Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2019 Filed May 23, 2019 17:40 UTC |
AMARAL DONALD JDirector
|
Exercise / conversionCommon Stock | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000022 · primary_doc.xml · nonDerivative · entry 1 AMARAL DONALD J · CIK 0001233695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:31 UTC |
Chrysler III Louis GageDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000021 · primary_doc.xml · derivative · entry 3 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:31 UTC |
Chrysler III Louis GageDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000021 · primary_doc.xml · nonDerivative · entry 2 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 872.26 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:31 UTC |
Chrysler III Louis GageDirector
|
Exercise / conversionCommon Stock | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000021 · primary_doc.xml · nonDerivative · entry 1 Chrysler III Louis Gage · CIK 0001428654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,628.31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:18 UTC |
Hasbrook John S ADirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000020 · primary_doc.xml · derivative · entry 3 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:18 UTC |
Hasbrook John S ADirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000020 · primary_doc.xml · nonDerivative · entry 2 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,193,703 F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:18 UTC |
Hasbrook John S ADirector
|
Exercise / conversionCommon Stock | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000020 · primary_doc.xml · nonDerivative · entry 1 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,785.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:09 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000019 · primary_doc.xml · derivative · entry 3 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:09 UTC |
COMPTON CRAIG SDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000019 · primary_doc.xml · nonDerivative · entry 2 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,193,703 F2 · kind: Reporting person is a trustee of the issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| May 21, 2019 Filed May 23, 2019 17:09 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionCommon Stock | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000019 · primary_doc.xml · nonDerivative · entry 1 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · derivative · entry 7 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 6 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Koehnen & Sons Disclosed balance after: 65,214 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 5 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Koehnen & Sons Profit Sharing Disclosed balance after: 8,600 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 4 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mothers Trust Disclosed balance after: 4,400 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 3 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 850 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 2 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,300 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:57 UTC |
Koehnen Michael WDirector
|
Exercise / conversionCommon Stock | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 1 Koehnen Michael W · CIK 0001290259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,375.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:36 UTC |
Mariani MartinDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000017 · primary_doc.xml · derivative · entry 2 Mariani Martin · CIK 0001301818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:36 UTC |
Mariani MartinDirector
|
Exercise / conversionCommon Stock | 1,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000017 · primary_doc.xml · nonDerivative · entry 1 Mariani Martin · CIK 0001301818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,662 Underlying: Common Stock · 1,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
Tax withholdingCommon Stock | 738 | $39.49 | $29,143.62 |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,939 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionCommon Stock | 1,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000015 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · derivative · entry 7 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,598 Underlying: Common Stock · 419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · nonDerivative · entry 6 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 119.31 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · nonDerivative · entry 5 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 136.48 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · nonDerivative · entry 4 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 129.97 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · nonDerivative · entry 3 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 16,309.33 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Tax withholdingCommon Stock | 128 | $39.49 | $5,054.72 |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · nonDerivative · entry 2 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,604 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:40 UTC |
CARNEY CRAIG BEVP Chief Credit Officer
|
Exercise / conversionCommon Stock | 419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000013 · primary_doc.xml · nonDerivative · entry 1 CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:48 UTC |
Hunter Glenn CChief Human Resource Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000014 · primary_doc.xml · derivative · entry 4 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779 Underlying: Common Stock · 302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:48 UTC |
Hunter Glenn CChief Human Resource Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000014 · primary_doc.xml · nonDerivative · entry 3 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 1,340.32 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:48 UTC |
Hunter Glenn CChief Human Resource Officer
|
Tax withholdingCommon Stock | 75 | $39.49 | $2,961.75 |
DisclosureSEC source: 0001620863-19-000014 · primary_doc.xml · nonDerivative · entry 2 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:48 UTC |
Hunter Glenn CChief Human Resource Officer
|
Exercise / conversionCommon Stock | 302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000014 · primary_doc.xml · nonDerivative · entry 1 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · derivative · entry 4 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,456 Underlying: Common Stock · 397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · nonDerivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Tax withholdingCommon Stock | 122 | $39.49 | $4,817.78 |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,815.68 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC |
OSULLIVAN RICHARD BEVP Wholesale Banking
|
Exercise / conversionCommon Stock | 397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,937.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:02 UTC |
BAILEY DANIEL KEVP Retail Banking
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Exercise / conversionRestricted Stock Unit · Derivative | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000011 · primary_doc.xml · derivative · entry 4 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 Underlying: Common Stock · 408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:02 UTC |
BAILEY DANIEL KEVP Retail Banking
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000011 · primary_doc.xml · nonDerivative · entry 3 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 8,087.97 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:02 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Tax withholdingCommon Stock | 164 | $39.49 | $6,476.36 |
DisclosureSEC source: 0001620863-19-000011 · primary_doc.xml · nonDerivative · entry 2 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,166.11 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:02 UTC |
BAILEY DANIEL KEVP Retail Banking
|
Exercise / conversionCommon Stock | 408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000011 · primary_doc.xml · nonDerivative · entry 1 BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,330.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC |
SMITH RICHARD PDirector · CEO & President
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Exercise / conversionRestricted Stock Unit · Derivative | 1,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · derivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,064 Underlying: Common Stock · 1,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 227.42 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 34,291.72 F2 · kind: Held in the reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC |
SMITH RICHARD PDirector · CEO & President
|
Tax withholdingCommon Stock | 793 | $40.63 | $32,219.59 |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,275 Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:38 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionCommon Stock | 1,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000010 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:49 UTC |
Hunter Glenn CChief Human Resource Officer
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Exercise / conversionRestricted Stock Unit · Derivative | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000009 · primary_doc.xml · derivative · entry 3 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:49 UTC |
Hunter Glenn CChief Human Resource Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000009 · primary_doc.xml · nonDerivative · entry 2 Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 1,340.32 F2 · kind: Held in the reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.