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TACT

TRANSACT TECHNOLOGIES INC

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7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 200 $5.24 Strike: $5.24 $1,048.00
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · derivative · entry 8

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,217

Underlying: Common Stock · 200 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 200 $9.50 $1,900.00
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · nonDerivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

Read SEC document
September 07, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 200 $5.24 $1,048.00
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionStock Option · Derivative 700 $5.24 Strike: $5.24 $3,668.00
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · derivative · entry 10

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

Underlying: Common Stock · 700 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 700 $9.80 $6,860.00
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:48 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionCommon Stock 700 $5.24 $3,668.00
Disclosure

SEC source: 0001245709-17-000002 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 2,583 $5.24 Strike: $5.24 $13,534.92
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · derivative · entry 7

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,417

Underlying: Common Stock · 2,583 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 2,583 $9.75 $25,184.25
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:35 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 2,583 $5.24 $13,534.92
Disclosure

SEC source: 0001245709-17-000001 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 19:52 UTC
Hoffman Andrew JohnSVP, Operations
Exercise / conversionStock Option · Derivative 2,000 $2.18 Strike: $2.18 $4,360.00
Disclosure

SEC source: 0001017303-17-000053 · primary_doc.xml · derivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,041 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Hoffman relinquished 959 shares of common stock that were exercised in a net settlement cashless exercise on August 10, 2017.

F1 · derivative.underlying_shares: Mr. Hoffman relinquished 959 shares of common stock that were exercised in a net settlement cashless exercise on August 10, 2017.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 19:52 UTC
Hoffman Andrew JohnSVP, Operations
GrantCommon Stock 1,041 $2.18 $2,269.38
Disclosure

SEC source: 0001017303-17-000053 · primary_doc.xml · nonDerivative · entry 1

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

F1 · price: Mr. Hoffman relinquished 959 shares of common stock that were exercised in a net settlement cashless exercise on August 10, 2017.

Read SEC document
May 22, 2017 Filed May 24, 2017 17:37 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 16,200 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000034 · primary_doc.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 17:37 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantStock Option · Derivative 82,100 $8.30 Strike: $8.30 $681,430.00
Disclosure

SEC source: 0001017303-17-000034 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,100

Underlying: Common Stock · 82,100 shares

Expires 2027-05-22

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:42 UTC
Hoffman Andrew JohnSVP, Operations
GrantStock Option · Derivative 5,000 $8.30 Strike: $8.30 $41,500.00
Disclosure

SEC source: 0001017303-17-000041 · primary_doc.xml · derivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-05-22

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:38 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
GrantStock Option · Derivative 5,000 $8.30 Strike: $8.30 $41,500.00
Disclosure

SEC source: 0001017303-17-000040 · primary_doc.xml · derivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-05-22

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:33 UTC
Brooks Donald ESVP, Engineering
GrantStock Option · Derivative 5,000 $8.30 Strike: $8.30 $41,500.00
Disclosure

SEC source: 0001017303-17-000039 · primary_doc.xml · derivative · entry 2

Brooks Donald E · CIK 0001545083 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-05-22

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:29 UTC GrantRestricted Stock Units · Derivative 4,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000038 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:23 UTC
DILLON JOHNDirector
GrantRestricted Stock Units · Derivative 4,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000037 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:20 UTC GrantRestricted Stock Units · Derivative 4,700 $0.00 $0.00
Disclosure

SEC source: 0001245799-17-000002 · primary_doc.xml · derivative · entry 4

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:06 UTC
Newmark AndrewEVP, Sales & Marketing
GrantRestricted Stock Units · Derivative 4,900 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000036 · primary_doc.xml · derivative · entry 3

Newmark Andrew · CIK 0001631151 · EVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:06 UTC
Newmark AndrewEVP, Sales & Marketing
GrantStock Option · Derivative 24,700 $8.30 Strike: $8.30 $205,010.00
Disclosure

SEC source: 0001017303-17-000036 · primary_doc.xml · derivative · entry 2

Newmark Andrew · CIK 0001631151 · EVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,700

Underlying: Common Stock · 24,700 shares

Expires 2027-05-22

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 17:51 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000035 · primary_doc.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Common Stock · 5,100 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 17:51 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantStock Option · Derivative 25,700 $8.30 Strike: $8.30 $213,310.00
Disclosure

SEC source: 0001017303-17-000035 · primary_doc.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

Underlying: Common Stock · 25,700 shares

Expires 2027-05-22

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
May 12, 2017 Filed May 15, 2017 20:04 UTC Exercise / conversionStock Option · Derivative 10,000 $6.38 Strike: $6.38 $63,800.00
Disclosure

SEC source: 0001017303-17-000031 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,359 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Tanaka relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

F1 · derivative.underlying_shares: Mr. Tanaka relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

Read SEC document
May 12, 2017 Filed May 15, 2017 20:04 UTC GrantCommon Stock 2,359 $6.38 $15,050.42
Disclosure

SEC source: 0001017303-17-000031 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,769

F1 · price: Mr. Tanaka relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

Read SEC document
May 12, 2017 Filed May 15, 2017 19:26 UTC Exercise / conversionStock Option · Derivative 10,000 $6.38 Strike: $6.38 $63,800.00
Disclosure

SEC source: 0001017303-17-000030 · primary_doc.xml · derivative · entry 4

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,359 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Schwarz relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

F1 · derivative.underlying_shares: Mr. Schwarz relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

Read SEC document
May 12, 2017 Filed May 15, 2017 19:26 UTC GrantCommon Stock 2,359 $6.38 $15,050.42
Disclosure

SEC source: 0001017303-17-000030 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,359

F1 · price: Mr. Schwarz relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 19:53 UTC Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000020 · primary_doc.xml · derivative · entry 4

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 19:53 UTC GrantCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000020 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 17:50 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000018 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 17:50 UTC
DILLON JOHNDirector
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000018 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 18:49 UTC Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000019 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 18:49 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000019 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,410

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:47 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionDeferred Stock Units · Derivative 2,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000007 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735

Underlying: Common Stock · 2,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

F2 · price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

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February 27, 2017 Filed Mar 1, 2017 22:47 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 2,631 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000007 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

F2 · price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:19 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionDeferred Stock Units · Derivative 6,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000006 · primary_doc.xml · derivative · entry 7

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,074

Underlying: Common Stock · 6,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

F1 · price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:19 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 3,664 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000006 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F2 · shares: Mr. Shuldman relinquished 2,368 shares of common stock of the 6,032 deferred stock units that converted to common stock on February 27, 2017 in order to pay required income and payroll taxes.

F1 · price: Represents Deferred Stock Units granted on February 27, 2014 that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 22:59 UTC
Newmark AndrewEVP, Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000008 · primary_doc.xml · derivative · entry 2

Newmark Andrew · CIK 0001631151 · EVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 1,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plant, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plant, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plant, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plant, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 22:59 UTC
Newmark AndrewEVP, Sales & Marketing
GrantCommon Stock 1,275 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000008 · primary_doc.xml · nonDerivative · entry 1

Newmark Andrew · CIK 0001631151 · EVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,165

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plant, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 22:47 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 1,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000007 · primary_doc.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 22:47 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000007 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,205

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 22:19 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000006 · primary_doc.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Underlying: Common Stock · 4,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2017 Filed Mar 1, 2017 22:19 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000006 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150

F3 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
September 15, 2016 Filed Sep 15, 2016 20:57 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 1,784 $7.25 $12,934.00
Disclosure

SEC source: 0001017303-16-000113 · primary_doc.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

F3 · price: Represents the sale of 1,784 shares in 7 different transactions, for $7.25 per share. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 20:57 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 2,180 $7.36 $16,044.80
Disclosure

SEC source: 0001017303-16-000113 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734

F2 · price: Represents the sale of 2,180 shares in 15 different transactions, ranging from $7.25 and $7.58 per share, resulting in a weighted average sale price per share of $7.36. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 20:57 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 2,036 $7.38 $15,025.68
Disclosure

SEC source: 0001017303-16-000113 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914

F1 · price: Represents the sale of 2,036 shares in 14 different transactions, ranging from $7.25 and $7.54 per share, resulting in a weighted average sale price per share of $7.38. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.