Tapewire

Nasdaq · USD

TCBI

TEXAS CAPITAL BANCSHARES INC/TX

Export transactions ↓
Tapewire entity
4035
SEC CIK
0001077428
Parsed reports
461

Last 12 months

Inside the activity.

22 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 2026100
Mar 202660
Apr 202600
May 202600
Jun 202613
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 22, 2021 17:56 UTC
HELM LARRY LDirector · CEO and President
GrantCommon Stock 11,705 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000056 · wf-form4_161911417897990.xml · nonDerivative · entry 1

HELM LARRY L · CIK 0001195351 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,781

Read SEC document
April 20, 2021 Filed Apr 22, 2021 17:53 UTC GrantCommon Stock 1,015 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000052 · wf-form4_161911394484907.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,233

Read SEC document
March 26, 2021 Filed Mar 29, 2021 15:56 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 813 $77.50 $63,007.50
Disclosure

SEC source: 0001077428-21-000047 · wf-form4_161703335657282.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,566

Read SEC document
March 01, 2021 Filed Mar 3, 2021 14:40 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,077 $24.75 $249,405.75
Disclosure

SEC source: 0001077428-21-000035 · wf-form4_161478241178165.xml · nonDerivative · entry 1

Ragusa Elysia Holt · CIK 0001421287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,077

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 11:02 UTC
Storms Timothy JChief Risk Officer
GrantCommon Stock 3,544 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000031 · wf-form4_161470091932171.xml · nonDerivative · entry 1

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:04 UTC
Detrich EllenController
GrantCommon Stock 1,510 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000033 · wf-form4_161470107692499.xml · nonDerivative · entry 1

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,442

Read SEC document
February 26, 2021 Filed Mar 2, 2021 15:59 UTC
Holmes Rob CPresident and CEO
GrantCommon Stock 22,966 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000027 · wf-form4_161470073548628.xml · nonDerivative · entry 1

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,721

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:00 UTC
Anderson Julie LChief Financial Officer
GrantCommon Stock 3,868 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000029 · wf-form4_161470081078725.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,379

Read SEC document
February 12, 2021 Filed Feb 16, 2021 19:26 UTC
Detrich EllenController
Tax withholdingCommon Stock 125 $69.80 $8,725.00
Disclosure

SEC source: 0001077428-21-000021 · wf-form4_161350359951097.xml · nonDerivative · entry 2

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,932

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:26 UTC
Detrich EllenController
Tax withholdingCommon Stock 165 $69.26 $11,427.90
Disclosure

SEC source: 0001077428-21-000021 · wf-form4_161350359951097.xml · nonDerivative · entry 1

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,057

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:24 UTC
Anderson Julie LChief Financial Officer
Exercise / conversionCommon Stock · Derivative 973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000019 · wf-form4_161350343908328.xml · derivative · entry 3

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 973 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance-based RSUs were granted on March 27, 2018 and vested on February 11, 2021 based on applicable performance goals.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:24 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 367 $67.76 $24,867.92
Disclosure

SEC source: 0001077428-21-000019 · wf-form4_161350343908328.xml · nonDerivative · entry 2

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,511

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:24 UTC
Anderson Julie LChief Financial Officer
Exercise / conversionCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000019 · wf-form4_161350343908328.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 8, 2021 22:42 UTC
Holmes Rob CPresident and CEO
GrantCommon Stock 233,755 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000009 · wf-form4_161282412768670.xml · nonDerivative · entry 1

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,755

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:06 UTC GiftCommon Stock 33,115 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000134 · wf-form4_160702594941668.xml · nonDerivative · entry 2

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 33,115

F2 · balance_after: Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%) and his spouse (50%), with Mr. Rosenberg serving as its president and as a director.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:06 UTC GiftCommon Stock 33,115 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000134 · wf-form4_160702594941668.xml · nonDerivative · entry 1

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242

F1 · date: The effective date of the transaction for purposes other than Section 16 filing compliance was October 31, 2020.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 20:48 UTC PurchaseCommon Stock 4,000 $52.65 $210,600.00
Disclosure

SEC source: 0001077428-20-000132 · wf-form4_160521409264681.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,972

F1 · price: The stated price represents the average based on prices ranging from $52.60 to $52.70. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 19:30 UTC PurchaseCommon Stock 1,000 $44.23 $44,230.00
Disclosure

SEC source: 0001077428-20-000128 · wf-form4_160408620451543.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,000

F3 · price: The stated price represents the average based on prices ranging from $44.20 to $44.25. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: Gainsco, Inc 401(k) Plan

Read SEC document
October 28, 2020 Filed Oct 30, 2020 19:30 UTC PurchaseCommon Stock 1,000 $43.10 $43,100.00
Disclosure

SEC source: 0001077428-20-000128 · wf-form4_160408620451543.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,000

F1 · price: The stated price represents the average based on prices ranging from $43.04 to $43.15. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: Gainsco, Inc 401(k) Plan

Read SEC document
September 17, 2020 Filed Sep 18, 2020 13:28 UTC
Turpen John GChief Risk Officer
Tax withholdingCommon Stock 536 $32.01 $17,157.36
Disclosure

SEC source: 0001077428-20-000114 · wf-form4_160043571227663.xml · nonDerivative · entry 1

Turpen John G · CIK 0001766216 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,948

Read SEC document
September 01, 2020 Filed Sep 2, 2020 16:03 UTC
Ackerson Vince A.Vice Chairman
GrantCommon Stock 4,806 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000107 · wf-form4_159906260011618.xml · nonDerivative · entry 1

Ackerson Vince A. · CIK 0001486460 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,589

Read SEC document
August 18, 2020 Filed Aug 19, 2020 14:38 UTC
HELM LARRY LDirector · CEO and President
PurchaseCommon Stock 30,000 $33.12 $993,600.00
Disclosure

SEC source: 0001077428-20-000102 · wf-form4_159784792495352.xml · nonDerivative · entry 1

HELM LARRY L · CIK 0001195351 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,076

Read SEC document
July 17, 2020 Filed Jul 20, 2020 20:41 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 157 $27.16 $4,264.12
Disclosure

SEC source: 0001077428-20-000094 · wf-form4_159527769222046.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,905

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:59 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000087 · wf-form4_159362994984570.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,972

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:02 UTC
Turpen John GChief Risk Officer
GrantCommon Stock 16,212 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000092 · wf-form4_159363010137983.xml · nonDerivative · entry 1

Turpen John G · CIK 0001766216 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,484

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:00 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000090 · wf-form4_159363002327220.xml · nonDerivative · entry 1

Browning James H · CIK 0001475086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,951

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:01 UTC
Anderson Julie LChief Financial Officer
GrantCommon Stock 20,522 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000091 · wf-form4_159363008002743.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,062

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:00 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000089 · wf-form4_159362999343431.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:59 UTC
HELM LARRY LDirector
GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000088 · wf-form4_159362997037392.xml · nonDerivative · entry 1

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,076

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:58 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000086 · wf-form4_159362989770649.xml · nonDerivative · entry 1

Tremblay Dale W · CIK 0001341611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,972

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:57 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000085 · wf-form4_159362984884252.xml · nonDerivative · entry 1

Huntley David S. · CIK 0001626578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,620

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:57 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000084 · wf-form4_159362980026994.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,524

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:56 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000083 · wf-form4_159362974584367.xml · nonDerivative · entry 1

Hyle Charles S · CIK 0001292558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:55 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000082 · wf-form4_159362969199254.xml · nonDerivative · entry 1

Ragusa Elysia Holt · CIK 0001421287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,772

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:53 UTC GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000080 · wf-form4_159362957231423.xml · nonDerivative · entry 1

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,357

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:54 UTC
TURPIN IAN JDirector
GrantCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000081 · wf-form4_159362963294207.xml · nonDerivative · entry 1

TURPIN IAN J · CIK 0001140571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,051

Read SEC document
June 29, 2020 Filed Jul 1, 2020 18:52 UTC
Detrich EllenController
GrantCommon Stock 3,449 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000079 · wf-form4_159362951240725.xml · nonDerivative · entry 1

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

Read SEC document
May 26, 2020 Filed May 27, 2020 18:54 UTC
CARGILL C KEITHVice Chairman
GrantCommon Stock 83,637 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000062 · wf-form4_159060567759387.xml · nonDerivative · entry 1

CARGILL C KEITH · CIK 0001256941 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,552

Read SEC document
March 20, 2020 Filed Mar 23, 2020 14:49 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 658 $22.36 $14,712.88
Disclosure

SEC source: 0001077428-20-000047 · wf-form4_158497492651565.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,540

Read SEC document
March 20, 2020 Filed Mar 23, 2020 14:47 UTC
Ackerson Vince A.Texas President CLO-TCB
Tax withholdingCommon Stock 815 $22.36 $18,223.40
Disclosure

SEC source: 0001077428-20-000045 · wf-form4_158497483766333.xml · nonDerivative · entry 1

Ackerson Vince A. · CIK 0001486460 · Texas President CLO-TCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,783

Read SEC document
March 20, 2020 Filed Mar 23, 2020 14:45 UTC
CARGILL C KEITHDirector · President and CEO
Tax withholdingCommon Stock 3,939 $22.36 $88,076.04
Disclosure

SEC source: 0001077428-20-000043 · wf-form4_158497472053623.xml · nonDerivative · entry 1

CARGILL C KEITH · CIK 0001256941 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,915

Read SEC document
February 12, 2020 Filed Feb 13, 2020 18:44 UTC
Anderson Julie LChief Financial Officer
Exercise / conversionCommon Stock · Derivative 2,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000031 · wf-form4_158161947070351.xml · derivative · entry 3

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,657 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,032 target performance-based RSUs were granted on March 22, 2017. Such performance-based RSUs vested above the maximum performance level of applicable performance goals, resulting 2,657 shares vesting. Each performance unit represented a contingent right to receive a share of issuer common stock.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 20:04 UTC
Detrich EllenController
GrantCommon Stock 2,223 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000037 · wf-form4_158162424715333.xml · nonDerivative · entry 2

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,773

Read SEC document
February 12, 2020 Filed Feb 13, 2020 20:04 UTC
Detrich EllenController
Tax withholdingCommon Stock 124 $56.47 $7,002.28
Disclosure

SEC source: 0001077428-20-000037 · wf-form4_158162424715333.xml · nonDerivative · entry 1

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Read SEC document
February 12, 2020 Filed Feb 13, 2020 18:47 UTC
Ackerson Vince A.Texas President CLO-TCB
Exercise / conversionCommon Stock · Derivative 3,294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000033 · wf-form4_158161963711911.xml · derivative · entry 4

Ackerson Vince A. · CIK 0001486460 · Texas President CLO-TCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,294 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 2,519 target performance-based RSUs were granted on March 22, 2017. Such performance-based RSUs vested above the maximum performance level of applicable performance goals, resulting in 3,294 shares vesting. Each performance unit represented a contingent right to receive a share of issuer common stock.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:48 UTC
HELM LARRY LDirector
Exercise / conversionStock Appreciation Rights · Derivative 3,000 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001077428-20-000027 · wf-form4_158154407618966.xml · derivative · entry 3

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested in five equal annual installments beginning on May 18, 2011.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:48 UTC
HELM LARRY LDirector
Tax withholdingCommon Stock 987 $56.43 $55,696.41
Disclosure

SEC source: 0001077428-20-000027 · wf-form4_158154407618966.xml · nonDerivative · entry 2

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,834

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:48 UTC
HELM LARRY LDirector
Exercise / conversionCommon Stock 3,000 $18.52 $55,560.00
Disclosure

SEC source: 0001077428-20-000027 · wf-form4_158154407618966.xml · nonDerivative · entry 1

HELM LARRY L · CIK 0001195351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:44 UTC
Anderson Julie LChief Financial Officer
Tax withholdingCommon Stock 942 $56.24 $52,978.08
Disclosure

SEC source: 0001077428-20-000031 · wf-form4_158161947070351.xml · nonDerivative · entry 2

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,198

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:44 UTC
Anderson Julie LChief Financial Officer
Exercise / conversionCommon Stock 2,657 $0.00 $0.00
Disclosure

SEC source: 0001077428-20-000031 · wf-form4_158161947070351.xml · nonDerivative · entry 1

Anderson Julie L · CIK 0001458896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.