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Nasdaq · USD

TACT

TRANSACT TECHNOLOGIES INC

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Tapewire entity
7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 23:19 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantStock Option · Derivative 36,400 $13.65 Strike: $13.65 $496,860.00
Disclosure

SEC source: 0001017303-18-000010 · primary_doc.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,400

Underlying: Common Stock · 36,400 shares

Expires 2028-03-01

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:19 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 1,952 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000010 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,098

F4 · shares: The acquisition of common stock represents the vesting of performance share awards (PSAs), net of relinquishments, awarded on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2016 was a two-year combined EBITDA target for 2016 and 2017, which ended on December 31, 2017. The performance criteria was satisfied at the 89.9% level, which resulted in a payout of 74.6% of the PSAs granted during 2016. Mr. DeMartino relinquished 1,556 shares of common stock of the 3,508 PSAs that converted to common stock on March 1, 2018 in order to pay required income and payroll taxes

F4 · price: The acquisition of common stock represents the vesting of performance share awards (PSAs), net of relinquishments, awarded on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2016 was a two-year combined EBITDA target for 2016 and 2017, which ended on December 31, 2017. The performance criteria was satisfied at the 89.9% level, which resulted in a payout of 74.6% of the PSAs granted during 2016. Mr. DeMartino relinquished 1,556 shares of common stock of the 3,508 PSAs that converted to common stock on March 1, 2018 in order to pay required income and payroll taxes

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:03 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000009 · primary_doc.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:03 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantStock Option · Derivative 76,400 $13.65 Strike: $13.65 $1,042,860.00
Disclosure

SEC source: 0001017303-18-000009 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,400

Underlying: Common Stock · 76,400 shares

Expires 2028-03-01

F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:03 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000009 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,188

F4 · shares: The acquisition of common stock represents the vesting of performance share awards (PSAs), net of relinquishments, awarded on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2016 was a two-year combined EBITDA target for 2016 and 2017, which ended on December 31, 2017. The performance criteria was satisfied at the 89.9% level, which resulted in a payout of 74.6% of the PSAs granted during 2016. Mr. Shuldman relinquished 4,394 shares of common stock of the 11,194 PSAs that converted to common stock on March 1, 2018 in order to pay required income and payroll taxes.

F4 · price: The acquisition of common stock represents the vesting of performance share awards (PSAs), net of relinquishments, awarded on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2016 was a two-year combined EBITDA target for 2016 and 2017, which ended on December 31, 2017. The performance criteria was satisfied at the 89.9% level, which resulted in a payout of 74.6% of the PSAs granted during 2016. Mr. Shuldman relinquished 4,394 shares of common stock of the 11,194 PSAs that converted to common stock on March 1, 2018 in order to pay required income and payroll taxes.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 16:54 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionDeferred Stock Units · Derivative 7,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000004 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,574

Underlying: Common Stock · 7,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

F2 · price: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 16:54 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 3,985 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000004 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,146

F3 · shares: Mr. DeMartino relinquished 3,176 shares of common stock of the 7,161 deferred stock units that converted to common stock on February 26, 2018 in order to pay required income and payroll taxes.

F2 · price: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 16:34 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionDeferred Stock Units · Derivative 16,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000003 · primary_doc.xml · derivative · entry 7

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,657

Underlying: Common Stock · 16,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

F2 · price: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 16:34 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 9,973 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000003 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,388

F4 · shares: Mr. Shuldman relinquished 6,444 shares of common stock of the 16,417 deferred stock units that converted to common stock on February 26, 2018 in order to pay required income and payroll taxes.

F2 · price: Represents Deferred Stock Units granted on February 26, 2015 that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2018 Filed Feb 27, 2018 16:54 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 1,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000004 · primary_doc.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2018 Filed Feb 27, 2018 16:54 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000004 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,161

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2018 Filed Feb 27, 2018 16:34 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000003 · primary_doc.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 4,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2018 Filed Feb 27, 2018 16:34 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 2,551 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000003 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,415

F3 · shares: Mr. Shuldman relinquished 1,649 shares of common stock of the 4,200 restricted stock units that converted to common stock on February 25, 2018 in order to pay required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:53 UTC SaleCommon Stock 4,050 $13.30 $53,865.00
Disclosure

SEC source: 0001017303-17-000081 · primary_doc.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Children

Disclosed balance after: 3,015

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:53 UTC SaleCommon Stock 6,423 $13.35 $85,747.05
Disclosure

SEC source: 0001017303-17-000081 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,681

F1 · price: Represents the sale of 6,423 shares in 99 different transactions ranging from $13.30 to $13.45 per share, resulting in a weighted average sale price per share of $13.35. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 14, 2017 Filed Dec 14, 2017 22:06 UTC SaleCommon Stock 2,095 $13.39 $28,052.05
Disclosure

SEC source: 0001017303-17-000080 · primary_doc.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,104

F3 · price: Represents the sale of 2,095 shares in 31 different transactions ranging from $13.35 to $13.65 per share, resulting in a weighted average sale price per share of $13.39. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 22:06 UTC SaleCommon Stock 7,954 $13.56 $107,856.24
Disclosure

SEC source: 0001017303-17-000080 · primary_doc.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,199

F2 · price: Represents the sale of 7,954 shares in 71 different transactions ranging from $13.50 to $13.60 per share, resulting in a weighted average sale price per share of $13.56. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 22:06 UTC SaleCommon Stock 10,616 $13.42 $142,466.72
Disclosure

SEC source: 0001017303-17-000080 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,153

F1 · price: Represents the sale of 10,616 shares in 129 different transactions ranging from $13.40 to $13.55 per share, resulting in a weighted average sale price per share of $13.42. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:36 UTC Exercise / conversionStock Option · Derivative 7,252 $7.80 Strike: $7.80 $56,565.60
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · derivative · entry 7

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,252 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:36 UTC SaleCommon Stock 7,252 $13.29 $96,379.08
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 4

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,769

F1 · price: Represents the sale of 7,252 shares in 54 different transactions ranging from $13.20 to $13.40 per share, resulting in a weighted average sale price per share of $13.29. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:36 UTC Exercise / conversionCommon Stock 7,252 $7.80 $56,565.60
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 22:17 UTC Exercise / conversionStock Option · Derivative 4,577 $7.80 Strike: $7.80 $35,700.60
Disclosure

SEC source: 0001017303-17-000077 · primary_doc.xml · derivative · entry 8

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,577 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 22:17 UTC SaleCommon Stock 4,577 $13.00 $59,501.00
Disclosure

SEC source: 0001017303-17-000077 · primary_doc.xml · nonDerivative · entry 4

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,359

Read SEC document
November 28, 2017 Filed Nov 29, 2017 22:17 UTC Exercise / conversionCommon Stock 4,577 $7.80 $35,700.60
Disclosure

SEC source: 0001017303-17-000077 · primary_doc.xml · nonDerivative · entry 3

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:36 UTC Exercise / conversionStock Option · Derivative 2,748 $7.80 Strike: $7.80 $21,434.40
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · derivative · entry 6

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

Underlying: Common Stock · 2,748 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:36 UTC SaleCommon Stock 2,748 $13.20 $36,273.60
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,769

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:36 UTC Exercise / conversionCommon Stock 2,748 $7.80 $21,434.40
Disclosure

SEC source: 0001017303-17-000076 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 22:17 UTC Exercise / conversionStock Option · Derivative 5,423 $7.80 Strike: $7.80 $42,299.40
Disclosure

SEC source: 0001017303-17-000077 · primary_doc.xml · derivative · entry 7

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,577

Underlying: Common Stock · 5,423 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 22:17 UTC SaleCommon Stock 5,423 $13.20 $71,583.60
Disclosure

SEC source: 0001017303-17-000077 · primary_doc.xml · nonDerivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,359

Read SEC document
November 27, 2017 Filed Nov 29, 2017 22:17 UTC Exercise / conversionCommon Stock 5,423 $7.80 $42,299.40
Disclosure

SEC source: 0001017303-17-000077 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 1,250 $7.17 Strike: $7.17 $8,962.50
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · derivative · entry 15

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 3,000 $6.76 Strike: $6.76 $20,280.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · derivative · entry 14

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
SaleCommon Stock 4,250 $13.94 $59,245.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 9

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the sale of 4,250 shares in 5 different transactions ranging from $13.91 to $13.98 per share, resulting in a weighted average sale price per share of $13.94. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

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November 17, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 1,250 $7.17 $8,962.50
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 8

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 3,000 $6.76 $20,280.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 7

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 750 $6.76 Strike: $6.76 $5,070.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · derivative · entry 13

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 750 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 5,000 $6.70 Strike: $6.70 $33,500.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · derivative · entry 12

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 1,250 $7.45 Strike: $7.45 $9,312.50
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · derivative · entry 11

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
SaleCommon Stock 7,000 $14.21 $99,470.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 6

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents the sale of 7,000 shares in 4 different transactions ranging from $14.18 to $14.33 per share, resulting in a weighted average sale price per share of $14.21. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 750 $6.76 $5,070.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 5

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 5,000 $6.70 $33,500.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 4

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 1,250 $7.45 $9,312.50
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 3

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 3,000 $2.18 Strike: $2.18 $6,540.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · derivative · entry 10

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
SaleCommon Stock 3,000 $13.70 $41,100.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the sale of 3,000 shares in 7 different transactions ranging from $13.63 to $13.78 per share, resulting in a weighted average sale price per share of $13.70. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 15, 2017 Filed Nov 20, 2017 22:59 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 3,000 $2.18 $6,540.00
Disclosure

SEC source: 0001017303-17-000073 · primary_doc.xml · nonDerivative · entry 1

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:20 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 5,000 $2.18 Strike: $2.18 $10,900.00
Disclosure

SEC source: 0001017303-17-000063 · primary_doc.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:20 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 15,752 $5.24 Strike: $5.24 $82,540.48
Disclosure

SEC source: 0001017303-17-000063 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,752 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:20 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 20,752 $13.03 $270,398.56
Disclosure

SEC source: 0001017303-17-000063 · primary_doc.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,836

F1 · price: Represents the sale of 20,752 shares in 183 different transactions ranging from $12.95 to $13.18 per share, resulting in a weighted average sale price per share of $13.03. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:20 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 5,000 $2.18 $10,900.00
Disclosure

SEC source: 0001017303-17-000063 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 23:20 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 15,752 $5.24 $82,540.48
Disclosure

SEC source: 0001017303-17-000063 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.