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655

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2017 Filed Jun 5, 2017 21:58 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000062 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,000

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 20:47 UTC Amendment
REDDISH THOMAS JEVP/Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000060 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,482.62

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 20:35 UTC Amendment
REDDISH THOMAS JEVP/Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000059 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,482.62

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 19:17 UTC Amendment OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000058 · primary_doc.xml · nonDerivative · entry 2

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Casey Family LLC of which I am a manager

Disclosed balance after: 133,324

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:36 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000047 · primary_doc.xml · nonDerivative · entry 2

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,168,260

F3 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

F3 · balance_after: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons which I am owner

Disclosed balance after: 65,214

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY Koehnen and Sons profit sharing which I am a trustee

Disclosed balance after: 8,600

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust in Which I am Trustee

Disclosed balance after: 4,400

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 1,700

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:32 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000042 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse shares held with broker

Disclosed balance after: 500

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:22 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000041 · primary_doc.xml · nonDerivative · entry 2

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,168,260

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

F2 · balance_after: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:02 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000039 · primary_doc.xml · nonDerivative · entry 2

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Casey Family LLC of which I am a manager

Disclosed balance after: 133,324

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:45 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000038 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,168,260

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned

F3 · balance_after: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:36 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000047 · primary_doc.xml · derivative · entry 3

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:36 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000047 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F2 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 previously filed

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:05 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000044 · primary_doc.xml · derivative · entry 2

KILKENNY PATRICK W · CIK 0001235425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:05 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000044 · primary_doc.xml · nonDerivative · entry 1

KILKENNY PATRICK W · CIK 0001235425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:27 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000046 · primary_doc.xml · derivative · entry 2

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:27 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000046 · primary_doc.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,041

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

F3 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:18 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:18 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,794.41

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:57 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000043 · primary_doc.xml · derivative · entry 3

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:57 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000043 · primary_doc.xml · nonDerivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,168,260

F3 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.

F2 · balance_after: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:57 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000043 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,748.84

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:32 UTC
Giese Cory WDirector
GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000042 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:32 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000042 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117.76

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F2 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 which should have been 3117.76 shares

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:22 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000041 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:22 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000041 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,514

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:11 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000040 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:11 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000040 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse shares held with broker

Disclosed balance after: 872.26

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:11 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000040 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,129

F2 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 filed which should have been 23,129 shares, not 21,081 shares as reported.

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:02 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000039 · primary_doc.xml · derivative · entry 3

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:02 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000039 · primary_doc.xml · nonDerivative · entry 1

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,232

F1 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 22:45 UTC GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000038 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 22:45 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000038 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,268

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned

F4 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 filed February 27th, 2017, which should have been 9268 shares, not 8249 shares as reported.

Read SEC document
May 23, 2017 Filed Jun 5, 2017 22:17 UTC
REDDISH THOMAS JEVP/Chief Financial Officer
GrantPerformance Stock Units · Derivative 1,389 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000063 · primary_doc.xml · derivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,517

Underlying: Common Stock · 1,389 shares

Expires 2020-05-25

F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

Read SEC document
May 23, 2017 Filed Jun 5, 2017 22:17 UTC
REDDISH THOMAS JEVP/Chief Financial Officer
GrantRestricted Stock Units · Derivative 1,389 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000063 · primary_doc.xml · derivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759

Underlying: Common Stock · 1,389 shares

Expires 2021-05-24

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

Read SEC document
May 23, 2017 Filed Jun 5, 2017 23:36 UTC
Fleshood JohnEVP Chief Operating Officer
GrantPerformance Stock Units · Derivative 2,272 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000068 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Underlying: Common Stock · 2,272 shares

Expires 2020-05-25

F4 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F4 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

Read SEC document
May 23, 2017 Filed Jun 5, 2017 23:36 UTC
Fleshood JohnEVP Chief Operating Officer
GrantRestricted Stock Units · Derivative 2,272 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000068 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094

Underlying: Common Stock · 2,272 shares

Expires 2021-05-24

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

Read SEC document
May 23, 2017 Filed Jun 5, 2017 23:09 UTC
Hunter Glenn CChief Human Resource Officer
GrantPerformance Stock Unit · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000067 · primary_doc.xml · derivative · entry 4

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,315

Underlying: Common Stock · 865 shares

Expires 2020-05-25

F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

Read SEC document
May 23, 2017 Filed Jun 5, 2017 23:09 UTC
Hunter Glenn CChief Human Resource Officer
GrantRestricted Stock Unit · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000067 · primary_doc.xml · derivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

Underlying: Common Stock · 865 shares

Expires 2021-05-24

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

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May 23, 2017 Filed Jun 5, 2017 22:51 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
GrantPerformance Stock Unit · Derivative 1,240 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000066 · primary_doc.xml · derivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,076

Underlying: Common Stock · 1,240 shares

Expires 2020-05-25

F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

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May 23, 2017 Filed Jun 5, 2017 22:51 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
GrantRestricted Stock Unit · Derivative 1,240 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000066 · primary_doc.xml · derivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,159

Underlying: Common Stock · 1,240 shares

Expires 2021-05-24

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

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May 23, 2017 Filed Jun 5, 2017 22:28 UTC
BAILEY DANIEL KEVP Retail Banking
GrantPerformance Stock Unit · Derivative 1,206 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000064 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,933

Underlying: Common Stock · 1,206 shares

Expires 2020-05-25

F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

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May 23, 2017 Filed Jun 5, 2017 22:28 UTC
BAILEY DANIEL KEVP Retail Banking
GrantRestricted Stock Units · Derivative 1,206 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000064 · primary_doc.xml · derivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Common Stock · 1,206 shares

Expires 2021-05-24

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

Read SEC document
May 23, 2017 Filed Jun 5, 2017 22:41 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
GrantPerformance Stock Unit · Derivative 1,172 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000065 · primary_doc.xml · derivative · entry 4

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,777

Underlying: Common Stock · 1,172 shares

Expires 2020-05-25

F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

Read SEC document
May 23, 2017 Filed Jun 5, 2017 22:41 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
GrantRestricted Stock Units · Derivative 1,172 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000065 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,952

Underlying: Common Stock · 1,172 shares

Expires 2021-05-24

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

Read SEC document
May 23, 2017 Filed Jun 5, 2017 21:58 UTC
SMITH RICHARD PDirector · CEO & President
GrantPerformance Stock Unit · Derivative 4,154 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000062 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,026

Underlying: Common Stock · 4,154 shares

Expires 2020-05-25

F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

Read SEC document
May 23, 2017 Filed Jun 5, 2017 21:58 UTC
SMITH RICHARD PDirector · CEO & President
GrantRestricted Stock Units · Derivative 4,154 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000062 · primary_doc.xml · derivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,756

Underlying: Common Stock · 4,154 shares

Expires 2021-05-24

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.