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Nasdaq · USD

TACT

TRANSACT TECHNOLOGIES INC

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Tapewire entity
7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 21:15 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantStock Option · Derivative 37,100 $10.34 Strike: $10.34 $383,614.00
Disclosure

SEC source: 0001567619-19-005770 · doc1.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,100

Underlying: Common Stock · 37,100 shares

Expires 2029-02-27

F2 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 2,226 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005770 · doc1.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,472

F1 · shares: The acquisition of common stock represents the vesting of performance share awards (PSAs), net of relinquishments, awarded on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2017 was a two-year combined EBITDA target for 2017 and 2018, which ended on December 31, 2018. The performance criteria was satisfied at the 93.9% level, which resulted in a payout of 84.7% of the PSAs granted during 2017. Mr. DeMartino relinquished 1,923 shares of common stock of the 4,149 PSAs that converted to common stock on February 27, 2019 in order to pay required income and payroll taxes.

F1 · price: The acquisition of common stock represents the vesting of performance share awards (PSAs), net of relinquishments, awarded on May 22, 2017 pursuant to the Company's 2014 Equity Incentive Plan. Each PSA has a value equal to one share of TransAct common stock. The PSAs are earned on a variable basis dependent upon level of achievement against a long-term performance metric, which for 2017 was a two-year combined EBITDA target for 2017 and 2018, which ended on December 31, 2018. The performance criteria was satisfied at the 93.9% level, which resulted in a payout of 84.7% of the PSAs granted during 2017. Mr. DeMartino relinquished 1,923 shares of common stock of the 4,149 PSAs that converted to common stock on February 27, 2019 in order to pay required income and payroll taxes.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 17:22 UTC GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005715 · doc1.xml · derivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 17:04 UTC
Hoffman Andrew JohnSVP, Operations
GrantStock Option · Derivative 5,000 $10.34 Strike: $10.34 $51,700.00
Disclosure

SEC source: 0001567619-19-005709 · doc1.xml · derivative · entry 2

Hoffman Andrew John · CIK 0001308857 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 17:06 UTC
Peters David BVP & Chief Accounting Officer
GrantStock Option · Derivative 3,000 $10.34 Strike: $10.34 $31,020.00
Disclosure

SEC source: 0001567619-19-005710 · doc1.xml · derivative · entry 2

Peters David B · CIK 0001734025 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 17:14 UTC GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005712 · doc1.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:47 UTC
Brooks Donald ESVP, Engineering
GrantStock Option · Derivative 5,000 $10.34 Strike: $10.34 $51,700.00
Disclosure

SEC source: 0001567619-19-005705 · doc1.xml · derivative · entry 2

Brooks Donald E · CIK 0001545083 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:58 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
GrantStock Option · Derivative 5,000 $10.34 Strike: $10.34 $51,700.00
Disclosure

SEC source: 0001567619-19-005707 · doc1.xml · derivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:24 UTC
SHULDMAN BART CChairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-19-000010 · primary_doc.xml · derivative · entry 7

SHULDMAN BART C · CIK 0001245706 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 4,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:24 UTC
SHULDMAN BART CChairman and CEO
Exercise / conversionDeferred Stock Units · Derivative 19,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-19-000010 · primary_doc.xml · derivative · entry 6

SHULDMAN BART C · CIK 0001245706 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

F1 · price: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:24 UTC
SHULDMAN BART CChairman and CEO
GrantCommon Stock 2,841 $0.00 $0.00
Disclosure

SEC source: 0001017303-19-000010 · primary_doc.xml · nonDerivative · entry 2

SHULDMAN BART C · CIK 0001245706 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,167

F4 · shares: Mr. Shuldman relinquished 1,359 shares of common stock of the 4,200 restricted stock units that converted to common stock on February 25, 2019 in order to pay the required income and payroll taxes.

F2 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:24 UTC
SHULDMAN BART CChairman and CEO
GrantCommon Stock 13,298 $0.00 $0.00
Disclosure

SEC source: 0001017303-19-000010 · primary_doc.xml · nonDerivative · entry 1

SHULDMAN BART C · CIK 0001245706 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,326

F3 · shares: Mr. Shuldman relinquished 6,359 shares of common stock of the 19,657 deferred stock units that converted to common stock on February 25, 2019 in order to pay the required income and payroll taxes.

F1 · price: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:02 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 1,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-19-000009 · primary_doc.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:02 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionDeferred Stock Units · Derivative 8,574 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-19-000009 · primary_doc.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

F1 · price: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:02 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001017303-19-000009 · primary_doc.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,246

F4 · shares: Mr. DeMartino relinquished 614 shares of common stock of the 1,325 restricted stock units that converted to common stock on February 25, 2019 in order to pay the required income and payroll taxes.

F2 · price: Shares of Restricted Stock Units issued on February 25, 2016 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:02 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0001017303-19-000009 · primary_doc.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,535

F3 · shares: Mr. DeMartino relinquished 3,974 shares of common stock of the 8,574 deferred stock units that converted to common stock on February 25, 2019 in order to pay the required income and payroll taxes.

F1 · price: Represents Deferred Stock Units granted on February 25, 2016 that have converted to common stock on a one-for-one basis.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 23:29 UTC SaleCommon Stock 5,916 $9.51 $56,261.16
Disclosure

SEC source: 0001567619-18-007727 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,258

F2 · price: Represents the sale of 5,916 shares in 61 different transactions ranging from $9.50 to $9.55 per share, resulting in a weighted average sale price per share of $9.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:29 UTC SaleCommon Stock 1,636 $9.46 $15,476.56
Disclosure

SEC source: 0001567619-18-007727 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,174

F1 · price: Represents the sale of 1,636 shares in 14 different transactions ranging from $9.45 to $9.55 per share, resulting in a weighted average sale price per share of $9.46. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 06, 2018 Filed Dec 6, 2018 23:03 UTC SaleCommon Stock 4,517 $9.90 $44,718.30
Disclosure

SEC source: 0001567619-18-007450 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,810

F2 · price: Represents the sale of 4,517 shares in 64 different transactions ranging from $9.88 to $9.96 per share, resulting in a weighted average sale price per share of $9.90. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:03 UTC SaleCommon Stock 3,939 $10.06 $39,626.34
Disclosure

SEC source: 0001567619-18-007450 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,327

F1 · price: Represents the sale of 3,939 shares in 14 different transactions ranging from $9.90 to $10.21 per share, resulting in a weighted average sale price per share of $10.06. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 22:14 UTC SaleCommon Stock 4,464 $10.59 $47,273.76
Disclosure

SEC source: 0001567619-18-007255 · doc1.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,266

F3 · price: Represents the sale of 4,464 shares in 24 different transactions ranging from $10.50 to $10.71 per share, resulting in a weighted average sale price per share of $10.59. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 1,250 $8.30 Strike: $8.30 $10,375.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · derivative · entry 12

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2027-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 1,250 $7.17 Strike: $7.17 $8,962.50
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · derivative · entry 11

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 1,375 $6.76 Strike: $6.76 $9,295.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · derivative · entry 10

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,375 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
SaleCommon Stock 3,875 $10.43 $40,416.25
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 7

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents the sale of 3,875 shares in 2 different transactions ranging from $10.42 to $10.44 per share, resulting in a weighted average sale price per share of $10.43. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 1,250 $8.30 $10,375.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 6

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 1,250 $7.17 $8,962.50
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 5

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 1,375 $6.76 $9,295.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 4

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:14 UTC SaleCommon Stock 9,229 $10.41 $96,073.89
Disclosure

SEC source: 0001567619-18-007255 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,730

F2 · price: Represents the sale of 9,229 shares in 56 different transactions ranging from $10.37 to $10.55 per share, resulting in a weighted average sale price per share of $10.41. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 500 $6.76 Strike: $6.76 $3,380.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · derivative · entry 9

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 3,500 $7.89 Strike: $7.89 $27,615.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · derivative · entry 8

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
SaleCommon Stock 4,000 $10.36 $41,440.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 3

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the sale of 4,000 shares in 9 different transactions ranging from $10.30 to $10.46 per share, resulting in a weighted average sale price per share of $10.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 500 $6.76 $3,380.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:03 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 3,500 $7.89 $27,615.00
Disclosure

SEC source: 0001567619-18-007354 · doc1.xml · nonDerivative · entry 1

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:44 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionStock Option · Derivative 4,000 $7.89 Strike: $7.89 $31,560.00
Disclosure

SEC source: 0001327029-18-000001 · primary_doc.xml · derivative · entry 3

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 4,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:44 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
SaleCommon Stock 4,000 $10.49 $41,960.00
Disclosure

SEC source: 0001327029-18-000001 · primary_doc.xml · nonDerivative · entry 2

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the sale of 4,000 shares in 2 different transactions ranging from $10.46 to $10.51 per share, resulting in a weighted average sale price per share of $10.49. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:44 UTC
Chernay Tracey SSVP, Sales-Global Casino, Gami
Exercise / conversionCommon Stock 4,000 $7.89 $31,560.00
Disclosure

SEC source: 0001327029-18-000001 · primary_doc.xml · nonDerivative · entry 1

Chernay Tracey S · CIK 0001327029 · SVP, Sales-Global Casino, Gami

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:14 UTC SaleCommon Stock 9,535 $10.50 $100,117.50
Disclosure

SEC source: 0001567619-18-007255 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,959

F1 · price: Represents the sale of 9,535 shares in 88 different transactions ranging from $10.45 to $10.55 per share, resulting in a weighted average sale price per share of $10.50. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 22:30 UTC SaleCommon Stock 4,786 $10.36 $49,582.96
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 4

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,494

F3 · price: Represents the sale of 4,786 shares in 59 different transactions ranging from $10.35 to $10.43 per share, resulting in a weighted average sale price per share of $10.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:30 UTC SaleCommon Stock 1,691 $10.39 $17,569.49
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 3

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,280

F2 · price: Represents the sale of 1,691 shares in 13 different transactions ranging from $10.35 to $10.49 per share, resulting in a weighted average sale price per share of $10.39. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:30 UTC Exercise / conversionStock Option · Derivative 7,500 $4.84 Strike: $4.84 $36,300.00
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · derivative · entry 6

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:30 UTC SaleCommon Stock 7,500 $10.51 $78,825.00
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,971

F1 · price: Represents the sale of 7,500 shares in 54 different transactions ranging from $10.50 to $10.55 per share, resulting in a weighted average sale price per share of $10.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 22:30 UTC Exercise / conversionCommon Stock 7,500 $4.84 $36,300.00
Disclosure

SEC source: 0001567619-18-007052 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 22:47 UTC SaleCommon Stock 15,000 $10.35 $155,250.00
Disclosure

SEC source: 0001567619-18-006940 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,971

F2 · price: Represents the sale of 15,000 shares in 97 different transactions ranging from $10.30 to $10.43 per share, resulting in a weighted average sale price per share of $10.35. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:47 UTC SaleCommon Stock 17,385 $10.62 $184,628.70
Disclosure

SEC source: 0001567619-18-006940 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,971

F1 · price: Represents the sale of 17,385 shares in 110 different transactions ranging from $10.50 to $10.71 per share, resulting in a weighted average sale price per share of $10.62. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 21:53 UTC SaleCommon Stock 13,796 $11.42 $157,550.32
Disclosure

SEC source: 0001567619-18-006547 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,356

F1 · price: Represents the sale of 13,796 shares in 69 different transactions ranging from $11.15 to $11.81 per share, resulting in a weighted average sale price per share of $11.42. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:53 UTC SaleCommon Stock 1,972 $11.94 $23,545.68
Disclosure

SEC source: 0001567619-18-006547 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,152

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:36 UTC SaleCommon Stock 1,621 $12.51 $20,278.71
Disclosure

SEC source: 0001567619-18-006462 · doc1.xml · nonDerivative · entry 1

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,124

F1 · price: Represents the sale of 1,621 shares in 9 different transactions ranging from $12.50 to $12.60 per share, resulting in a weighted average sale price per share of $12.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 23:22 UTC SaleCommon Stock 8,655 $12.22 $105,764.10
Disclosure

SEC source: 0001567619-18-005889 · doc1.xml · nonDerivative · entry 2

TANAKA GRAHAM Y · CIK 0001245800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,745

F2 · price: Represents the sale of 8,655 shares in 43 different transactions ranging from $12.15 to $12.50 per share, resulting in a weighted average sale price per share of $12.22. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:16 UTC Exercise / conversionStock Option · Derivative 7,500 $7.45 Strike: $7.45 $55,875.00
Disclosure

SEC source: 0001567619-18-006373 · doc1.xml · derivative · entry 2

SCHWARZ THOMAS R · CIK 0001245799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.