person · Reporting owner

Shuma Douglas D

Disclosed activity across 1 company

Tapewire entity: 166681
SEC CIK: 0001411904

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
TELEPHONE & DATA SYSTEMS INC /DE/TDS · Entity 4074	SVP-Finance & CAO	May 11, 2018	May 15, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TELEPHONE & DATA SYSTEMS INC /DE/

Report date May 11, 2018 · Filed May 15, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	12,145	Ending reported balance After 2018-05-11 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2018-05-11 · Exercise / conversion · Acquired 6,992 · Balance 14,382 F1: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018. Row 2 · 2018-05-11 · Tax withholding · Disposed 2,237 · Balance 12,145 F2: Shares withheld to pay taxes on restricted stock units that vested on May 11, 2018.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2018-05-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-05-11 · Exercise / conversion · Disposed 6,992 · Balance 0 F1: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018.

F2: Shares withheld to pay taxes on restricted stock units that vested on May 11, 2018.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 11, 2018 Filed May 15, 2018 19:11 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionRestricted Stock Units · Derivative	6,992	Not disclosed	Not disclosed	Disclosure SEC source: 0001120437-18-000065 · edgar.xml · derivative · entry 3 Shuma Douglas D · CIK 0001411904 · SVP-Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 6,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018. F1 · price: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018. F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018. Read SEC document
May 11, 2018 Filed May 15, 2018 19:11 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Tax withholdingCommon Shares	2,237	$26.16	$58,519.92	Disclosure SEC source: 0001120437-18-000065 · edgar.xml · nonDerivative · entry 2 Shuma Douglas D · CIK 0001411904 · SVP-Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,145 F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 11, 2018. Read SEC document
May 11, 2018 Filed May 15, 2018 19:11 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionCommon Shares	6,992	$0.00	$0.00	Disclosure SEC source: 0001120437-18-000065 · edgar.xml · nonDerivative · entry 1 Shuma Douglas D · CIK 0001411904 · SVP-Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2018. Read SEC document
May 24, 2017 Filed May 25, 2017 21:21 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	GrantRestricted Stock Units · Derivative	9,691	Not disclosed	Not disclosed	Disclosure SEC source: 0001120437-17-000063 · edgar.xml · derivative · entry 2 Shuma Douglas D · CIK 0001411904 · SVP - Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691 Underlying: Common Shares · 9,691 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020. F1 · price: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020. F1 · derivative.exercise_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020. F1 · derivative.expiration_date: Restricted stock unit award pursuant to the long term incentive plan. Stock units will become vested on May 24, 2020. Read SEC document
May 24, 2017 Filed May 25, 2017 21:21 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	GrantOption (Right to Buy) · Derivative	8,394	Not disclosed Strike: $27.79	Not disclosed	Disclosure SEC source: 0001120437-17-000063 · edgar.xml · derivative · entry 1 Shuma Douglas D · CIK 0001411904 · SVP - Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,394 Underlying: Common Shares · 8,394 shares Expires 2027-05-24 F2 · price: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020. F2 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options vest on May 24, 2020. Read SEC document
May 16, 2017 Filed May 18, 2017 19:04 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionRestricted Stock Units · Derivative	5,638	Not disclosed	Not disclosed	Disclosure SEC source: 0001120437-17-000058 · edgar.xml · derivative · entry 3 Shuma Douglas D · CIK 0001411904 · SVP-Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 5,638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017. F1 · price: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017. F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017. Read SEC document
May 16, 2017 Filed May 18, 2017 19:04 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Tax withholdingCommon Shares	1,973	$26.90	$53,073.70	Disclosure SEC source: 0001120437-17-000058 · edgar.xml · nonDerivative · entry 2 Shuma Douglas D · CIK 0001411904 · SVP-Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,268 F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 16, 2017. Read SEC document
May 16, 2017 Filed May 18, 2017 19:04 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionCommon Shares	5,638	$0.00	$0.00	Disclosure SEC source: 0001120437-17-000058 · edgar.xml · nonDerivative · entry 1 Shuma Douglas D · CIK 0001411904 · SVP-Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017. Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:02 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionOption Grant (Right to Buy) · Derivative	29,814	Not disclosed Strike: $22.60	Not disclosed	Disclosure SEC source: 0001120437-16-000124 · edgar.xml · derivative · entry 5 Shuma Douglas D · CIK 0001411904 · Sr VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,814 shares Expires 2023-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Granted under the 2011 Long-Term Incentive Plan. F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:02 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionOption Grant (Right to Buy) · Derivative	24,533	Not disclosed Strike: $20.79	Not disclosed	Disclosure SEC source: 0001120437-16-000124 · edgar.xml · derivative · entry 4 Shuma Douglas D · CIK 0001411904 · Sr VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,533 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Granted under the 2011 Long-Term Incentive Plan. F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:02 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	SaleCommon Shares	54,347	$29.13	$1,583,361.80	Disclosure SEC source: 0001120437-16-000124 · edgar.xml · nonDerivative · entry 3 Shuma Douglas D · CIK 0001411904 · Sr VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566 Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:02 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionCommon Shares	29,814	$22.60	$673,796.40	Disclosure SEC source: 0001120437-16-000124 · edgar.xml · nonDerivative · entry 2 Shuma Douglas D · CIK 0001411904 · Sr VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:02 UTC	TELEPHONE & DATA SYSTEMS INC /DE/ TDS · Entity 4074	Exercise / conversionCommon Shares	24,533	$20.79	$510,041.07	Disclosure SEC source: 0001120437-16-000124 · edgar.xml · nonDerivative · entry 1 Shuma Douglas D · CIK 0001411904 · Sr VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.