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TUCOWS INC /PA/

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6660
SEC CIK
0000909494
Parsed reports
369

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 16, 2021 13:47 UTC Tax withholdingCommon Stock 5,531 $81.62 $451,440.22
Disclosure

SEC source: 0001437749-21-002901 · rdgdoc.xml · nonDerivative · entry 2

Reilly Justin · CIK 0001788937 · CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 13:47 UTC Exercise / conversionCommon Stock 7,250 $55.19 $400,127.50
Disclosure

SEC source: 0001437749-21-002901 · rdgdoc.xml · nonDerivative · entry 1

Reilly Justin · CIK 0001788937 · CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 16:36 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 5,000 $79.42 $397,100.00
Disclosure

SEC source: 0001437749-21-001726 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,276

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $101.50 CAD. The exchange rate for February 1, 2021 was 0.78249 giving a USD price of $79.42. These shares were sold in multiple transactions at prices ranging from CAD 100.55 to CAD 104.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 16:16 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025840 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,276

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 12:43 UTC
Woroch David JohnEVP Wholesale
SaleCommon Stock 4,000 $76.34 $305,347.60
Disclosure

SEC source: 0001437749-20-025337 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,372

F1 · price: The sale price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $76.05 to $76.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 17:43 UTC
Karp AllenDirector
GiftCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025018 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 13,813

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 18:23 UTC
Karp AllenDirector
GiftCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-025093 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 13,726

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 30, 2020 Filed Dec 11, 2020 14:11 UTC
Szchumacher JillEVP Networks
GrantStock Option (Right to Buy) · Derivative 10,000 $72.50 Strike: $72.50 $725,000.00
Disclosure

SEC source: 0001437749-20-025153 · rdgdoc.xml · derivative · entry 2

Szchumacher Jill · CIK 0001836034 · EVP Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-11-29

F2 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
November 30, 2020 Filed Dec 11, 2020 14:11 UTC
Szchumacher JillEVP Networks
GrantStock Option (Right to Buy) · Derivative 10,000 $72.50 Strike: $72.50 $725,000.00
Disclosure

SEC source: 0001437749-20-025153 · rdgdoc.xml · derivative · entry 1

Szchumacher Jill · CIK 0001836034 · EVP Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-11-29

F1 · derivative.exercise_date: Options fully vest six months after date of grant.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 14:46 UTC SaleCommon Stock 1,310 $72.29 $94,696.49
Disclosure

SEC source: 0001437749-20-024536 · rdgdoc.xml · nonDerivative · entry 2

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $94.0382 CAD. The exchange rate for November 27, 2020 was 0.7687 giving a USD price of $72.2874. These shares were sold in multiple transactions at prices ranging from CAD 93.44 to CAD 94.79. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 14:46 UTC SaleCommon Stock 100 $72.40 $7,240.45
Disclosure

SEC source: 0001437749-20-024536 · rdgdoc.xml · nonDerivative · entry 1

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

F1 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $94.40 CAD. The exchange rate for November 25, 2020 was 0.7670 giving a USD price of $72.4045. These shares were sold in multiple transactions at prices ranging from CAD 93.93 to CAD 94.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 14:37 UTC
Karp AllenDirector
GiftCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-024063 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per Karpkorp #1

Disclosed balance after: 13,958

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 13:31 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 5,000 $74.29 $371,450.00
Disclosure

SEC source: 0001437749-20-022309 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,786

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $99.00 CAD. The exchange rate for November 2, 2020 was 0.75040 giving a USD price of $74.29. These shares were sold in multiple transactions at prices ranging from CAD 98.03 to CAD 99.93. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 17:57 UTC
NOSS ELLIOTDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $10.16 Strike: $10.16 $63,500.00
Disclosure

SEC source: 0001437749-20-021379 · rdgdoc.xml · derivative · entry 6

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2020 Filed Oct 21, 2020 17:57 UTC
NOSS ELLIOTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,250 $10.16 $63,500.00
Disclosure

SEC source: 0001437749-20-021379 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 12:09 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $10.16 Strike: $10.16 $63,500.00
Disclosure

SEC source: 0001437749-20-020887 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 12:09 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionCommon Stock 6,250 $10.16 $63,500.00
Disclosure

SEC source: 0001437749-20-020887 · rdgdoc.xml · nonDerivative · entry 1

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Dec 15, 2020 12:43 UTC
Woroch David JohnEVP Wholesale
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $10.16 Strike: $10.16 $63,500.00
Disclosure

SEC source: 0001437749-20-025337 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2020-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 16:49 UTC
Burnham BradDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019481 · rdgdoc.xml · derivative · entry 3

Burnham Brad · CIK 0001640018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

F2 · ownership.direct: In December 1, 2017, Mr. Burnham, who is also a member of Union Square Ventures, LLC ("USV LLC"), entered into a fee compensation agreement with USV LLC, under which Mr. Burnham agreed to hold the Issuer's stock option grants to him in his individual capacity, and upon the exercise of such options, Mr. Burnham will transfer to USV LLC the shares acquired in the option exercise or, with the consent of USV LLC, a cash payment equal to the fair market value of such shares. In connection with such option exercise and transfer, USV LLC will extend to Mr. Burnham an interest-free loan in an amount equal to the exercise price of the option, and any transfer of acquired shares or cash payment will, to the extent not in excess of the amount of the loan (if any), first be deemed as repayment of the loan.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 16:32 UTC
Chase RobinDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019478 · rdgdoc.xml · derivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

Read SEC document
September 08, 2020 Filed Sep 9, 2020 16:44 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019479 · rdgdoc.xml · derivative · entry 2

Ralls Rawleigh Hazen IV · CIK 0001368565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

Read SEC document
September 08, 2020 Filed Sep 9, 2020 15:44 UTC GrantStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019473 · rdgdoc.xml · derivative · entry 2

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

Read SEC document
September 08, 2020 Filed Sep 9, 2020 15:38 UTC
Karp AllenDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019470 · rdgdoc.xml · derivative · entry 3

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

Read SEC document
September 08, 2020 Filed Sep 9, 2020 15:34 UTC Amendment
GISSIN EREZDirector
GrantStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019468 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

F1 · kind: Incorrect transaction code entered in error in original submission

Read SEC document
September 08, 2020 Filed Sep 9, 2020 15:25 UTC
GISSIN EREZDirector
GiftStock Option (Right to Buy) · Derivative 3,750 $68.41 Strike: $68.41 $256,537.50
Disclosure

SEC source: 0001437749-20-019466 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2025-09-07

Read SEC document
September 08, 2020 Filed Sep 9, 2020 12:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $35.25 Strike: $35.25 $132,187.50
Disclosure

SEC source: 0001437749-20-019452 · rdgdoc.xml · derivative · entry 4

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 3,750 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 12:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $35.25 Strike: $35.25 $176,250.00
Disclosure

SEC source: 0001437749-20-019452 · rdgdoc.xml · derivative · entry 3

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 12:14 UTC Tax withholdingCommon Stock 5,930 $62.97 $373,412.10
Disclosure

SEC source: 0001437749-20-019452 · rdgdoc.xml · nonDerivative · entry 2

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 12:14 UTC Exercise / conversionCommon Stock 8,750 $35.25 $308,437.50
Disclosure

SEC source: 0001437749-20-019452 · rdgdoc.xml · nonDerivative · entry 1

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 13:47 UTC
GISSIN EREZDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $24.96 Strike: $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-019178 · rdgdoc.xml · derivative · entry 2

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2020-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 13:47 UTC
GISSIN EREZDirector
Exercise / conversionCommon Stock 3,750 $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-019178 · rdgdoc.xml · nonDerivative · entry 1

GISSIN EREZ · CIK 0001244256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 20, 2020 18:39 UTC SaleCommon Stock 1,872 $66.00 $123,552.00
Disclosure

SEC source: 0001437749-20-018450 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,625

Read SEC document
August 19, 2020 Filed Aug 20, 2020 17:38 UTC
Karp AllenDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $24.96 Strike: $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-018446 · rdgdoc.xml · derivative · entry 4

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2020-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 17:38 UTC
Karp AllenDirector
Tax withholdingCommon Stock 1,899 $63.71 $120,985.29
Disclosure

SEC source: 0001437749-20-018446 · rdgdoc.xml · nonDerivative · entry 2

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per KarpKorp #1

Disclosed balance after: 13,993

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 17:38 UTC
Karp AllenDirector
Exercise / conversionCommon Stock 3,750 $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-018446 · rdgdoc.xml · nonDerivative · entry 1

Karp Allen · CIK 0001341573 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Per KarpKorp #1

Disclosed balance after: 15,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 12:55 UTC
Chase RobinDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $24.96 Strike: $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-018218 · rdgdoc.xml · derivative · entry 3

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2020-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 12:55 UTC
Chase RobinDirector
Tax withholdingCommon Stock 1,453 $64.45 $93,645.85
Disclosure

SEC source: 0001437749-20-018218 · rdgdoc.xml · nonDerivative · entry 2

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price related to the net exercise of the above options.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 12:55 UTC
Chase RobinDirector
Exercise / conversionCommon Stock 3,750 $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-018218 · rdgdoc.xml · nonDerivative · entry 1

Chase Robin · CIK 0001623614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 11:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $24.96 Strike: $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-017582 · rdgdoc.xml · derivative · entry 3

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2020-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 11:45 UTC Tax withholdingCommon Stock 1,878 $65.06 $122,182.68
Disclosure

SEC source: 0001437749-20-017582 · rdgdoc.xml · nonDerivative · entry 2

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

F1 · shares: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 11:45 UTC Exercise / conversionCommon Stock 3,750 $24.96 $93,600.00
Disclosure

SEC source: 0001437749-20-017582 · rdgdoc.xml · nonDerivative · entry 1

Schwartz Jeffrey Nathan · CIK 0001329204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Feb 24, 2021 21:13 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003961 · rdgdoc.xml · nonDerivative · entry 2

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in trust for children Alex and Joe Noss

Disclosed balance after: 5,000

F2 · price: These shares were given as a bona fide gift to the filer's child Joe Noss for no remuneration.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 11:53 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016966 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,536

F1 · price: These shares were donated as a bona fide gift to charity by the filer for no remuneration.

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August 04, 2020 Filed Aug 6, 2020 21:10 UTC
NOSS ELLIOTDirector · Chief Executive Officer
SaleCommon Stock 5,000 $69.35 $346,750.00
Disclosure

SEC source: 0001437749-20-016904 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,161

F1 · shares: These shares were sold by the filers broker under Rule 10b5-1.

F2 · price: These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $93.00 CAD. The exchange rate for August 4, 2020 was 0.74567 giving a USD price of $69.3469. These shares were sold in multiple transactions at prices ranging from CAD 89.69 to CAD 93.94. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

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July 27, 2020 Filed Feb 24, 2021 21:13 UTC
NOSS ELLIOTDirector · Chief Executive Officer
GiftCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003961 · rdgdoc.xml · nonDerivative · entry 1

NOSS ELLIOT · CIK 0001244261 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in trust for children Alex and Joe Noss

Disclosed balance after: 5,603

F1 · price: These shares were given as a bona fide gift to the filer's child Alex Noss for no remuneration.

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May 28, 2020 Filed Jun 1, 2020 21:18 UTC
Fausett BretChief Legal Officer & VP
GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012234 · rdgdoc.xml · derivative · entry 2

Fausett Bret · CIK 0001734385 · Chief Legal Officer & VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

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May 28, 2020 Filed Jun 1, 2020 21:17 UTC
Woroch David JohnEVP Wholesale
GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012233 · rdgdoc.xml · derivative · entry 4

Woroch David John · CIK 0001301100 · EVP Wholesale

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

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May 28, 2020 Filed Jun 1, 2020 21:15 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012232 · rdgdoc.xml · derivative · entry 1

Singh Davinder · CIK 0001702323 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:15 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012231 · rdgdoc.xml · derivative · entry 1

Liem Hanno · CIK 0001734442 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

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May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantStock Option (Right to Buy) · Derivative 2,250 $60.01 Strike: $60.01 $135,022.50
Disclosure

SEC source: 0001437749-20-012230 · rdgdoc.xml · derivative · entry 1

Johannson Jessica Sybil-Lynne · CIK 0001708793 · VP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Stock Options granted under the 2006 Equity Compensation Plan vest in four equal installments of 25% each starting on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.