Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed May 19, 2022 22:33 UTC |
Giese Cory WDirector
|
SaleCommon Stock | 2,500 | $42.00 | $105,000.00 |
DisclosureSEC source: 0001620863-22-000014 · primary_doc.xml · nonDerivative · entry 1 Giese Cory W · CIK 0001569815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,503.47 Read SEC document |
| May 06, 2022 Filed May 6, 2022 19:29 UTC |
Leggio Anthony L.Director
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000013 · primary_doc.xml · nonDerivative · entry 4 Leggio Anthony L. · CIK 0001441799 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust for Family Members Disclosed balance after: 31,065 F1 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned Read SEC document |
| May 05, 2022 Filed May 6, 2022 19:29 UTC |
Leggio Anthony L.Director
|
PurchaseCommon Stock | 188 | $40.44 | $7,602.72 |
DisclosureSEC source: 0001620863-22-000013 · primary_doc.xml · nonDerivative · entry 3 Leggio Anthony L. · CIK 0001441799 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bolthouse Properties Disclosed balance after: 75,000.5 Read SEC document |
| May 03, 2022 Filed May 6, 2022 19:29 UTC |
Leggio Anthony L.Director
|
PurchaseCommon Stock | 1,575 | $39.69 | $62,511.75 |
DisclosureSEC source: 0001620863-22-000013 · primary_doc.xml · nonDerivative · entry 2 Leggio Anthony L. · CIK 0001441799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,596.95 Read SEC document |
| May 03, 2022 Filed May 6, 2022 19:29 UTC |
Leggio Anthony L.Director
|
PurchaseCommon Stock | 13 | $39.66 | $515.58 |
DisclosureSEC source: 0001620863-22-000013 · primary_doc.xml · nonDerivative · entry 1 Leggio Anthony L. · CIK 0001441799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,021.95 Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 22:20 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionOption Common Stock · Derivative | 4,000 | $15.34 Strike: $15.34 | $61,360.00 |
DisclosureSEC source: 0001620863-22-000012 · primary_doc.xml · derivative · entry 6 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 22:20 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionOption Common Stock · Derivative | 4,000 | $19.46 Strike: $19.46 | $77,840.00 |
DisclosureSEC source: 0001620863-22-000012 · primary_doc.xml · derivative · entry 5 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 22:20 UTC |
COMPTON CRAIG SDirector
|
Tax withholdingCommon Stock | 1,625 | $37.74 | $61,327.50 |
DisclosureSEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 4 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,470 F1 · kind: Shares withheld to pay taxes. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 22:20 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionCommon Stock | 4,000 | $15.34 | $61,360.00 |
DisclosureSEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 3 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 22:20 UTC |
COMPTON CRAIG SDirector
|
Tax withholdingCommon Stock | 2,062 | $37.74 | $77,819.88 |
DisclosureSEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 2 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,095 F1 · kind: Shares withheld to pay taxes. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 22:20 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionCommon Stock | 4,000 | $19.46 | $77,840.00 |
DisclosureSEC source: 0001620863-22-000012 · primary_doc.xml · nonDerivative · entry 1 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 21:28 UTC |
Hasbrook John S ADirector
|
Exercise / conversionOption Common Stock · Derivative | 4,000 | $15.34 Strike: $15.34 | $61,360.00 |
DisclosureSEC source: 0001620863-22-000011 · primary_doc.xml · derivative · entry 2 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 21:28 UTC |
Hasbrook John S ADirector
|
Exercise / conversionCommon Stock | 4,000 | $15.34 | $61,360.00 |
DisclosureSEC source: 0001620863-22-000011 · primary_doc.xml · nonDerivative · entry 1 Hasbrook John S A · CIK 0001293098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,991.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 22:06 UTC |
Giese Cory WDirector
|
Exercise / conversionOption Common Stock · Derivative | 3,325 | $16.59 Strike: $16.59 | $55,161.75 |
DisclosureSEC source: 0001620863-22-000009 · primary_doc.xml · derivative · entry 4 Giese Cory W · CIK 0001569815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 3,325 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 22:06 UTC |
Giese Cory WDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000009 · primary_doc.xml · nonDerivative · entry 3 Giese Cory W · CIK 0001569815 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 500 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 22:06 UTC |
Giese Cory WDirector
|
Tax withholdingCommon Stock | 1,332 | $41.40 | $55,144.80 |
DisclosureSEC source: 0001620863-22-000009 · primary_doc.xml · nonDerivative · entry 2 Giese Cory W · CIK 0001569815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,003.47 F1 · shares: Reflects shares withheld for a "net exercise" of outstanding stock options to pay taxes. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 22:06 UTC |
Giese Cory WDirector
|
Exercise / conversionCommon Stock | 3,325 | $16.59 | $55,161.75 |
DisclosureSEC source: 0001620863-22-000009 · primary_doc.xml · nonDerivative · entry 1 Giese Cory W · CIK 0001569815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,335.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 23:29 UTC |
CARNEY CRAIG BEVP - Chief Credit Officer
|
GrantRestricted Stock Unit · Derivative | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000008 · primary_doc.xml · derivative · entry 1 CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,280 Underlying: Common Stock · 3,171 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 23:27 UTC |
Giem JudiChief Human Resource Officer
|
GrantRestricted Stock Unit · Derivative | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000007 · primary_doc.xml · derivative · entry 1 Giem Judi · CIK 0001813483 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,293 Underlying: Common Stock · 283 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F2 · balance_after: Represents adjustment of incorrect RSU awards granted 05/27/2021. Incorrect grant of 1,744 shares was reported on a Form 4 filed on 6/01/2021; whereas correct grant award was 941 RSUs. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 23:17 UTC |
Gehlmann Gregory ASVP - General Counsel
|
GrantRestricted Stock Unit · Derivative | 1,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000006 · primary_doc.xml · derivative · entry 1 Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,385 Underlying: Common Stock · 1,076 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F2 · balance_after: Represents adjustment of incorrect RSU awards granted 05/27/2021. Incorrect grant of 941 shares was reported on a Form 4 filed on 6/1/2021; whereas correct grant award was 1,744 RSUs. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:55 UTC |
BAILEY DANIEL KEVP - Chief Banking Officer
|
GrantRestricted Stock Unit · Derivative | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000005 · primary_doc.xml · derivative · entry 1 BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,280 Underlying: Common Stock · 3,171 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:47 UTC |
Fleshood JohnEVP - Chief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 2,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000004 · primary_doc.xml · derivative · entry 1 Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,314 Underlying: Common Stock · 2,888 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:41 UTC |
SMITH RICHARD PDirector · CEO & President
|
GrantRestricted Stock Unit · Derivative | 7,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000002 · primary_doc.xml · derivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,415 Underlying: Common Stock · 7,475 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:44 UTC |
Wiese Peter GEVP - Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 3,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-22-000003 · primary_doc.xml · derivative · entry 1 Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,157 Underlying: Common Stock · 3,533 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022) Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:39 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionOption Common Stock · Derivative | 4,000 | $14.54 Strike: $14.54 | $58,160.00 |
DisclosureSEC source: 0001620863-21-000056 · primary_doc.xml · derivative · entry 2 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:39 UTC |
COMPTON CRAIG SDirector
|
Exercise / conversionCommon Stock | 4,000 | $14.54 | $58,160.00 |
DisclosureSEC source: 0001620863-21-000056 · primary_doc.xml · nonDerivative · entry 1 COMPTON CRAIG S · CIK 0001198478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionOption Common Stock · Derivative | 40,000 | $15.34 Strike: $15.34 | $613,600.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 40,000 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,080,635 F4 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 242.36 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC |
SMITH RICHARD PDirector · CEO & President
|
Tax withholdingCommon Stock | 28,185 | $45.51 | $1,282,699.35 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,598 F1 · shares: Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:47 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionCommon Stock | 40,000 | $15.34 | $613,600.00 |
DisclosureSEC source: 0001620863-21-000055 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:12 UTC |
Wiese Peter GEVP - Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000054 · primary_doc.xml · derivative · entry 5 Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,466 Underlying: Common Stock · 2,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted September 18, 2018 based on a closing price of $40.30 on August 16, 2021. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted September 18, 2018 based on a closing price of $40.30 on August 16, 2021. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted September 18, 2018 based on a closing price of $40.30 on August 16, 2021. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:12 UTC |
Wiese Peter GEVP - Chief Financial Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000054 · primary_doc.xml · nonDerivative · entry 4 Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 373.91 F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020 Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:12 UTC |
Wiese Peter GEVP - Chief Financial Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000054 · primary_doc.xml · nonDerivative · entry 3 Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Wiese Family Trust Disclosed balance after: 2,700 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:12 UTC |
Wiese Peter GEVP - Chief Financial Officer
|
Tax withholdingCommon Stock | 14 | $40.30 | $564.20 |
DisclosureSEC source: 0001620863-21-000054 · primary_doc.xml · nonDerivative · entry 2 Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,925 F2 · shares: Reflects shares withheld to pay taxes. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:12 UTC |
Wiese Peter GEVP - Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000054 · primary_doc.xml · nonDerivative · entry 1 Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted September 18, 2018 based on a closing price of $40.30 on August 16, 2021. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionPerformance Stock Unit · Derivative | 5,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · derivative · entry 6 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,955 Underlying: Common Stock · 5,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 5 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 240.95 F5 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 4 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Trustee Disclosed balance after: 1,199,798 F4 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 3 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,282.71 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
Tax withholdingCommon Stock | 3,319 | $39.66 | $131,631.54 |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 2 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,783 F2 · shares: Reflects shares withheld to pay for taxes. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:58 UTC |
SMITH RICHARD PDirector · CEO & President
|
Exercise / conversionCommon Stock | 5,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000053 · primary_doc.xml · nonDerivative · entry 1 SMITH RICHARD P · CIK 0001198468 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:45 UTC |
Gehlmann Gregory ASVP - General Counsel
|
Exercise / conversionPerformance Stock Unit · Derivative | 1,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000052 · primary_doc.xml · derivative · entry 4 Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193 Underlying: Common Stock · 1,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 780 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 780 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 780 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:45 UTC |
Gehlmann Gregory ASVP - General Counsel
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000052 · primary_doc.xml · nonDerivative · entry 3 Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 876.79 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:45 UTC |
Gehlmann Gregory ASVP - General Counsel
|
Tax withholdingCommon Stock | 652 | $39.66 | $25,858.32 |
DisclosureSEC source: 0001620863-21-000052 · primary_doc.xml · nonDerivative · entry 2 Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,370.56 F2 · shares: Reflects shares withheld to pay for taxes. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:45 UTC |
Gehlmann Gregory ASVP - General Counsel
|
Exercise / conversionCommon Stock | 1,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-21-000052 · primary_doc.xml · nonDerivative · entry 1 Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,022.56 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 780 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:35 UTC |
CARNEY CRAIG BEVP - Chief Credit Officer
|
Exercise / conversionPerformance Stock Unit · Derivative | 1,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000051 · primary_doc.xml · derivative · entry 5 CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,191 Underlying: Common Stock · 1,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:35 UTC |
CARNEY CRAIG BEVP - Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000051 · primary_doc.xml · nonDerivative · entry 4 CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,042.69 F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:35 UTC |
CARNEY CRAIG BEVP - Chief Credit Officer
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-21-000051 · primary_doc.xml · nonDerivative · entry 3 CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 144.6 F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.