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TUCOWS INC /PA/

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6660
SEC CIK
0000909494
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369

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2019 Filed May 30, 2019 13:50 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011022 · rdgdoc.xml · derivative · entry 1

Singh Davinder · CIK 0001702323 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
May 28, 2019 Filed May 30, 2019 14:06 UTC
Fausett BretChief Legal Officer & VP
GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011028 · rdgdoc.xml · derivative · entry 1

Fausett Bret · CIK 0001734385 · Chief Legal Officer & VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
May 28, 2019 Filed May 30, 2019 14:00 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011026 · rdgdoc.xml · derivative · entry 1

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
May 28, 2019 Filed May 30, 2019 13:55 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011024 · rdgdoc.xml · derivative · entry 1

Liem Hanno · CIK 0001734442 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
May 28, 2019 Filed May 30, 2019 13:41 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 4,500 $62.12 Strike: $62.12 $279,540.00
Disclosure

SEC source: 0001437749-19-011020 · rdgdoc.xml · derivative · entry 6

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2026-05-27

F1 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
May 28, 2019 Filed May 30, 2019 13:30 UTC
Woroch David JohnEVP Wholesale
GrantStock Option (Right to Buy) · Derivative 2,250 $62.12 Strike: $62.12 $139,770.00
Disclosure

SEC source: 0001437749-19-011016 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-05-27

Read SEC document
May 07, 2019 Filed May 7, 2019 18:05 UTC
Rader Rossvp Customer Experience
Exercise / conversionStock Option (Right to Buy) · Derivative 782 $5.52 Strike: $5.52 $4,316.64
Disclosure

SEC source: 0001437749-19-008956 · rdgdoc.xml · derivative · entry 2

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 782 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 7, 2019 18:05 UTC
Rader Rossvp Customer Experience
Exercise / conversionCommon Stock 782 $5.52 $4,316.64
Disclosure

SEC source: 0001437749-19-008956 · rdgdoc.xml · nonDerivative · entry 1

Rader Ross · CIK 0001645310 · vp Customer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 19:46 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $5.52 Strike: $5.52 $41,400.00
Disclosure

SEC source: 0001437749-19-006801 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 19:46 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionCommon Stock 7,500 $5.52 $41,400.00
Disclosure

SEC source: 0001437749-19-006801 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 12:52 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $79.52 $119,280.00
Disclosure

SEC source: 0001437749-19-006313 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,635

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $106.05 CAD. The Bank of Canada rate for April 1, 2019 was 1.3337 giving a USD price of $79.52. These shares were sold in multiple transactions at prices ranging from CAD 106.00 to CAD 106.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 13:22 UTC
NOSS ELLIOTDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $5.52 Strike: $5.52 $10,350.00
Disclosure

SEC source: 0001437749-19-006130 · rdgdoc.xml · derivative · entry 7

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 13:22 UTC
NOSS ELLIOTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,875 $5.52 $10,350.00
Disclosure

SEC source: 0001437749-19-006130 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 13:06 UTC SaleCommon Stock 4,000 $79.50 $318,000.00
Disclosure

SEC source: 0001437749-19-006124 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,625

Read SEC document
March 22, 2019 Filed Mar 26, 2019 13:46 UTC SaleCommon Stock 3,000 $80.50 $241,500.00
Disclosure

SEC source: 0001437749-19-005662 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,625

Read SEC document
March 13, 2019 Filed Mar 14, 2019 16:11 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 800 $77.14 $61,712.00
Disclosure

SEC source: 0001437749-19-004891 · rdgdoc.xml · nonDerivative · entry 2

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,372

F2 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 16:11 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 4,700 $76.44 $359,268.00
Disclosure

SEC source: 0001437749-19-004891 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,172

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 2, 2019 00:14 UTC SaleCommon Stock 4,500 $77.86 $350,370.00
Disclosure

SEC source: 0001209191-19-015205 · doc4.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.70 to $78.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:14 UTC SaleCommon Stock 500 $77.75 $38,875.00
Disclosure

SEC source: 0001209191-19-015205 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

Read SEC document
January 10, 2019 Filed Jan 11, 2019 14:35 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $62.75 $94,125.00
Disclosure

SEC source: 0001437749-19-000683 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,260

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $83.05 CAD. The Bank of Canada rate for January 10, 2019 was 1.3234 giving a USD price of $62.75. These shares were sold in multiple transactions at prices ranging from CAD 82.72 to CAD 83.16. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F1 · acquired: These shares were sold by the filers broker under Rule 10b5-1.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 16:11 UTC
Karp AllenDirector
SaleCommon Stock 2,000 $64.00 $128,000.00
Disclosure

SEC source: 0001437749-18-022082 · rdgdoc.xml · nonDerivative · entry 2

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #2

Disclosed balance after: 3,000

Read SEC document
December 14, 2018 Filed Dec 17, 2018 16:11 UTC
Karp AllenDirector
SaleCommon Stock 5,000 $63.92 $319,600.00
Disclosure

SEC source: 0001437749-18-022082 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Karpkorp #1

Disclosed balance after: 10,578

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $85.52 CAD. The Bank of Canada rate for December 14, 2018 was 1.3379 giving a USD price of $63.92. These shares were sold in multiple transactions at prices ranging from CAD 85.30 to CAD 85.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 17:39 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 5,500 $64.61 $355,351.15
Disclosure

SEC source: 0001437749-18-021961 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,872

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $64.50 to $64.86. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $27.53 Strike: $27.53 $103,237.50
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · derivative · entry 10

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2021-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $24.96 Strike: $24.96 $93,600.00
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · derivative · entry 9

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2020-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $15.51 Strike: $15.51 $58,162.50
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · derivative · entry 8

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2019-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Tax withholdingCommon Stock 1,560 $54.52 $85,051.20
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · nonDerivative · entry 7

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Exercise / conversionCommon Stock 3,750 $27.53 $103,237.50
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · nonDerivative · entry 6

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Tax withholdingCommon Stock 1,559 $54.52 $84,996.68
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · nonDerivative · entry 5

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,071

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Exercise / conversionCommon Stock 3,750 $24.96 $93,600.00
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · nonDerivative · entry 4

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Tax withholdingCommon Stock 1,559 $54.52 $84,996.68
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · nonDerivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,880

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 14:18 UTC Exercise / conversionCommon Stock 3,750 $15.51 $58,162.50
Disclosure

SEC source: 0001437749-18-021113 · rdgdoc.xml · nonDerivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 18:26 UTC
Karp AllenDirector
GiftCommon Stock 181 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-020986 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 13,578

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 16:50 UTC
Karp AllenDirector
GiftCommon Stock 666 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-020233 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 13,759

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 13:58 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 1,500 $54.63 $81,945.00
Disclosure

SEC source: 0001437749-18-020195 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,760

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a price of $71.65 CAD. The Bank of Canada rate for November 8, 2018 was 0.7625 giving a USD price of $54.63.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 20:18 UTC SaleCommon Stock 2,500 $55.52 $138,790.00
Disclosure

SEC source: 0001209191-18-051455 · doc4.xml · nonDerivative · entry 1

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.50 to $55.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 13:39 UTC
Woroch David JohnEVP Wholesale
SaleCommon stock 1,979 $55.53 $109,889.71
Disclosure

SEC source: 0001437749-18-017021 · rdgdoc.xml · nonDerivative · entry 2

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,372

F1 · price: The sale price reported in Column 4 is a weighted average. The sale of 3,521 shares were sold in multiple transactions at prices ranging from $55.60 to $55.65. The sale of 1,979 shares were sold in multiple transactions at prices ranging from $55.50 to $55.55.The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 13:39 UTC
Woroch David JohnEVP Wholesale
SaleCommon stock 3,521 $55.60 $195,780.28
Disclosure

SEC source: 0001437749-18-017021 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,351

F1 · price: The sale price reported in Column 4 is a weighted average. The sale of 3,521 shares were sold in multiple transactions at prices ranging from $55.60 to $55.65. The sale of 1,979 shares were sold in multiple transactions at prices ranging from $55.50 to $55.55.The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 15:43 UTC
Burnham BradDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-18-016597 · rdgdoc.xml · derivative · entry 2

Burnham Brad · CIK 0001640018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-09-03

Read SEC document
September 04, 2018 Filed Sep 5, 2018 15:36 UTC
Chase RobinDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-18-016594 · rdgdoc.xml · derivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-09-03

Read SEC document
September 04, 2018 Filed Sep 5, 2018 15:17 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-18-016589 · rdgdoc.xml · derivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-09-03

Read SEC document
September 04, 2018 Filed Sep 5, 2018 15:26 UTC
GISSIN EREZDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-18-016591 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-09-03

Read SEC document
September 04, 2018 Filed Sep 5, 2018 15:09 UTC
Karp AllenDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-18-016587 · rdgdoc.xml · derivative · entry 3

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-09-03

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September 04, 2018 Filed Sep 5, 2018 14:08 UTC GrantStock option (right to buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-18-016580 · rdgdoc.xml · derivative · entry 2

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common stock · 3,750 shares

Expires 2023-09-03

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September 04, 2018 Filed Feb 25, 2019 20:24 UTC Amendment
Burnham BradDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $57.95 Strike: $57.95 $217,312.50
Disclosure

SEC source: 0001437749-19-003267 · rdgdoc.xml · derivative · entry 3

Burnham Brad · CIK 0001640018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-09-03

F2 · ownership.direct: In December 1, 2017, Mr. Burnham, who is also a member of Union Square Ventures, LLC ("USV LLC"), entered into a fee compensation agreement with USV LLC, under which Mr. Burnham agreed to hold the Issuer's stock option grants to him in his individual capacity, and upon the exercise of such options, Mr. Burnham will transfer to USV LLC the shares acquired in the option exercise or, with the consent of USV LLC, a cash payment equal to the fair market value of such shares. In connection with such option exercise and transfer, USV LLC will extend to Mr. Burnham an interest-free loan in an amount equal to the exercise price of the option, and any transfer of acquired shares or cash payment will, to the extent not in excess of the amount of the loan (if any), first be deemed as repayment of the loan.

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August 29, 2018 Filed Aug 31, 2018 14:49 UTC
Goldstein MichaelVP Marketing
PurchaseCommon Stock 200 $54.52 $10,904.00
Disclosure

SEC source: 0001437749-18-016455 · rdgdoc.xml · nonDerivative · entry 1

Goldstein Michael · CIK 0001645312 · VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · price: These shares were purchased on the TSX and the price reported in Column 4 is derived from a price of $70.50 CAD. The Bank of Canada rate for August 29, 2018 was 1.2931 giving a USD price of $54.52.

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August 22, 2018 Filed Aug 23, 2018 12:40 UTC
Karp AllenDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $8.92 Strike: $8.92 $33,450.00
Disclosure

SEC source: 0001437749-18-016032 · rdgdoc.xml · derivative · entry 4

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 22, 2018 Filed Aug 23, 2018 12:40 UTC
Karp AllenDirector
Tax withholdingCommon Stock 1,079 $55.05 $59,398.95
Disclosure

SEC source: 0001437749-18-016032 · rdgdoc.xml · nonDerivative · entry 2

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 14,425

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

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August 22, 2018 Filed Aug 23, 2018 12:40 UTC
Karp AllenDirector
Exercise / conversionCommon Stock 3,750 $8.92 $33,450.00
Disclosure

SEC source: 0001437749-18-016032 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 15,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2018 Filed Jul 13, 2018 12:36 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $8.92 Strike: $8.92 $33,450.00
Disclosure

SEC source: 0001437749-18-013277 · rdgdoc.xml · derivative · entry 3

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.