Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TEXAS CAPITAL BANCSHARES INC/TXTCBI · Entity 4035 | Director | May 02, 2022 | May 03, 2022 |
| Zeo Energy Corp.ESAC · Entity 7703 | Director | October 22, 2021 | October 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TEXAS CAPITAL BANCSHARES INC/TX
Report date May 02, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,858 |
Reported balance
After 2022-05-02 transaction · row 1
1 source rowRow 1 · 2022-05-02 · Purchase · Acquired 5,700 · Balance 77,858 F1: The stated price represents the average based on prices ranging from $52.14 to $52.37. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. |
Filing footnotes · ownership attribution and instrument terms
F1: The stated price represents the average based on prices ranging from $52.14 to $52.37. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Zeo Energy Corp.
Report date October 22, 2021 · Filed October 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 138,000 |
Reported balance
After 2021-10-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-10-22 · Other · Acquired 23,000 · Balance 138,000 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: The Class B ordinary shares were automatically acquired pursuant to a dividend capitalization as a result of the upsizing of the Issuer's initial public offering. No additional consideration for the Class B ordinary shares is required. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: The Class B ordinary shares were automatically acquired pursuant to a dividend capitalization as a result of the upsizing of the Issuer's initial public offering. No additional consideration for the Class B ordinary shares is required.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2022 Filed May 3, 2022 15:33 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | PurchaseCommon Stock | 5,700 | $52.25 | $297,825.00 |
DisclosureSEC source: 0001077428-22-000077 · wf-form4_165159201405118.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,858 F1 · price: The stated price represents the average based on prices ranging from $52.14 to $52.37. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 19:24 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | GrantCommon Stock | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-22-000062 · wf-form4_165056904334334.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,158 Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:20 UTC | Zeo Energy Corp. ESAC · Entity 7703 | OtherClass B Ordinary Shares · Derivative | 23,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-128991 · tm2130025-10_4seq1.xml · derivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,000 Underlying: Class A ordinary shares · 23,000 shares Expires not disclosed F1 · security: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: The Class B ordinary shares were automatically acquired pursuant to a dividend capitalization as a result of the upsizing of the Issuer's initial public offering. No additional consideration for the Class B ordinary shares is required. F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-259836) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 20:33 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | PurchaseCommon Stock | 5,000 | $60.52 | $302,600.00 |
DisclosureSEC source: 0001077428-21-000129 · wf-form4_163519399047117.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,781 Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 17:56 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | GrantCommon Stock | 11,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-21-000056 · wf-form4_161911417897990.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,781 Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 14:38 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | PurchaseCommon Stock | 30,000 | $33.12 | $993,600.00 |
DisclosureSEC source: 0001077428-20-000102 · wf-form4_159784792495352.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,076 Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 18:59 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | GrantCommon Stock | 2,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-20-000088 · wf-form4_159362997037392.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,076 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:48 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionStock Appreciation Rights · Derivative | 3,000 | $0.00 Strike: $18.52 | $0.00 |
DisclosureSEC source: 0001077428-20-000027 · wf-form4_158154407618966.xml · derivative · entry 3 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2020-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 18, 2011. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:48 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Tax withholdingCommon Stock | 987 | $56.43 | $55,696.41 |
DisclosureSEC source: 0001077428-20-000027 · wf-form4_158154407618966.xml · nonDerivative · entry 2 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,834 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:48 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock | 3,000 | $18.52 | $55,560.00 |
DisclosureSEC source: 0001077428-20-000027 · wf-form4_158154407618966.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 19:40 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionStock Appreciation Rights · Derivative | 3,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001077428-19-000066 · wf-form4_155613480508200.xml · derivative · entry 3 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 19, 2010. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 19:40 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Tax withholdingCommon Stock | 669 | $63.63 | $42,568.47 |
DisclosureSEC source: 0001077428-19-000066 · wf-form4_155613480508200.xml · nonDerivative · entry 2 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,821 Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 19:40 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock | 3,000 | $14.17 | $42,510.00 |
DisclosureSEC source: 0001077428-19-000066 · wf-form4_155613480508200.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:57 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | GrantCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-19-000045 · wf-form4_155562102169998.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 21:33 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | GrantCommon Stock | 611 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-18-000064 · wf-form4_152408721454555.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,383 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 15:13 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionStock Appreciation Rights · Derivative | 3,000 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001077428-18-000039 · wf-form4_152043558321216.xml · derivative · entry 3 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 19, 2009. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 15:13 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Tax withholdingCommon Stock | 597 | $93.90 | $56,058.30 |
DisclosureSEC source: 0001077428-18-000039 · wf-form4_152043558321216.xml · nonDerivative · entry 2 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,772 Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 15:13 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock | 3,000 | $18.67 | $56,010.00 |
DisclosureSEC source: 0001077428-18-000039 · wf-form4_152043558321216.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:52 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock · Derivative | 2,000 | $0.00 Strike: $22.47 | $0.00 |
DisclosureSEC source: 0001077428-17-000053 · wf-form4_149340192401239.xml · derivative · entry 3 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock appreciation rights vested in five equal annual installments beginning on July 23, 2008. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:52 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Tax withholdingCommon Stock | 587 | $76.65 | $44,993.55 |
DisclosureSEC source: 0001077428-17-000053 · wf-form4_149340192401239.xml · nonDerivative · entry 2 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,369 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:52 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | Exercise / conversionCommon Stock | 2,000 | $22.47 | $44,940.00 |
DisclosureSEC source: 0001077428-17-000053 · wf-form4_149340192401239.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 15:10 UTC | TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 | GrantCommon Stock | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001077428-17-000029 · wf-form4_149270101435383.xml · nonDerivative · entry 1 HELM LARRY L · CIK 0001195351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,956 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.