Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MachTen, Inc.MACT · Entity 9915 | Director | July 31, 2023 | August 02, 2023 |
| OTELCO INC.OTEL · Entity 140230 | Director | November 14, 2019 | November 15, 2019 |
| TELEPHONE & DATA SYSTEMS INC /DE/TDS · Entity 4074 | Director | May 10, 2021 | May 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MachTen, Inc.
Report date July 31, 2023 · Filed August 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,250 |
Reported balance
After 2023-07-31 transaction · row 1
1 source rowRow 1 · 2023-07-31 · Other · Acquired 2,250 · Balance 2,250 F1: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Spin-Off") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2: The Reporting Person owns shares of common stock of LICT as of the Record Date. Accordingly, as a result of the Spin-Off, the shares of common stock of the Issuer reported by the Reporting Person herein will be obtained on the Distribution Date from LICT in an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Spin-Off") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.
F2: The Reporting Person owns shares of common stock of LICT as of the Record Date. Accordingly, as a result of the Spin-Off, the shares of common stock of the Issuer reported by the Reporting Person herein will be obtained on the Distribution Date from LICT in an exempt transaction.
OTELCO INC.
Report date November 14, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 7,169 |
Reported balance
After 2019-11-14 transaction · row 1
1 source rowRow 1 · 2019-11-14 · Purchase · Acquired 890 · Balance 7,169 |
TELEPHONE & DATA SYSTEMS INC /DE/
Report date May 10, 2021 · Filed May 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 32,661 |
Reported balance
After 2021-05-10 transaction · row 1
1 source rowRow 1 · 2021-05-10 · Sale · Disposed 10,413 · Balance 32,661 F1: The reporting person's sale of TDS Common Shares reported herein was matchable under Section 16(b) of the Securities Exchange Act to the extent of 300 shares with the reporting person's purchase of 300 TDS Common Shares at a price of $17.93 on February 22, 2021. The reporting person disgorged $2,364 to TDS on May 11, 2021, representing the full amount of the profit realized in connection with the short-swing transaction. F2: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.80 and $25.81. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person's sale of TDS Common Shares reported herein was matchable under Section 16(b) of the Securities Exchange Act to the extent of 300 shares with the reporting person's purchase of 300 TDS Common Shares at a price of $17.93 on February 22, 2021. The reporting person disgorged $2,364 to TDS on May 11, 2021, representing the full amount of the profit realized in connection with the short-swing transaction.
F2: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.80 and $25.81. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2023 Filed Aug 2, 2023 17:59 UTC | MachTen, Inc. MACT · Entity 9915 | OtherCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-001805 · form409535sug_08022023.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,250 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Spin-Off") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F1 · kind: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Spin-Off") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: The Reporting Person owns shares of common stock of LICT as of the Record Date. Accordingly, as a result of the Spin-Off, the shares of common stock of the Issuer reported by the Reporting Person herein will be obtained on the Distribution Date from LICT in an exempt transaction. Read SEC document |
| May 10, 2021 Filed May 12, 2021 19:48 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | SaleCommon Shares | 10,413 | $25.80 | $268,655.40 |
DisclosureSEC source: 0001120437-21-000072 · wf-form4_162084890126696.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,661 F1 · shares: The reporting person's sale of TDS Common Shares reported herein was matchable under Section 16(b) of the Securities Exchange Act to the extent of 300 shares with the reporting person's purchase of 300 TDS Common Shares at a price of $17.93 on February 22, 2021. The reporting person disgorged $2,364 to TDS on May 11, 2021, representing the full amount of the profit realized in connection with the short-swing transaction. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.80 and $25.81. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 18:23 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | GrantCommon Shares | 5,537 | $18.06 | $99,998.22 |
DisclosureSEC source: 0001120437-21-000056 · wf-form4_161470936893658.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,074 F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors. Read SEC document |
| February 22, 2021 Filed Feb 22, 2021 22:45 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | PurchaseCommon Shares | 300 | $17.93 | $5,379.00 |
DisclosureSEC source: 0001120437-21-000018 · wf-form4_161403394413772.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,537 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 13:29 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | GrantCommon Shares | 4,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001120437-20-000063 · wf-form4_158332855391452.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,941 F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 16:08 UTC | OTELCO INC. OTEL · Entity 140230 | PurchaseClass A common stock | 890 | $11.25 | $10,012.50 |
DisclosureSEC source: 0001104659-19-064739 · tm1923009d1_form4.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,169 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 13:04 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | GrantCommon Shares | 3,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001120437-19-000035 · edgar.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,420 F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors. Read SEC document |
| May 14, 2018 Filed May 14, 2018 15:51 UTC | OTELCO INC. OTEL · Entity 140230 | PurchaseClass A common stock | 250 | $14.02 | $3,505.00 |
DisclosureSEC source: 0001276079-18-000005 · primary_doc.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,279 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 06:18 UTC | OTELCO INC. OTEL · Entity 140230 | PurchaseClass A common stock | 5 | $15.07 | $75.35 |
DisclosureSEC source: 0001144204-18-014788 · tv488503_4.xml · nonDerivative · entry 2 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,029 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 06:18 UTC | OTELCO INC. OTEL · Entity 140230 | PurchaseClass A common stock | 675 | $14.73 | $9,942.75 |
DisclosureSEC source: 0001144204-18-014788 · tv488503_4.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,024 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:09 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | GrantCommon Shares | 3,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001120437-18-000023 · edgar.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 13:01 UTC | TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074 | GrantCommon Shares | 2,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001120437-17-000026 · edgar.xml · nonDerivative · entry 1 Sugarman Gary L · CIK 0001464421 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,734 F1 · price: Shares acquired pursuant to a compensation plan for non-employee directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.