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655

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2018 Filed May 23, 2018 22:50 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionCommon Stock 2,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000029 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,774.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 22:07 UTC
Hunter Glenn CEVP Chief Credit Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,826 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000028 · primary_doc.xml · derivative · entry 4

Hunter Glenn C · CIK 0001583053 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,004

Underlying: Common Stock · 1,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,217 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,217 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,217 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 22:07 UTC
Hunter Glenn CEVP Chief Credit Officer
Tax withholdingCommon Stock 845 $39.34 $33,242.30
Disclosure

SEC source: 0001620863-18-000028 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541

Read SEC document
May 22, 2018 Filed May 23, 2018 22:07 UTC
Hunter Glenn CEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000028 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,217 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:45 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · derivative · entry 8

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:45 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,007.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:28 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000026 · primary_doc.xml · derivative · entry 4

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:28 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000026 · primary_doc.xml · derivative · entry 3

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:28 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000026 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:22 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000025 · primary_doc.xml · derivative · entry 3

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F2 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000025 · primary_doc.xml · derivative · entry 2

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:22 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000025 · primary_doc.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:05 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000024 · primary_doc.xml · derivative · entry 4

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000024 · primary_doc.xml · derivative · entry 3

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 17:05 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000024 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,766.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:40 UTC
Giese Cory WDirector
GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000022 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:40 UTC
Giese Cory WDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000022 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:40 UTC
Giese Cory WDirector
Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000022 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000023 · primary_doc.xml · derivative · entry 2

KILKENNY PATRICK W · CIK 0001235425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:49 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000023 · primary_doc.xml · nonDerivative · entry 1

KILKENNY PATRICK W · CIK 0001235425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:28 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · derivative · entry 4

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:28 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:28 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000021 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:12 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · derivative · entry 4

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:12 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,329.55

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:00 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000019 · primary_doc.xml · derivative · entry 4

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000019 · primary_doc.xml · derivative · entry 3

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 16:00 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000019 · primary_doc.xml · nonDerivative · entry 1

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 15:48 UTC GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

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May 22, 2018 Filed May 23, 2018 15:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 22, 2018 Filed May 23, 2018 15:48 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,170,990

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

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May 22, 2018 Filed May 23, 2018 15:48 UTC Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000018 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

Read SEC document
May 21, 2018 Filed May 22, 2018 17:41 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,374 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000017 · primary_doc.xml · derivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,808

Underlying: Common Stock · 1,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:41 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 627 $39.31 $24,647.37
Disclosure

SEC source: 0001620863-18-000017 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,968

Read SEC document
May 21, 2018 Filed May 22, 2018 17:41 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000017 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:33 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionRestricted Stock Unit · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000016 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:33 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionCommon Stock 390 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000016 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,366.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:27 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 470 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000015 · primary_doc.xml · derivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

Underlying: Common Stock · 470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:27 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Tax withholdingCommon Stock 161 $39.31 $6,328.91
Disclosure

SEC source: 0001620863-18-000015 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,319

Read SEC document
May 21, 2018 Filed May 22, 2018 17:27 UTC
REDDISH THOMAS JEVP Chief Financial Officer
Exercise / conversionCommon Stock 470 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000015 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:15 UTC
Hunter Glenn CChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 295 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000014 · primary_doc.xml · derivative · entry 4

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,092

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 17:15 UTC
Hunter Glenn CChief Human Resources Officer
Tax withholdingCommon Stock 73 $39.31 $2,869.63
Disclosure

SEC source: 0001620863-18-000014 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560

Read SEC document
May 21, 2018 Filed May 22, 2018 17:15 UTC
Hunter Glenn CChief Human Resources Officer
Exercise / conversionCommon Stock 295 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000014 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 16:47 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 401 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000013 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 16:47 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 129 $39.31 $5,070.99
Disclosure

SEC source: 0001620863-18-000013 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,651.47

Read SEC document
May 21, 2018 Filed May 22, 2018 16:47 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 401 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000013 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,780.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 16:37 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unites · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 16:37 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 125 $39.31 $4,913.75
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,889

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.