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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2017 Filed May 12, 2017 17:55 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 430 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000020 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,049

Underlying: Common Stock · 430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

Read SEC document
May 07, 2017 Filed May 12, 2017 17:55 UTC
BAILEY DANIEL KEVP/Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000020 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 7,128.84

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2017 Filed May 12, 2017 17:55 UTC
BAILEY DANIEL KEVP/Retail Banking
Tax withholdingCommon Stock 160 $35.89 $5,742.40
Disclosure

SEC source: 0001620863-17-000020 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,578.57

Read SEC document
May 07, 2017 Filed May 12, 2017 17:55 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionCommon Stock 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000020 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,308.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

Read SEC document
May 07, 2017 Filed May 12, 2017 17:46 UTC
SMITH RICHARD PDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,450 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000019 · primary_doc.xml · derivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,952

Underlying: Common Stock · 1,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

Read SEC document
May 07, 2017 Filed May 12, 2017 17:46 UTC
SMITH RICHARD PDirector · President & CEO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000019 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 32,197.17

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2017 Filed May 12, 2017 17:46 UTC
SMITH RICHARD PDirector · President & CEO
Tax withholdingCommon Stock 703 $35.89 $25,230.67
Disclosure

SEC source: 0001620863-17-000019 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,705

Read SEC document
May 07, 2017 Filed May 12, 2017 17:46 UTC
SMITH RICHARD PDirector · President & CEO
Exercise / conversionCommon Stock 1,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000019 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

Read SEC document
May 07, 2017 Filed May 12, 2017 17:39 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionRestricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000018 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,396

Underlying: Common Stock · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

Read SEC document
May 07, 2017 Filed May 12, 2017 17:39 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000018 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 45,065.33

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2017 Filed May 12, 2017 17:39 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionCommon Stock 418 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000018 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,251.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:14 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · nonDerivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,261,175

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

F2 · balance_after: The reporting person is a trustee of the issuers Employee Stock Ownership plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:14 UTC Exercise / conversionOption Common Stock · Derivative 5,000 $22.54 Strike: $22.54 $112,700.00
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

Underlying: Common Stock · 5,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:14 UTC Tax withholdingCommon Stock 3,036 $37.12 $112,696.32
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:14 UTC Exercise / conversionCommon Stock 5,000 $22.54 $112,700.00
Disclosure

SEC source: 0001620863-17-000003 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,163.48

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 114.47

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 130.94

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 124.7

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
Exercise / conversionOption Common Stock · Derivative 10,450 $22.54 Strike: $22.54 $235,543.00
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

Underlying: Common Stock · 10,450 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
Tax withholdingCommon Stock 8,671 $37.21 $322,647.91
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:06 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
Exercise / conversionCommon Stock 10,450 $22.54 $235,543.00
Disclosure

SEC source: 0001620863-17-000002 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 6, 2017 18:51 UTC
REDDISH THOMAS JEVP, Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000001 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,678.37

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 18:51 UTC
REDDISH THOMAS JEVP, Chief Financial Officer
Exercise / conversionOption Common Stock · Derivative 6,000 $14.54 Strike: $14.54 $87,240.00
Disclosure

SEC source: 0001620863-17-000001 · primary_doc.xml · derivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 6,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 18:51 UTC
REDDISH THOMAS JEVP, Chief Financial Officer
Tax withholdingCommon Stock 4,457 $37.13 $165,488.41
Disclosure

SEC source: 0001620863-17-000001 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,610

Read SEC document
February 03, 2017 Filed Feb 6, 2017 18:51 UTC
REDDISH THOMAS JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 6,000 $14.54 $87,240.00
Disclosure

SEC source: 0001620863-17-000001 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 18:40 UTC OtherCommon Stock 10,345 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000154 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,495

F2 · shares: Represents distribution from trust to the Reporting Person.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 18:40 UTC OtherCommon Stock 62,067 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000154 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust in which I am successor trustee

Disclosed balance after: 0

F1 · shares: Represents shares held by a trust for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein (10,345 shares).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 00:34 UTC
Fleshood JohnEVP/Chief Operating Officer
GrantRestricted Stock Units 9,822 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000153 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP/Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,822

F1 · shares: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on 12/14/2017, 25% on 12/14/2018, 25% on 12/14/2019 and 25% on 12/14/2020.

Read SEC document
December 14, 2016 Filed Jun 5, 2017 23:36 UTC
Fleshood JohnEVP Chief Operating Officer
GrantRestricted Stock Units · Derivative 9,822 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000068 · primary_doc.xml · derivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,822

Underlying: Common Stock · 9,822 shares

Expires 2020-12-14

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on 12/14/2017, 25% on 12/14/2018, 25% on 12/14/2019 and 25% on 12/14/2020

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on 12/14/2017, 25% on 12/14/2018, 25% on 12/14/2019 and 25% on 12/14/2020

F2 · balance_after: This transaction is listed to move the RSUs from Table I to Table II from form 4 filing on 12/15/2016

Read SEC document
December 13, 2016 Filed Dec 16, 2016 00:03 UTC OtherCommon Stock 7,233 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000152 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,150

F2 · shares: Represents distribution from trust to the Reporting Person.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 00:03 UTC OtherCommon Stock 43,397 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000152 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust in which I am successor trustee

Disclosed balance after: 62,067

F1 · shares: Represents shares held by a trust for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein (7,233 shares).

Read SEC document
December 01, 2016 Filed Dec 1, 2016 23:42 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,678.37

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 23:42 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
SaleCommon Stock 23,435 $31.40 $735,969.14
Disclosure

SEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,067

F1 · price: Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
December 01, 2016 Filed Dec 8, 2016 17:19 UTC Amendment
REDDISH THOMAS JEVP & Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,678.37

F4 · kind: No transactions occurred among these shares. Intended only to reflected number of shares beneficially owned.

Read SEC document
December 01, 2016 Filed Dec 8, 2016 17:19 UTC Amendment
REDDISH THOMAS JEVP & Chief Financial Officer
SaleCommon Stock 23,435 $31.40 $735,969.14
Disclosure

SEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,067

F3 · price: Represents the weighted average sales price of multiple sales, ranging from $31.45 to $31.52. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:42 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
SaleCommon Stock 2,628 $31.49 $82,765.44
Disclosure

SEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,502

F1 · price: Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
November 30, 2016 Filed Dec 8, 2016 17:19 UTC Amendment
REDDISH THOMAS JEVP & Chief Financial Officer
SaleCommon Stock 2,628 $31.49 $82,765.44
Disclosure

SEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,502

F2 · price: Represents the weighted average sales price of multiple sales, ranging from $31.48 to $31.62. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 217.24

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 30,791.72

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:42 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
SaleCommon Stock 9,239 $31.32 $289,381.19
Disclosure

SEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,130

F1 · price: Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
November 29, 2016 Filed Dec 8, 2016 17:19 UTC Amendment
REDDISH THOMAS JEVP & Chief Financial Officer
SaleCommon Stock 9,239 $31.32 $289,381.19
Disclosure

SEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,130

F1 · price: Represents the weighted average sales price of multiple sales, ranging from $31.35 to $31.45. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
Exercise / conversionOption Common Stock · Derivative 2,000 $15.40 Strike: $15.40 $30,800.00
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · derivative · entry 8

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 2,000 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 28, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
Exercise / conversionOption Common Stock · Derivative 49,000 $22.54 Strike: $22.54 $1,104,460.00
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · derivative · entry 7

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock · 49,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
Tax withholdingCommon Stock 1,533 $31.34 $48,044.22
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,958

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November 28, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
Exercise / conversionCommon Stock 2,000 $15.40 $30,800.00
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
Tax withholdingCommon Stock 42,705 $31.34 $1,338,374.70
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,391

Read SEC document
November 28, 2016 Filed Nov 29, 2016 18:50 UTC
SMITH RICHARD PDirector · President & CEO
Exercise / conversionCommon Stock 49,000 $22.54 $1,104,460.00
Disclosure

SEC source: 0001620863-16-000148 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2016 Filed Nov 23, 2016 17:24 UTC
BAILEY DANIEL KEVP/Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000147 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · In ESOP

Disclosed balance after: 6,345.82

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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November 22, 2016 Filed Nov 23, 2016 17:24 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionOption Common Stock · Derivative 16,000 $15.34 Strike: $15.34 $245,440.00
Disclosure

SEC source: 0001620863-16-000147 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 16,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.