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TANAKA GRAHAM Y

Disclosed activity across 1 company

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157241
SEC CIK
0001245800

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CompanyLast reported asReport datePublished
TRANSACT TECHNOLOGIES INCTACT · Entity 7179DirectorMay 22, 2019May 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRANSACT TECHNOLOGIES INC

Report date May 22, 2019 · Filed May 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect73,833 Reported balance After 2019-05-22 transaction · row 1
1 source row

Row 1 · 2019-05-22 · Grant · Acquired 1,175 · Balance 73,833

F1: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,350 Reported balance After 2019-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-22 · Exercise / conversion · Disposed 1,175 · Balance 2,350

F1: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeIndirectCustodian for Children3,015 Reported balance Holding disclosure · report date 2019-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,015

Filing footnotes · ownership attribution and instrument terms

F1: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2019 Filed May 23, 2019 16:41 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-19-000036 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:41 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001017303-19-000036 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,833

F1 · price: Shares of the Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:59 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-009477 · doc1.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:59 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-009477 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,658

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 17:26 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005717 · doc1.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 17:26 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005717 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,158

F1 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 23:29 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 5,916 $9.51 $56,261.16
Disclosure

SEC source: 0001567619-18-007727 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,258

F2 · price: Represents the sale of 5,916 shares in 61 different transactions ranging from $9.50 to $9.55 per share, resulting in a weighted average sale price per share of $9.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:29 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 1,636 $9.46 $15,476.56
Disclosure

SEC source: 0001567619-18-007727 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,174

F1 · price: Represents the sale of 1,636 shares in 14 different transactions ranging from $9.45 to $9.55 per share, resulting in a weighted average sale price per share of $9.46. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 06, 2018 Filed Dec 6, 2018 23:03 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 4,517 $9.90 $44,718.30
Disclosure

SEC source: 0001567619-18-007450 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,810

F2 · price: Represents the sale of 4,517 shares in 64 different transactions ranging from $9.88 to $9.96 per share, resulting in a weighted average sale price per share of $9.90. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:03 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 3,939 $10.06 $39,626.34
Disclosure

SEC source: 0001567619-18-007450 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,327

F1 · price: Represents the sale of 3,939 shares in 14 different transactions ranging from $9.90 to $10.21 per share, resulting in a weighted average sale price per share of $10.06. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 22:14 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 4,464 $10.59 $47,273.76
Disclosure

SEC source: 0001567619-18-007255 · doc1.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,266

F3 · price: Represents the sale of 4,464 shares in 24 different transactions ranging from $10.50 to $10.71 per share, resulting in a weighted average sale price per share of $10.59. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:14 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 9,229 $10.41 $96,073.89
Disclosure

SEC source: 0001567619-18-007255 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,730

F2 · price: Represents the sale of 9,229 shares in 56 different transactions ranging from $10.37 to $10.55 per share, resulting in a weighted average sale price per share of $10.41. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:14 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 9,535 $10.50 $100,117.50
Disclosure

SEC source: 0001567619-18-007255 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,959

F1 · price: Represents the sale of 9,535 shares in 88 different transactions ranging from $10.45 to $10.55 per share, resulting in a weighted average sale price per share of $10.50. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 22:30 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 4,786 $10.36 $49,582.96
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 4

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,494

F3 · price: Represents the sale of 4,786 shares in 59 different transactions ranging from $10.35 to $10.43 per share, resulting in a weighted average sale price per share of $10.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:30 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 1,691 $10.39 $17,569.49
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,280

F2 · price: Represents the sale of 1,691 shares in 13 different transactions ranging from $10.35 to $10.49 per share, resulting in a weighted average sale price per share of $10.39. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:30 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 7,500 $4.84 Strike: $4.84 $36,300.00
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · derivative · entry 6

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:30 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 7,500 $10.51 $78,825.00
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,971

F1 · price: Represents the sale of 7,500 shares in 54 different transactions ranging from $10.50 to $10.55 per share, resulting in a weighted average sale price per share of $10.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:30 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 7,500 $4.84 $36,300.00
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 22:47 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 15,000 $10.35 $155,250.00
Disclosure

SEC source: 0001567619-18-006940 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,971

F2 · price: Represents the sale of 15,000 shares in 97 different transactions ranging from $10.30 to $10.43 per share, resulting in a weighted average sale price per share of $10.35. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:47 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 17,385 $10.62 $184,628.70
Disclosure

SEC source: 0001567619-18-006940 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,971

F1 · price: Represents the sale of 17,385 shares in 110 different transactions ranging from $10.50 to $10.71 per share, resulting in a weighted average sale price per share of $10.62. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 21:53 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 13,796 $11.42 $157,550.32
Disclosure

SEC source: 0001567619-18-006547 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,356

F1 · price: Represents the sale of 13,796 shares in 69 different transactions ranging from $11.15 to $11.81 per share, resulting in a weighted average sale price per share of $11.42. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:53 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 1,972 $11.94 $23,545.68
Disclosure

SEC source: 0001567619-18-006547 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,152

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 1,621 $12.51 $20,278.71
Disclosure

SEC source: 0001567619-18-006462 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,124

F1 · price: Represents the sale of 1,621 shares in 9 different transactions ranging from $12.50 to $12.60 per share, resulting in a weighted average sale price per share of $12.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 23:22 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 8,655 $12.22 $105,764.10
Disclosure

SEC source: 0001567619-18-005889 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,745

F2 · price: Represents the sale of 8,655 shares in 43 different transactions ranging from $12.15 to $12.50 per share, resulting in a weighted average sale price per share of $12.22. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:22 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 3,956 $12.30 $48,658.80
Disclosure

SEC source: 0001567619-18-005889 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,400

F1 · price: Represents the sale of 3,956 shares in 19 different transactions ranging from $12.22 to $12.45 per share, resulting in a weighted average sale price per share of $12.30. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:13 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000042 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:13 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000042 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,356

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:03 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000031 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:03 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000031 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,181

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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March 01, 2018 Filed Mar 5, 2018 23:41 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000013 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

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December 15, 2017 Filed Dec 18, 2017 21:53 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 4,050 $13.30 $53,865.00
Disclosure

SEC source: 0001017303-17-000081 · primary_doc.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Children

Disclosed balance after: 3,015

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December 15, 2017 Filed Dec 18, 2017 21:53 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 6,423 $13.35 $85,747.05
Disclosure

SEC source: 0001017303-17-000081 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,681

F1 · price: Represents the sale of 6,423 shares in 99 different transactions ranging from $13.30 to $13.45 per share, resulting in a weighted average sale price per share of $13.35. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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December 14, 2017 Filed Dec 14, 2017 22:06 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 2,095 $13.39 $28,052.05
Disclosure

SEC source: 0001017303-17-000080 · primary_doc.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,104

F3 · price: Represents the sale of 2,095 shares in 31 different transactions ranging from $13.35 to $13.65 per share, resulting in a weighted average sale price per share of $13.39. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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December 13, 2017 Filed Dec 14, 2017 22:06 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 7,954 $13.56 $107,856.24
Disclosure

SEC source: 0001017303-17-000080 · primary_doc.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,199

F2 · price: Represents the sale of 7,954 shares in 71 different transactions ranging from $13.50 to $13.60 per share, resulting in a weighted average sale price per share of $13.56. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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December 12, 2017 Filed Dec 14, 2017 22:06 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 10,616 $13.42 $142,466.72
Disclosure

SEC source: 0001017303-17-000080 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,153

F1 · price: Represents the sale of 10,616 shares in 129 different transactions ranging from $13.40 to $13.55 per share, resulting in a weighted average sale price per share of $13.42. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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November 28, 2017 Filed Nov 28, 2017 22:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 7,252 $7.80 Strike: $7.80 $56,565.60
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · derivative · entry 7

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,252 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 28, 2017 Filed Nov 28, 2017 22:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 7,252 $13.29 $96,379.08
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 4

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,769

F1 · price: Represents the sale of 7,252 shares in 54 different transactions ranging from $13.20 to $13.40 per share, resulting in a weighted average sale price per share of $13.29. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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November 28, 2017 Filed Nov 28, 2017 22:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 7,252 $7.80 $56,565.60
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 2,748 $7.80 Strike: $7.80 $21,434.40
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · derivative · entry 6

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

Underlying: Common Stock · 2,748 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 SaleCommon Stock 2,748 $13.20 $36,273.60
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,769

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:36 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 2,748 $7.80 $21,434.40
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:29 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantRestricted Stock Units · Derivative 4,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000038 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

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May 12, 2017 Filed May 15, 2017 20:04 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 10,000 $6.38 Strike: $6.38 $63,800.00
Disclosure

SEC source: 0001017303-17-000031 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,359 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Tanaka relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

F1 · derivative.underlying_shares: Mr. Tanaka relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

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May 12, 2017 Filed May 15, 2017 20:04 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 2,359 $6.38 $15,050.42
Disclosure

SEC source: 0001017303-17-000031 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,769

F1 · price: Mr. Tanaka relinquished 7,641 shares of common stock of the 10,000 stock options that were exercised in a net settlement cashless exercise on May 12, 2017.

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April 28, 2017 Filed Apr 28, 2017 18:49 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-17-000019 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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April 28, 2017 Filed Apr 28, 2017 18:49 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001017303-17-000019 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,410

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.