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SHULDMAN BART C

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115940
SEC CIK
0001245706

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CompanyLast reported asReport datePublished
TRANSACT TECHNOLOGIES INCTACT · Entity 7179Director · CEO · 10% ownerMarch 02, 2023March 06, 2023

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRANSACT TECHNOLOGIES INC

Report date March 02, 2023 · Filed March 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect131,922 Ending reported balance After 2023-03-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-03-02 · Exercise / conversion · Acquired 3,160 · Balance 129,107

F2: Mr. Shuldman relinquished 1,190 shares of common stock of the 4,350 restricted stock units that converted to common stock on March 2, 2023 in order to pay the required income and payroll taxes.

Row 2 · 2023-03-04 · Exercise / conversion · Acquired 2,815 · Balance 131,922

F5: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023.

F4: Mr. Shuldman relinquished 1,060 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect13,050 Reported balance After 2023-03-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-02 · Exercise / conversion · Disposed 4,350 · Balance 13,050

F1: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,750 Reported balance After 2023-03-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-03-04 · Exercise / conversion · Disposed 3,875 · Balance 7,750

F3: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023.

Common StockSEC Table I · non-derivativeIndirectSpouse1,500 Reported balance Holding disclosure · report date 2023-03-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,500

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2: Mr. Shuldman relinquished 1,190 shares of common stock of the 4,350 restricted stock units that converted to common stock on March 2, 2023 in order to pay the required income and payroll taxes.

F3: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4: Mr. Shuldman relinquished 1,060 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes.

F5: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2023 Filed Mar 6, 2023 22:59 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 3,875 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000041 · form4.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock · 3,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023.

F3 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 22:59 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 2,815 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000041 · form4.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023.

F4 · shares: Mr. Shuldman relinquished 1,060 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes.

F4 · price: Mr. Shuldman relinquished 1,060 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:59 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 4,350 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000041 · form4.xml · derivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,050

Underlying: Common Stock · 4,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:59 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 3,160 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000041 · form4.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. Shuldman relinquished 1,190 shares of common stock of the 4,350 restricted stock units that converted to common stock on March 2, 2023 in order to pay the required income and payroll taxes.

F2 · price: Mr. Shuldman relinquished 1,190 shares of common stock of the 4,350 restricted stock units that converted to common stock on March 2, 2023 in order to pay the required income and payroll taxes.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:55 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantRestricted Stock Units · Derivative 22,400 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000021 · form4.xml · derivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Underlying: Common Stock · 22,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:55 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantStock Options · Derivative 56,300 $7.07 Strike: $7.07 $398,041.00
Disclosure

SEC source: 0001017303-23-000021 · form4.xml · derivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,300

Underlying: Common Stock · 56,300 shares

Expires 2023-03-01

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:54 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 6,075 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000011 · form4.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075

Underlying: Common Stock · 6,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:54 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 6,275 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000011 · form4.xml · derivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:54 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 4,413 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000011 · form4.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. Shuldman relinquished 1,662 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2023 in order to pay the required income and payroll taxes

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:54 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 4,559 $0.00 $0.00
Disclosure

SEC source: 0001017303-23-000011 · form4.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Shuldman relinquished 1,716 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2023 in order to pay the required income and payroll taxes

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionPerformance Stock Units · Derivative 7,269 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001264811-23-000001 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,270

Underlying: Common Stock · 7,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ended December 31, 2021. The performance criteria was satisfied at a 82.6% level, which resulted in a payout of 56.5% of the PSUs granted during 2021.

F3 · derivative.expiration_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ended December 31, 2021. The performance criteria was satisfied at a 82.6% level, which resulted in a payout of 56.5% of the PSUs granted during 2021.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 4,917 $6.32 $31,075.44
Disclosure

SEC source: 0001264811-23-000001 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Shares of performance stock units (PSU) vested on 12/31/2022 and issued on 1/3/2023.

F2 · shares: Mr. Shuldman relinquished 2,352 shares of common stock of the 7,270 performance stock units that converted to common stock on January 3, 2023 in order to pay the required income and payroll taxes.

Read SEC document
December 30, 2022 Filed Feb 15, 2023 02:27 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 OtherCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-002539 · marketforms-59488.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,975

F2 · shares: The reporting person received these shares by transfer of will following the passing of the reporting person's mother.

Read SEC document
September 08, 2022 Filed Feb 15, 2023 02:27 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GiftCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-002539 · marketforms-59488.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Mother

Disclosed balance after: 0

F1 · shares: Previously the reporting person reported indirect beneficial ownership of 3,750 shares of common stock held by the reporting person's mother. On September 8, 2022, the reporting person's mother passed away and these shares were transferred into her estate.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 13:01 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 PurchaseCommon Stock 2,000 $3.95 $7,900.00
Disclosure

SEC source: 0001017303-22-000031 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,476

Read SEC document
June 10, 2022 Filed Jun 14, 2022 13:01 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 PurchaseCommon Stock 2,000 $4.45 $8,900.00
Disclosure

SEC source: 0001017303-22-000031 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,476

Read SEC document
March 04, 2022 Filed Mar 4, 2022 22:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 3,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 9

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,625

Underlying: Common Stock · 3,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 22:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 2,621 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006398 · doc1.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Mr. Shuldman relinquished 1,254 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2022 in order to pay the required income and payroll taxes.

F7 · price: Mr. Shuldman relinquished 1,254 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2022 in order to pay the required income and payroll taxes.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionPerformance Stock Units · Derivative 7,270 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

Underlying: Common Stock · 7,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

F4 · price: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

F4 · derivative.exercise_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

F4 · derivative.expiration_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantRestricted Stock Units · Derivative 17,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 7

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

Underlying: Common Stock · 17,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantStock Option · Derivative 48,600 $9.10 Strike: $9.10 $442,260.00
Disclosure

SEC source: 0001567619-22-006398 · doc1.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,600

Underlying: Common Stock · 48,600 shares

Expires 2032-03-02

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:20 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 4,918 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006398 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Mr. Shuldman relinquished 2,352 shares of common stock of the 7,270 performance stock units that converted to common stock on March 2, 2022 in order to pay the required income and payroll taxes.

F6 · price: Mr. Shuldman relinquished 2,352 shares of common stock of the 7,270 performance stock units that converted to common stock on March 2, 2022 in order to pay the required income and payroll taxes.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 17,500 $6.70 Strike: $6.70 $117,250.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 11

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 2,350 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 10

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 2,995 $6.70 $20,066.50
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents a "net exercise" of 17,500 outstanding stock options. 14,505 shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on March 1, 2022 of $8.97 per share and payment of the required income and payroll taxes.

F7 · price: Represents a "net exercise" of 17,500 outstanding stock options. 14,505 shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on March 1, 2022 of $8.97 per share and payment of the required income and payroll taxes.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Mr. Shuldman relinquished 761 shares of common stock of the 2,350 restricted stock units that converted to common stock on March 1, 2022 in order to pay the required income and payroll taxes.

F6 · price: Mr. Shuldman relinquished 761 shares of common stock of the 2,350 restricted stock units that converted to common stock on March 1, 2022 in order to pay the required income and payroll taxes.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 6,075 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 9

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

Underlying: Common Stock · 6,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 6,275 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 6,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 4,109 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Mr. Shuldman relinquished 1,966 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

F5 · price: Mr. Shuldman relinquished 1,966 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 23:37 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionCommon Stock 4,245 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005899 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Shuldman relinquished 2,030 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

F4 · price: Mr. Shuldman relinquished 2,030 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2022 in order to pay the required income and payroll taxes.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:53 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 5,000 $6.70 Strike: $6.70 $33,500.00
Disclosure

SEC source: 0001017303-21-000051 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 5,000 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:53 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 5,000 $6.70 $33,500.00
Disclosure

SEC source: 0001017303-21-000051 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,999

Read SEC document
May 22, 2021 Filed May 24, 2021 20:55 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000045 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2021 Filed May 24, 2021 20:55 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 2,740 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000045 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,999

F2 · shares: Mr. Shuldman relinquished 1,310 shares of common stock of the 4,050 restricted stock units that converted to common stock on May 22, 2021 in order to pay the required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:17 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantRestricted Stock Units · Derivative 15,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005858 · doc1.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 04, 2021 Filed Mar 9, 2021 01:17 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantStock Option · Derivative 44,700 $10.27 Strike: $10.27 $459,069.00
Disclosure

SEC source: 0001567619-21-005858 · doc1.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,700

Underlying: Common Stock · 44,700 shares

Expires 2031-03-04

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 8,750 $9.89 Strike: $9.89 $86,537.50
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 11

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 10

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 1,199 $9.89 $11,858.11
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 4

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,259

F7 · price: Represents a "net exercise" of outstanding stock options. These shares were withheld by TransAct Technologies for payment of the exercise price based on the market price of TransAct Technologies stock at the time of the option exercise on March 1, 2021 of $11.46 per share.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 1,590 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 3

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,060

F6 · shares: Mr. Shuldman relinquished 760 shares of common stock of the 2,350 restricted stock units that converted to common stock on March 1, 2021 in order to pay the required income and payroll taxes.

F3 · price: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 6,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 9

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,225

Underlying: Common Stock · 6,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 6,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · derivative · entry 8

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,550

Underlying: Common Stock · 6,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,470

F5 · shares: Mr. Shuldman relinquished 1,965 shares of common stock of the 6,075 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes.

F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 20:51 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 4,245 $0.00 $0.00
Disclosure

SEC source: 0001017303-21-000011 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,360

F4 · shares: Mr. Shuldman relinquished 2,030 shares of common stock of the 6,275 restricted stock units that converted to common stock on February 27, 2021 in order to pay the required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 22:19 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionStock Option · Derivative 8,750 $9.89 Strike: $9.89 $86,537.50
Disclosure

SEC source: 0001017303-21-000001 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 22:19 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 8,750 $9.89 $86,537.50
Disclosure

SEC source: 0001017303-21-000001 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,115

Read SEC document
June 02, 2020 Filed Jun 4, 2020 15:47 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 PurchaseCommon Stock 2,000 $4.45 $8,900.00
Disclosure

SEC source: 0001017303-20-000043 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,365

Read SEC document
May 22, 2020 Filed May 27, 2020 21:05 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 Exercise / conversionRestricted Stock Units · Derivative 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-011242 · doc1.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:05 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011242 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,365

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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April 30, 2020 Filed May 4, 2020 22:03 UTC TRANSACT TECHNOLOGIES INC TACT · Entity 7179 GrantStock Option · Derivative 35,000 $4.25 Strike: $4.25 $148,750.00
Disclosure

SEC source: 0001567619-20-008945 · doc1.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-04-30

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.