768 shares owned by children

Read SEC document
January 04, 2018 Filed Apr 6, 2018 17:46 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 2,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000057 · edgar.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,203

F4 · price: By gift

F3 · balance_after: Includes 3768 shares owned by children

Read SEC document
December 31, 2017 Filed Jan 4, 2018 16:24 UTC
CARLSON LEROY T JRDirector · President and CEO
OtherDeferred Compensation · Derivative 1,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000005 · edgar.xml · derivative · entry 21

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,509

Underlying: Common Shares · 69,509 shares

Expires not disclosed

F3 · derivative.exercise_price: Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 67,485 common shares units were vested at 12/31/17.

F3 · price: Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 67,485 common shares units were vested at 12/31/17.

F3 · derivative.exercise_date: Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 67,485 common shares units were vested at 12/31/17.

F3 · derivative.expiration_date: Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 67,485 common shares units were vested at 12/31/17.

Read SEC document
December 31, 2017 Filed Jan 12, 2018 22:32 UTC OtherDeferred Compensation · Derivative 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000008 · edgar.xml · derivative · entry 10

MEYERS KENNETH R · CIK 0001235000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,192

Underlying: Common Shares · 38,192 shares

Expires not disclosed

F2 · derivative.exercise_price: Reporting person deferred bonuses pursuant to the Long Term Incentive Plans. These shares are fully vested.

F2 · kind: Reporting person deferred bonuses pursuant to the Long Term Incentive Plans. These shares are fully vested.

F2 · price: Reporting person deferred bonuses pursuant to the Long Term Incentive Plans. These shares are fully vested.

F2 · derivative.exercise_date: Reporting person deferred bonuses pursuant to the Long Term Incentive Plans. These shares are fully vested.

F2 · derivative.expiration_date: Reporting person deferred bonuses pursuant to the Long Term Incentive Plans. These shares are fully vested.

Read SEC document
December 29, 2017 Filed Jan 4, 2018 16:24 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000005 · edgar.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,432

F14 · price: By gift

F8 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
December 28, 2017 Filed Jan 4, 2018 14:01 UTC GiftSeries A Common Shares · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001120437-18-000002 · edgar.xml · derivative · entry 3

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,012,766

Underlying: Common Shares · 2,012,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F1 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F1 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F2 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a form 4. Of these shares, 5984 are owned by husband, 141,391 are held for the benefit of children and 749,857 are held by a family partnership of which reporting person is a general partner. Reporting person disclaims beneficial ownership of shares held for the benefit of persons other than the reporting person. Includes 1,115,533 shares in reporting person's name.

Read SEC document
December 12, 2017 Filed Jan 4, 2018 16:24 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 6,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-18-000005 · edgar.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,432

F14 · price: By gift

F8 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:45 UTC SaleCommon Shares 300 $27.54 $8,262.00
Disclosure

SEC source: 0001120437-17-000074 · edgar.xml · nonDerivative · entry 1

Davis Clarence A · CIK 0001335628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,563

Read SEC document
May 24, 2017 Filed May 25, 2017 21:28 UTC
CARLSON LEROY T JRDirector · President and CEO
GrantRestricted Stock Units · Derivative 60,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000069 · edgar.xml · derivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,619

Underlying: Common Shares · 60,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

F1 · price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:28 UTC
CARLSON LEROY T JRDirector · President and CEO
GrantOption (Right to Buy) · Derivative 39,700 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000069 · edgar.xml · derivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700

Underlying: Common Shares · 39,700 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:27 UTC
Wittwer David APresident of a subsidiary
GrantRestricted stock units · Derivative 29,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000068 · edgar.xml · derivative · entry 2

Wittwer David A · CIK 0001384839 · President of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,857

Underlying: Common Shares · 29,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · price: Restricted stock units award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock units award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock units award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:27 UTC
Wittwer David APresident of a subsidiary
GrantOption (Right to buy) · Derivative 114,144 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000068 · edgar.xml · derivative · entry 1

Wittwer David A · CIK 0001384839 · President of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,144

Underlying: Common shares · 114,144 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:26 UTC
SEREDA PETER LSenior VP-Finance & Treasurer
GrantRestricted stock units · Derivative 12,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000067 · edgar.xml · derivative · entry 2

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,731

Underlying: Common Shares · 12,731 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units award pursuant to the long term incentive plan. Stock units will vest on May 24, 2020.

F2 · price: Restricted stock units award pursuant to the long term incentive plan. Stock units will vest on May 24, 2020.

F2 · derivative.exercise_date: Restricted stock units award pursuant to the long term incentive plan. Stock units will vest on May 24, 2020.

F2 · derivative.expiration_date: Restricted stock units award pursuant to the long term incentive plan. Stock units will vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:26 UTC
SEREDA PETER LSenior VP-Finance & Treasurer
GrantOption (Right to buy) · Derivative 11,584 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000067 · edgar.xml · derivative · entry 1

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,584

Underlying: Common Shares · 11,584 shares

Expires 2027-05-24

F1 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:24 UTC
Hanley Joseph RSr VP Tech., Services Strategy
GrantRestricted Stock Units · Derivative 8,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000066 · edgar.xml · derivative · entry 2

Hanley Joseph R · CIK 0001298040 · Sr VP Tech., Services Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Underlying: Common Shares · 8,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:24 UTC
Hanley Joseph RSr VP Tech., Services Strategy
GrantOption (Right to Buy) · Derivative 7,201 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000066 · edgar.xml · derivative · entry 1

Hanley Joseph R · CIK 0001298040 · Sr VP Tech., Services Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,201

Underlying: Common Shares · 7,201 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:24 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
GrantRestricted Stock Units · Derivative 7,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000065 · edgar.xml · derivative · entry 2

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,842

Underlying: Common Shares · 7,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

F1 · price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:24 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
GrantOption (Right to Buy) · Derivative 6,565 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000065 · edgar.xml · derivative · entry 1

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,565

Underlying: Common Shares · 6,565 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:23 UTC
THAUS KURT BSenior VP - CIO
GrantRestricted Stock Units · Derivative 8,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000064 · edgar.xml · derivative · entry 2

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,862

Underlying: Common Shares · 8,862 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the long term incentive plan. Stock units become vested on May 24, 2020.

F1 · price: Restricted stock unit award pursuant to the long term incentive plan. Stock units become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:23 UTC
THAUS KURT BSenior VP - CIO
GrantOption (Right to Buy) · Derivative 7,870 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000064 · edgar.xml · derivative · entry 1

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

Underlying: Common Shares · 7,870 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:21 UTC
Shuma Douglas DSVP - Finance & CAO
GrantRestricted Stock Units · Derivative 9,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000063 · edgar.xml · derivative · entry 2

Shuma Douglas D · CIK 0001411904 · SVP - Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,691

Underlying: Common Shares · 9,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:21 UTC
Shuma Douglas DSVP - Finance & CAO
GrantOption (Right to Buy) · Derivative 8,394 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000063 · edgar.xml · derivative · entry 1

Shuma Douglas D · CIK 0001411904 · SVP - Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,394

Underlying: Common Shares · 8,394 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:26 UTC
WILLIAMSON SCOTT HSenior Vice President
GrantRestricted Stock Units · Derivative 20,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000062 · edgar.xml · derivative · entry 2

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,258

Underlying: Common Shares · 20,258 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:26 UTC
WILLIAMSON SCOTT HSenior Vice President
GrantOption (Right to Buy) · Derivative 18,137 Not disclosed Strike: $27.79 Not disclosed
Disclosure

SEC source: 0001120437-17-000062 · edgar.xml · derivative · entry 1

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,137

Underlying: Common Shares · 18,137 shares

Expires 2027-05-24

F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020.

Read SEC document
May 16, 2017 Filed May 18, 2017 17:52 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionRestricted stock units · Derivative 47,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-17-000054 · edgar.xml · derivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 47,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017.

F1 · price: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017.

Read SEC document
May 16, 2017 Filed May 18, 2017 17:52 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 20,806 $26.90 $559,681.40
Disclosure

SEC source: 0001120437-17-000054 · edgar.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,422

F3 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 16, 2017

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
May 16, 2017 Filed May 18, 2017 17:52 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 47,996 $0.00 $0.00
Disclosure

SEC source: 0001120437-17-000054 · edgar.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017.

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.