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TRANSACT TECHNOLOGIES INC

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7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2018 Filed Nov 14, 2018 22:16 UTC Exercise / conversionCommon Stock 7,500 $7.45 $55,875.00
Disclosure

SEC source: 0001567619-18-006373 · doc1.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 23:22 UTC SaleCommon Stock 3,956 $12.30 $48,658.80
Disclosure

SEC source: 0001567619-18-005889 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,400

F1 · price: Represents the sale of 3,956 shares in 19 different transactions ranging from $12.22 to $12.45 per share, resulting in a weighted average sale price per share of $12.30. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 22:14 UTC
Peters David BVP & Chief Accounting Officer
Exercise / conversionStock Option · Derivative 396 $10.06 Strike: $10.06 $3,983.76
Disclosure

SEC source: 0001567619-18-005845 · doc1.xml · derivative · entry 3

Peters David B · CIK 0001734025 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104

Underlying: Common Stock · 396 shares

Expires 2024-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 22:14 UTC
Peters David BVP & Chief Accounting Officer
SaleCommon Stock 396 $12.60 $4,989.60
Disclosure

SEC source: 0001567619-18-005845 · doc1.xml · nonDerivative · entry 2

Peters David B · CIK 0001734025 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 09, 2018 Filed Nov 13, 2018 22:14 UTC
Peters David BVP & Chief Accounting Officer
Exercise / conversionCommon Stock 396 $10.06 $3,983.76
Disclosure

SEC source: 0001567619-18-005845 · doc1.xml · nonDerivative · entry 1

Peters David B · CIK 0001734025 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:54 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 1,466 $14.16 $20,758.56
Disclosure

SEC source: 0001567619-18-002323 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,828

F1 · price: Represents the sale of 1,466 shares in 6 separate transactions, ranging from $14.15 to $14.35 per share, resulting in a weighted average sale price per share of $14.16. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:36 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 911 $14.35 $13,072.85
Disclosure

SEC source: 0001567619-18-002142 · doc1.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,294

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:36 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 361 $14.35 $5,180.35
Disclosure

SEC source: 0001567619-18-002142 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,205

Read SEC document
August 30, 2018 Filed Aug 31, 2018 21:29 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 1,288 $14.35 $18,482.80
Disclosure

SEC source: 0001567619-18-001997 · doc1.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566

F2 · price: Represents the sale of 1,288 shares in 14 separate transactions, ranging from $14.35 to $14.40 per share, resulting in a weighted average sale price per share of $14.35. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:29 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 2,174 $14.43 $31,370.82
Disclosure

SEC source: 0001567619-18-001997 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,854

F1 · price: Represents the sale of 2,174 shares in 16 separate transactions, ranging from $14.35 to $14.65 per share, resulting in a weighted average sale price per share of $14.43. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range

Read SEC document
August 15, 2018 Filed Aug 16, 2018 14:28 UTC PurchaseCommon Stock 200 $13.64 $2,728.00
Disclosure

SEC source: 0001567619-18-001247 · doc1.xml · nonDerivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
August 14, 2018 Filed Aug 16, 2018 14:28 UTC PurchaseCommon Stock 800 $13.97 $11,176.00
Disclosure

SEC source: 0001567619-18-001247 · doc1.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · price: Represents the purchase of 800 shares in 6 separate transactions, ranging from $13.90 to $14.02 per share, resulting in a weighted average purchase price per share of $13.97. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 692 $7.45 Strike: $7.45 $5,155.40
Disclosure

SEC source: 0001567619-18-000421 · doc1.xml · derivative · entry 6

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 692 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 692 $14.36 $9,937.12
Disclosure

SEC source: 0001567619-18-000421 · doc1.xml · nonDerivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,935

F2 · price: Represents the sale of 692 shares in 2 different transactions ranging from $14.35 to $14.40 per share, resulting in a weighted average sale price per share of $14.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 692 $7.45 $5,155.40
Disclosure

SEC source: 0001567619-18-000421 · doc1.xml · nonDerivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:07 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionStock Option · Derivative 4,308 $7.45 Strike: $7.45 $32,094.60
Disclosure

SEC source: 0001567619-18-000421 · doc1.xml · derivative · entry 5

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,692

Underlying: Common Stock · 4,308 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:07 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 4,308 $14.60 $62,896.80
Disclosure

SEC source: 0001567619-18-000421 · doc1.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,935

F1 · price: Represents the sale of 4,308 shares in 3 different transactions ranging from $14.52 to $14.82 per share, resulting in a weighted average sale price per share of $14.60. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:07 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 4,308 $7.45 $32,094.60
Disclosure

SEC source: 0001567619-18-000421 · doc1.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 18:39 UTC GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000350 · doc1.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 21:08 UTC
SHULDMAN BART CDirector · Chairman and CEO
SaleCommon Stock 5,823 $14.53 $84,608.19
Disclosure

SEC source: 0001567619-18-000422 · doc1.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,028

F1 · price: Represents the sale of 5,823 shares in 52 different transactions ranging from $14.50 to $14.58 per share, resulting in a weighted average sale price per share of $14.53. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:21 UTC SaleCommon Stock 5,000 $14.72 $73,600.00
Disclosure

SEC source: 0001567619-18-000215 · doc1.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,034

F1 · price: Represents the sale of 5,000 shares in 6 different transactions ranging from $14.60 to $14.83 per share, resulting in a weighted average sale price per share of $14.72. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:57 UTC SaleCommon Stock 5,000 $11.06 $55,300.00
Disclosure

SEC source: 0001017303-18-000047 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,034

F1 · price: Represents the sale of 5,000 shares in 25 different transactions ranging from $11.00 to $11.10 per share, resulting in a weighted average sale price per share of $11.06. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000043 · primary_doc.xml · derivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:19 UTC GrantCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000043 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,034

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:24 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000044 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:24 UTC
DILLON JOHNDirector
GrantCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000044 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,175

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:13 UTC Exercise / conversionRestricted Stock Units · Derivative 1,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000042 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:13 UTC GrantCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000042 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,356

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:06 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 1,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000041 · primary_doc.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 1,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:06 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 837 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000041 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,935

F2 · shares: Mr. DeMartino relinquished 438 shares of common stock of the 1,275 restricted stock units that converted to common stock on May 22, 2018 in order to pay required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:23 UTC
SHULDMAN BART CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000040 · primary_doc.xml · derivative · entry 5

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:23 UTC
SHULDMAN BART CDirector · Chairman and CEO
GrantCommon Stock 2,663 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000040 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,851

F2 · shares: Mr. Shuldman relinquished 1,387 shares of common stock of the 4,050 restricted stock units that converted to common stock on May 22, 2018 in order to pay required income and payroll taxes.

F1 · price: Shares of Restricted Stock Units issued on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:12 UTC Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000032 · primary_doc.xml · derivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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April 28, 2018 Filed May 1, 2018 18:12 UTC GrantCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000032 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,859

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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April 28, 2018 Filed May 1, 2018 18:03 UTC Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000031 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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April 28, 2018 Filed May 1, 2018 18:03 UTC GrantCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000031 · primary_doc.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,181

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2018 Filed May 1, 2018 17:26 UTC
DILLON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000030 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
April 28, 2018 Filed May 1, 2018 17:26 UTC
DILLON JOHNDirector
GrantCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-18-000030 · primary_doc.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · price: Shares of Restricted Stock Units issued on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:52 UTC Exercise / conversionStock Option · Derivative 7,500 $4.84 Strike: $4.84 $36,300.00
Disclosure

SEC source: 0001017303-18-000019 · primary_doc.xml · derivative · entry 4

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:52 UTC SaleCommon Stock 5,000 $11.93 $59,650.00
Disclosure

SEC source: 0001017303-18-000019 · primary_doc.xml · nonDerivative · entry 3

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,359

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:52 UTC SaleCommon Stock 7,500 $11.70 $87,750.00
Disclosure

SEC source: 0001017303-18-000019 · primary_doc.xml · nonDerivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,359

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:52 UTC Exercise / conversionCommon Stock 7,500 $4.84 $36,300.00
Disclosure

SEC source: 0001017303-18-000019 · primary_doc.xml · nonDerivative · entry 1

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:07 UTC
Newmark AndrewEVP, Sales & Marketing
GrantCommon Stock 3,358 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000017 · primary_doc.xml · nonDerivative · entry 1

Newmark Andrew · CIK 0001631151 · EVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,523

F1 · shares: The acquisition of common stock represents the vesting of performance share awards (PSAs), awarded on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2016 was a two-year combined EBITDA target for 2016 and 2017, which ended on December 31, 2017. The performance criteria was satisfied at the 89.9% level, which resulted in a payout of 74.6% of the PSAs granted during 2016.

F1 · price: The acquisition of common stock represents the vesting of performance share awards (PSAs), awarded on April 28, 2016 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2016 was a two-year combined EBITDA target for 2016 and 2017, which ended on December 31, 2017. The performance criteria was satisfied at the 89.9% level, which resulted in a payout of 74.6% of the PSAs granted during 2016.

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March 01, 2018 Filed Mar 6, 2018 00:00 UTC
Hoffman Andrew JohnSVP, Operations
GrantStock Option · Derivative 5,000 $13.65 Strike: $13.65 $68,250.00
Disclosure

SEC source: 0001017303-18-000016 · primary_doc.xml · derivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-03-01

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:55 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
GrantStock Option · Derivative 5,000 $13.65 Strike: $13.65 $68,250.00
Disclosure

SEC source: 0001017303-18-000015 · primary_doc.xml · derivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-03-01

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:48 UTC
Brooks Donald ESVP, Engineering
GrantStock Option · Derivative 5,000 $13.65 Strike: $13.65 $68,250.00
Disclosure

SEC source: 0001017303-18-000014 · primary_doc.xml · derivative · entry 2

Brooks Donald E · CIK 0001545083 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-03-01

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:41 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000013 · primary_doc.xml · derivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:33 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000012 · primary_doc.xml · derivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:26 UTC
DILLON JOHNDirector
GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000011 · primary_doc.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:19 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001017303-18-000010 · primary_doc.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.