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TCBI

TEXAS CAPITAL BANCSHARES INC/TX

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4035
SEC CIK
0001077428
Parsed reports
461

Last 12 months

Inside the activity.

22 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 2026100
Mar 202660
Apr 202600
May 202600
Jun 202613
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 18:47 UTC
Ackerson Vince A.Texas President CLO-TCB
Tax withholdingCommon Stock 1,143 $56.24 $64,282.32
Disclosure

SEC source: 0001077428-20-000033 · wf-form4_158161963711911.xml · nonDerivative · entry 2

Ackerson Vince A. · CIK 0001486460 · Texas President CLO-TCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,598

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:47 UTC
Ackerson Vince A.Texas President CLO-TCB
Exercise / conversionCommon Stock 3,294 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000033 · wf-form4_158161963711911.xml · nonDerivative · entry 1

Ackerson Vince A. · CIK 0001486460 · Texas President CLO-TCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:42 UTC
CARGILL C KEITHDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 13,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000029 · wf-form4_158161934700128.xml · derivative · entry 3

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,085 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 10,008 target performance-based RSUs were granted on March 22, 2017. Such performance-based RSUs vested above the maximum performance level of applicable performance goals, resulting in 13,085 shares vesting. Each performance unit represented a contingent right to receive a share of issuer common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:42 UTC
CARGILL C KEITHDirector · President and CEO
Tax withholdingCommon Stock 3,620 $56.24 $203,588.80
Disclosure

SEC source: 0001077428-20-000029 · wf-form4_158161934700128.xml · nonDerivative · entry 2

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,854

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:42 UTC
CARGILL C KEITHDirector · President and CEO
Exercise / conversionCommon Stock 13,085 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000029 · wf-form4_158161934700128.xml · nonDerivative · entry 1

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 20:15 UTC
TURPIN IAN JDirector
Exercise / conversionStock Appreciation Rights · Derivative 1,800 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001077428-20-000013 · wf-form4_158050173611731.xml · derivative · entry 6

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 18, 2011.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 20:15 UTC
TURPIN IAN JDirector
Tax withholdingCommon Stock 623 $53.71 $33,461.33
Disclosure

SEC source: 0001077428-20-000013 · wf-form4_158050173611731.xml · nonDerivative · entry 2

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809

Read SEC document
January 30, 2020 Filed Jan 31, 2020 20:15 UTC
TURPIN IAN JDirector
Exercise / conversionCommon Stock 1,800 $18.52 $33,336.00
Disclosure

SEC source: 0001077428-20-000013 · wf-form4_158050173611731.xml · nonDerivative · entry 1

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:56 UTC Exercise / conversionStock Appreciation Rights · Derivative 3,000 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001077428-20-000011 · wf-form4_158042136486396.xml · derivative · entry 3

Browning James H · CIK 0001475086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The stock appreciation rights vested in five equal annual installments beginning on May 18, 2011.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:56 UTC Tax withholdingCommon Stock 1,021 $54.54 $55,685.34
Disclosure

SEC source: 0001077428-20-000011 · wf-form4_158042136486396.xml · nonDerivative · entry 2

Browning James H · CIK 0001475086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,709

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:56 UTC Exercise / conversionCommon Stock 3,000 $18.52 $55,560.00
Disclosure

SEC source: 0001077428-20-000011 · wf-form4_158042136486396.xml · nonDerivative · entry 1

Browning James H · CIK 0001475086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 15:44 UTC Exercise / conversionStock Appreciation Rights · Derivative 600 $53.62 Strike: $18.52 $32,172.00
Disclosure

SEC source: 0001077428-19-000106 · wf-form4_157262303483983.xml · derivative · entry 4

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 18, 2010.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 15:44 UTC SaleCommon Stock 391 $53.62 $20,965.42
Disclosure

SEC source: 0001077428-19-000106 · wf-form4_157262303483983.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730

Read SEC document
October 31, 2019 Filed Nov 1, 2019 15:44 UTC Tax withholdingCommon Stock 209 $53.62 $11,206.58
Disclosure

SEC source: 0001077428-19-000106 · wf-form4_157262303483983.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121

Read SEC document
October 31, 2019 Filed Nov 1, 2019 15:44 UTC Exercise / conversionCommon Stock 600 $18.52 $11,112.00
Disclosure

SEC source: 0001077428-19-000106 · wf-form4_157262303483983.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:38 UTC Exercise / conversionStock Appreciation Rights · Derivative 3,000 $18.52 Strike: $18.52 $55,560.00
Disclosure

SEC source: 0001077428-19-000104 · wf-form4_157254346651148.xml · derivative · entry 4

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 18, 2010.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:38 UTC SaleCommon Stock 1,997 $55.48 $110,793.56
Disclosure

SEC source: 0001077428-19-000104 · wf-form4_157254346651148.xml · nonDerivative · entry 3

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,115

F1 · price: The stated price represents the average based on prices ranging from $55.46 to $55.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:38 UTC Tax withholdingCommon Stock 1,003 $55.48 $55,646.44
Disclosure

SEC source: 0001077428-19-000104 · wf-form4_157254346651148.xml · nonDerivative · entry 2

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,112

F1 · price: The stated price represents the average based on prices ranging from $55.46 to $55.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:38 UTC Exercise / conversionCommon Stock 3,000 $18.52 $55,560.00
Disclosure

SEC source: 0001077428-19-000104 · wf-form4_157254346651148.xml · nonDerivative · entry 1

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 15:50 UTC
Ackerson Vince A.Texas President CLO-TCB
Tax withholdingCommon Stock 669 $54.84 $36,687.96
Disclosure

SEC source: 0001077428-19-000089 · wf-form4_156985858080232.xml · nonDerivative · entry 1

Ackerson Vince A. · CIK 0001486460 · Texas President CLO-TCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,447

Read SEC document
September 27, 2019 Filed Sep 30, 2019 15:57 UTC
CARGILL C KEITHDirector · President and CEO
Tax withholdingCommon Stock 1,458 $54.84 $79,956.72
Disclosure

SEC source: 0001077428-19-000093 · wf-form4_156985901264158.xml · nonDerivative · entry 1

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,389

Read SEC document
September 27, 2019 Filed Sep 30, 2019 15:53 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 422 $54.84 $23,142.48
Disclosure

SEC source: 0001077428-19-000091 · wf-form4_156985877265750.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,483

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:43 UTC
Turpen John GChief Risk Officer
Tax withholdingCommon Stock 536 $56.17 $30,107.12
Disclosure

SEC source: 0001077428-19-000087 · wf-form4_156883941648729.xml · nonDerivative · entry 1

Turpen John G · CIK 0001766216 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,272

Read SEC document
July 18, 2019 Filed Jul 19, 2019 18:28 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 253 $56.71 $14,347.63
Disclosure

SEC source: 0001077428-19-000082 · wf-form4_156356087543382.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,905

Read SEC document
May 23, 2019 Filed May 23, 2019 20:05 UTC
CARGILL C KEITHDirector · President and CEO
PurchaseCommon Stock 3,000 $58.83 $176,490.00
Disclosure

SEC source: 0001077428-19-000070 · wf-form4_155864188746382.xml · nonDerivative · entry 1

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,847

F1 · price: The stated price represents the average based on prices ranging from $58.56 to $59.03. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
May 20, 2019 Filed May 20, 2019 21:16 UTC
TURPIN IAN JDirector
SaleCommon Stock 3,977 $60.59 $240,966.43
Disclosure

SEC source: 0001077428-19-000068 · wf-form4_155838695464519.xml · nonDerivative · entry 1

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,632

F1 · price: The stated price represents the average based on prices ranging from $60.34 to $60.82. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
April 24, 2019 Filed Apr 24, 2019 19:40 UTC
HELM LARRY LDirector
Exercise / conversionStock Appreciation Rights · Derivative 3,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001077428-19-000066 · wf-form4_155613480508200.xml · derivative · entry 3

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 19, 2010.

Read SEC document
April 24, 2019 Filed Apr 24, 2019 19:40 UTC
HELM LARRY LDirector
Tax withholdingCommon Stock 669 $63.63 $42,568.47
Disclosure

SEC source: 0001077428-19-000066 · wf-form4_155613480508200.xml · nonDerivative · entry 2

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,821

Read SEC document
April 24, 2019 Filed Apr 24, 2019 19:40 UTC
HELM LARRY LDirector
Exercise / conversionCommon Stock 3,000 $14.17 $42,510.00
Disclosure

SEC source: 0001077428-19-000066 · wf-form4_155613480508200.xml · nonDerivative · entry 1

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:07 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000055 · wf-form4_155562161887756.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:15 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000062 · wf-form4_155562213442152.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,976

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:13 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000061 · wf-form4_155562202267401.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:10 UTC
TURPIN IAN JDirector
GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000059 · wf-form4_155562181221903.xml · nonDerivative · entry 1

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,609

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:05 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000053 · wf-form4_155562151046308.xml · nonDerivative · entry 1

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,115

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:08 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000057 · wf-form4_155562171637870.xml · nonDerivative · entry 1

Tremblay Dale W · CIK 0001341611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:03 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000051 · wf-form4_155562139896604.xml · nonDerivative · entry 1

Hyle Charles S · CIK 0001292558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Read SEC document
April 16, 2019 Filed Apr 18, 2019 21:01 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000049 · wf-form4_155562126541377.xml · nonDerivative · entry 1

Huntley David S. · CIK 0001626578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378

Read SEC document
April 16, 2019 Filed Apr 18, 2019 20:59 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000047 · wf-form4_155562114335963.xml · nonDerivative · entry 1

Ragusa Elysia Holt · CIK 0001421287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530

Read SEC document
April 16, 2019 Filed Apr 18, 2019 20:57 UTC
HELM LARRY LDirector
GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000045 · wf-form4_155562102169998.xml · nonDerivative · entry 1

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,490

Read SEC document
April 16, 2019 Filed Apr 18, 2019 20:55 UTC GrantCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001077428-19-000043 · wf-form4_155562091866609.xml · nonDerivative · entry 1

Browning James H · CIK 0001475086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,730

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:54 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 772 $58.57 $45,216.04
Disclosure

SEC source: 0001077428-19-000033 · wf-form4_155303246133575.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,158

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:52 UTC
Ackerson Vince A.Texas President CLO-TCB
Tax withholdingCommon Stock 1,163 $58.57 $68,116.91
Disclosure

SEC source: 0001077428-19-000031 · wf-form4_155303235976631.xml · nonDerivative · entry 1

Ackerson Vince A. · CIK 0001486460 · Texas President CLO-TCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,116

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:51 UTC
CARGILL C KEITHDirector · President and CEO
Tax withholdingCommon Stock 2,830 $58.57 $165,753.10
Disclosure

SEC source: 0001077428-19-000029 · wf-form4_155303226059600.xml · nonDerivative · entry 1

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,847

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:28 UTC Exercise / conversionStock Appreciation Rights · Derivative 3,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001077428-19-000027 · wf-form4_155205531814872.xml · derivative · entry 4

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1) The stock appreciation rights vested in five equal annual installments beginning on May 19, 2010.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:28 UTC SaleCommon Stock 2,305 $61.31 $141,319.55
Disclosure

SEC source: 0001077428-19-000027 · wf-form4_155205531814872.xml · nonDerivative · entry 3

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,008

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:28 UTC Tax withholdingCommon Stock 695 $61.25 $42,568.75
Disclosure

SEC source: 0001077428-19-000027 · wf-form4_155205531814872.xml · nonDerivative · entry 2

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,313

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:28 UTC Exercise / conversionCommon Stock 3,000 $14.17 $42,510.00
Disclosure

SEC source: 0001077428-19-000027 · wf-form4_155205531814872.xml · nonDerivative · entry 1

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 20:06 UTC
TURPIN IAN JDirector
Exercise / conversionStock Appreciation Rights · Derivative 1,200 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001077428-19-000024 · wf-form4_155147078305741.xml · derivative · entry 9

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 1,200 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning May 18, 2011.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 20:06 UTC
TURPIN IAN JDirector
Exercise / conversionStock Appreciation Rights · Derivative 600 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001077428-19-000024 · wf-form4_155147078305741.xml · derivative · entry 8

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning May 19, 2010.

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February 28, 2019 Filed Mar 1, 2019 20:06 UTC
TURPIN IAN JDirector
SaleCommon Stock 1,294 $60.72 $78,571.68
Disclosure

SEC source: 0001077428-19-000024 · wf-form4_155147078305741.xml · nonDerivative · entry 4

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,502

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.