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TUCOWS INC /PA/

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6660
SEC CIK
0000909494
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369

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2018 Filed Jul 13, 2018 12:36 UTC Tax withholdingCommon Stock 561 $59.70 $33,491.70
Disclosure

SEC source: 0001437749-18-013277 · rdgdoc.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
July 11, 2018 Filed Jul 13, 2018 12:36 UTC Exercise / conversionCommon Stock 3,750 $8.92 $33,450.00
Disclosure

SEC source: 0001437749-18-013277 · rdgdoc.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 12:56 UTC
GISSIN EREZDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,376 $8.92 Strike: $8.92 $12,273.92
Disclosure

SEC source: 0001437749-18-013031 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,376 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 12:56 UTC
GISSIN EREZDirector
Exercise / conversionCommon Stock 1,376 $8.92 $12,273.92
Disclosure

SEC source: 0001437749-18-013031 · rdgdoc.xml · nonDerivative · entry 1

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 13:10 UTC
Stocks JodyVP Engineering
SaleCommon Stock 500 $66.02 $33,012.00
Disclosure

SEC source: 0001437749-18-011965 · rdgdoc.xml · nonDerivative · entry 1

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody Stocks TFSA/RRSP

Disclosed balance after: 4,479

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $87.00 CAD. The Bank of Canada rate for June 15, 2018 was 0.7589 giving a USD price of $66.024.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 12:15 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 6,666 $65.15 $434,297.23
Disclosure

SEC source: 0001437749-18-011379 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,872

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.70. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 21, 2018 14:47 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $64.10 Strike: $64.10 $144,225.00
Disclosure

SEC source: 0001437749-18-012207 · rdgdoc.xml · derivative · entry 1

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 14:42 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $64.10 Strike: $64.10 $144,225.00
Disclosure

SEC source: 0001437749-18-012202 · rdgdoc.xml · derivative · entry 1

Singh Davinder · CIK 0001702323 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 14:36 UTC
Goldstein MichaelVP Marketing
GrantStock Option (Right to Buy) · Derivative 2,250 $64.10 Strike: $64.10 $144,225.00
Disclosure

SEC source: 0001437749-18-012198 · rdgdoc.xml · derivative · entry 2

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 14:27 UTC
Rader Rossvp Customer Experience
GrantStock Option (Right to Buy) · Derivative 2,250 $64.10 Strike: $64.10 $144,225.00
Disclosure

SEC source: 0001437749-18-012193 · rdgdoc.xml · derivative · entry 2

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 14:20 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 4,500 $64.10 Strike: $64.10 $288,450.00
Disclosure

SEC source: 0001437749-18-012191 · rdgdoc.xml · derivative · entry 7

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 14:11 UTC
Silverstein JasonVP Corporate Operations
GrantStock Option (Right to Buy) · Derivative 2,250 $64.10 Strike: $64.10 $144,225.00
Disclosure

SEC source: 0001437749-18-012189 · rdgdoc.xml · derivative · entry 1

Silverstein Jason · CIK 0001734441 · VP Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 13:47 UTC
Fausett BretChief Legal Officer & VP
GrantStock Option (Right to Buy) · Derivative 1,125 $64.10 Strike: $64.10 $72,112.50
Disclosure

SEC source: 0001437749-18-012185 · rdgdoc.xml · derivative · entry 1

Fausett Bret · CIK 0001734385 · Chief Legal Officer & VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 1,125 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 13:37 UTC GrantStock Option (Right to Buy) · Derivative 750 $64.10 Strike: $64.10 $48,075.00
Disclosure

SEC source: 0001437749-18-012181 · rdgdoc.xml · derivative · entry 1

Liem Hanno · CIK 0001734442 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires 2025-06-04

Read SEC document
June 05, 2018 Filed Jun 21, 2018 13:17 UTC
Woroch David JohnEVP Wholesale
GrantStock Option (Right to Buy) · Derivative 2,250 $64.10 Strike: $64.10 $144,225.00
Disclosure

SEC source: 0001437749-18-012177 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2025-06-04

Read SEC document
May 31, 2018 Filed Jun 1, 2018 14:11 UTC SaleCommon Stock 5,000 $62.76 $313,800.00
Disclosure

SEC source: 0001437749-18-011061 · rdgdoc.xml · nonDerivative · entry 3

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

F2 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $62.75 to $62.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 14:11 UTC SaleCommon Stock 5,000 $62.30 $311,500.00
Disclosure

SEC source: 0001437749-18-011061 · rdgdoc.xml · nonDerivative · entry 2

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Read SEC document
May 30, 2018 Filed Jun 1, 2018 14:11 UTC SaleCommon Stock 5,000 $62.27 $311,350.00
Disclosure

SEC source: 0001437749-18-011061 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $62.25 to $62.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
March 22, 2018 Filed Mar 22, 2018 15:35 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 2,000 $56.55 $113,108.00
Disclosure

SEC source: 0001437749-18-005224 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,538

Read SEC document
March 20, 2018 Filed Mar 22, 2018 14:51 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 3,850 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-005222 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,260

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:47 UTC
Stocks JodyVP Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $5.52 Strike: $5.52 $8,280.00
Disclosure

SEC source: 0001437749-18-000647 · rdgdoc.xml · derivative · entry 8

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:47 UTC
Stocks JodyVP Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $2.92 Strike: $2.92 $7,300.00
Disclosure

SEC source: 0001437749-18-000647 · rdgdoc.xml · derivative · entry 7

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:47 UTC
Stocks JodyVP Engineering
Tax withholdingCommon Stock 492 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-000647 · rdgdoc.xml · nonDerivative · entry 4

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody Stocks TFSA/RRSP

Disclosed balance after: 4,979

F1 · price: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:47 UTC
Stocks JodyVP Engineering
Exercise / conversionCommon Stock 1,500 $5.52 $8,280.00
Disclosure

SEC source: 0001437749-18-000647 · rdgdoc.xml · nonDerivative · entry 3

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody Stocks TFSA/RRSP

Disclosed balance after: 5,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:47 UTC
Stocks JodyVP Engineering
Tax withholdingCommon Stock 820 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-000647 · rdgdoc.xml · nonDerivative · entry 2

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody Stocks/TFSA RRSP

Disclosed balance after: 3,971

F1 · price: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 19:47 UTC
Stocks JodyVP Engineering
Exercise / conversionCommon Stock 2,500 $2.92 $7,300.00
Disclosure

SEC source: 0001437749-18-000647 · rdgdoc.xml · nonDerivative · entry 1

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody Stocks TFSA/RRSP

Disclosed balance after: 4,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 18:20 UTC
Stocks JodyVP Engineering
SaleCommon Stock 500 $63.89 $31,945.00
Disclosure

SEC source: 0001437749-17-020840 · rdgdoc.xml · nonDerivative · entry 1

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody Stocks RRSP/TFSA

Disclosed balance after: 2,291

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $82.00 CAD. The Bank of Canada rate for December 15, 2017 was 0.7792 giving a USD price of $63.89.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:26 UTC SaleCommon Stock 6,772 $64.09 $434,045.25
Disclosure

SEC source: 0001209191-17-066132 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.95 to $64.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 16:52 UTC
GISSIN EREZDirector
SaleCommon Stock 3,563 $62.30 $221,974.90
Disclosure

SEC source: 0001437749-17-020414 · rdgdoc.xml · nonDerivative · entry 1

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

Read SEC document
November 30, 2017 Filed Dec 1, 2017 14:26 UTC
Karp AllenDirector
SaleCommon Stock 1,400 $63.24 $88,536.00
Disclosure

SEC source: 0001437749-17-020034 · rdgdoc.xml · nonDerivative · entry 3

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #1

Disclosed balance after: 11,754

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $81.80 CAD. The Bank of Canada rate for November 30, 2017 was 0.7759 giving a USD price of $63.47.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 14:26 UTC
Karp AllenDirector
SaleCommon Stock 600 $63.47 $38,082.00
Disclosure

SEC source: 0001437749-17-020034 · rdgdoc.xml · nonDerivative · entry 2

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #1

Disclosed balance after: 13,154

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $81.80 CAD. The Bank of Canada rate for November 30, 2017 was 0.7759 giving a USD price of $63.47.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 14:26 UTC
Karp AllenDirector
SaleCommon Stock 1,000 $63.30 $63,300.00
Disclosure

SEC source: 0001437749-17-020034 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #1

Disclosed balance after: 13,754

Read SEC document
November 27, 2017 Filed Nov 29, 2017 14:17 UTC
Karp AllenDirector
GiftCommon Stock 624 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-019897 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 14,754

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 09, 2017 Filed Nov 9, 2017 20:28 UTC
GISSIN EREZDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,511 $8.92 Strike: $8.92 $13,478.12
Disclosure

SEC source: 0001437749-17-018869 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376

Underlying: Common Stock · 1,511 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 9, 2017 20:28 UTC
GISSIN EREZDirector
Exercise / conversionCommon Stock 1,511 $8.92 $13,478.12
Disclosure

SEC source: 0001437749-17-018869 · rdgdoc.xml · nonDerivative · entry 1

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 13:17 UTC
Stocks JodyVP Engineering
SaleCommon Stock 300 $55.00 $16,500.00
Disclosure

SEC source: 0001437749-17-016354 · rdgdoc.xml · nonDerivative · entry 1

Stocks Jody · CIK 0001645311 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jody Stocks RRSP and TFSA

Disclosed balance after: 2,791

Read SEC document
September 22, 2017 Filed Sep 22, 2017 20:20 UTC SaleCommon Stock 4,000 $53.94 $215,752.40
Disclosure

SEC source: 0001209191-17-053701 · doc4.xml · nonDerivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 20:20 UTC SaleCommon Stock 6,877 $53.50 $367,909.18
Disclosure

SEC source: 0001209191-17-053701 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,772

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.425 to $53.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 20, 2017 Filed Sep 20, 2017 14:36 UTC
Chase RobinDirector
GrantStock Option (Right to Buy) · Derivative 2,500 $53.55 Strike: $53.55 $133,875.00
Disclosure

SEC source: 0001437749-17-016105 · rdgdoc.xml · derivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2022-09-19

Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:20 UTC SaleCommon Stock 9,820 $53.57 $526,054.45
Disclosure

SEC source: 0001209191-17-053701 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,649

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $53.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 07, 2017 Filed Sep 7, 2017 15:00 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015680 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,270

F1 · price: These shares were donated as a bona fide gift with no remuneration to the filer.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 14:49 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $53.55 Strike: $53.55 $200,812.50
Disclosure

SEC source: 0001437749-17-015678 · rdgdoc.xml · derivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-09-04

Read SEC document
September 05, 2017 Filed Sep 7, 2017 13:55 UTC
Burnham BradDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.55 Strike: $53.55 $200,812.50
Disclosure

SEC source: 0001437749-17-015676 · rdgdoc.xml · derivative · entry 2

Burnham Brad · CIK 0001640018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-09-04

Read SEC document
September 05, 2017 Filed Sep 7, 2017 13:44 UTC
Chase RobinDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.55 Strike: $53.55 $200,812.50
Disclosure

SEC source: 0001437749-17-015672 · rdgdoc.xml · derivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-09-04

Read SEC document
September 05, 2017 Filed Sep 7, 2017 13:33 UTC
GISSIN EREZDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.55 Strike: $53.55 $200,812.50
Disclosure

SEC source: 0001437749-17-015670 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-09-04

Read SEC document
September 05, 2017 Filed Sep 7, 2017 13:26 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $53.55 Strike: $53.55 $200,812.50
Disclosure

SEC source: 0001437749-17-015668 · rdgdoc.xml · derivative · entry 2

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-09-04

Read SEC document
September 05, 2017 Filed Sep 7, 2017 13:06 UTC
Karp AllenDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $53.55 Strike: $53.55 $200,812.50
Disclosure

SEC source: 0001437749-17-015665 · rdgdoc.xml · derivative · entry 3

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-09-04

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August 23, 2017 Filed Aug 24, 2017 14:36 UTC
Karp AllenDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 9,375 $5.52 Strike: $5.52 $51,750.00
Disclosure

SEC source: 0001437749-17-015236 · rdgdoc.xml · derivative · entry 4

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,375 shares

Expires 2017-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2017 Filed Aug 24, 2017 14:36 UTC
Karp AllenDirector
Tax withholdingCommon Stock 2,235 $53.10 $118,678.50
Disclosure

SEC source: 0001437749-17-015236 · rdgdoc.xml · nonDerivative · entry 2

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 15,378

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

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August 23, 2017 Filed Aug 24, 2017 14:36 UTC
Karp AllenDirector
Exercise / conversionCommon Stock 9,375 $5.52 $51,750.00
Disclosure

SEC source: 0001437749-17-015236 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 17,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.