SXTP

SEC source: 0001213900-26-068853 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,131

SEC source: 0001213900-25-122379 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,618

SEC source: 0001213900-25-120948 · ownership.xml · nonDerivative · entry 2

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,948

SEC source: 0001213900-25-120948 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,335

SEC source: 0001213900-25-087681 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,372

F2 · balance_after: The reported transaction reflects an open-market purchase by the reporting person on September 12, 2025.

SEC source: 0001213900-25-052709 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,171

F2 · balance_after: Reflects a 1-for-5 reverse stock split effective February 24, 2025. As a result, the reporting person's direct beneficial ownership was adjusted from 108,974 shares to 21,795 shares, and indirect beneficial ownership was adjusted from 55,596 shares to 11,119 shares. Fractional shares resulting from the split were rounded up to the nearest whole share.

SEC source: 0001213900-25-051700 · ownership.xml · nonDerivative · entry 2

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,816

F1 · balance_after: Reflects a 1-for-5 reverse stock split effective February 24, 2025, resulting in the reporting person's beneficial ownership being adjusted from 54,078 shares to 10,816 shares. Fractional shares were rounded up to the nearest whole share

SEC source: 0001213900-25-051700 · ownership.xml · nonDerivative · entry 1

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,816

F1 · balance_after: Reflects a 1-for-5 reverse stock split effective February 24, 2025, resulting in the reporting person's beneficial ownership being adjusted from 54,078 shares to 10,816 shares. Fractional shares were rounded up to the nearest whole share

SEC source: 0001213900-25-005051 · ownership.xml · nonDerivative · entry 1

MILLER TYRONE · CIK 0001976962 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,370

F1 · balance_after: Adjusted to reflect the Issuer's 1:12 reverse stock split on August 12, 2024.

SEC source: 0001213900-25-005055 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,974

SEC source: 0001213900-25-076983 · ownership.xml · nonDerivative · entry 1

Landon Kristen · CIK 0002053910 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,540

F1 · security: This Form 4 is being filed late due to an inadvertent administrative error.

F2 · security: The number of shares has been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on February 24, 2025.

SEC source: 0001213900-25-006572 · ownership.xml · derivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 525,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: The stock options were fully vested as of January 2, 2025, the grant date.

SEC source: 0001213900-25-006569 · ownership.xml · derivative · entry 1

MILLER TYRONE · CIK 0001976962 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: The stock options were fully vested as of January 2, 2025, the grant date.

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 7

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,078

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 6

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,078

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 5

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,578

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 4

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,078

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 3

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,578

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 2

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,078

SEC source: 0001213900-24-110269 · ownership.xml · nonDerivative · entry 1

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,578

SEC source: 0001213900-24-107011 · ownership.xml · nonDerivative · entry 3

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,580

SEC source: 0001213900-24-107011 · ownership.xml · nonDerivative · entry 2

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,757

SEC source: 0001213900-24-107011 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,178

SEC source: 0001213900-24-101110 · ownership.xml · nonDerivative · entry 3

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,629

F1 · balance_after: Adjusted for the Issuer's 12-for-1 reverse stock split effected on August 12, 2024.

SEC source: 0001213900-24-101110 · ownership.xml · nonDerivative · entry 2

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,129

F1 · balance_after: Adjusted for the Issuer's 12-for-1 reverse stock split effected on August 12, 2024.

SEC source: 0001213900-24-101110 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,129

F1 · balance_after: Adjusted for the Issuer's 12-for-1 reverse stock split effected on August 12, 2024.

SEC source: 0001213900-25-076984 · ownership.xml · derivative · entry 1

Landon Kristen · CIK 0002053910 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2034-09-26

F1 · security: The options were granted pursuant to the 60 Degrees Pharmaceuticals, Inc. 2022 Equity Incentive Plan. The options shall vest and become exercisable in five equal tranches on the last date of each fiscal year, with the first vesting date being December 31, 2024. The options have a maximum term of 10 years from the date of grant.

F2 · security: This Form 4 is being filed late due to an inadvertent administrative error.

F3 · security: All information has been retroactively adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on February 24, 2025.

F1 · derivative.exercise_date: The options were granted pursuant to the 60 Degrees Pharmaceuticals, Inc. 2022 Equity Incentive Plan. The options shall vest and become exercisable in five equal tranches on the last date of each fiscal year, with the first vesting date being December 31, 2024. The options have a maximum term of 10 years from the date of grant.

SEC source: 0001213900-24-077746 · ownership.xml · nonDerivative · entry 1

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,078

F1 · balance_after: Adjusted for the Issuer's 1-for-12 reverse stock split effected on August 12, 2024.

SEC source: 0001213900-24-045704 · ownership.xml · derivative · entry 3

Allen Charles W · CIK 0001599502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Charles Allen did not own any RSUs.

F3 · shares: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Charles Allen did not own any RSUs.

F3 · derivative.exercise_date: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Charles Allen did not own any RSUs.

F3 · derivative.expiration_date: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Charles Allen did not own any RSUs.

F3 · derivative.underlying_shares: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Charles Allen did not own any RSUs.

SEC source: 0001213900-24-045704 · ownership.xml · nonDerivative · entry 1

Allen Charles W · CIK 0001599502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction represents the settlement of restricted stock units in shares of common stock on May 16, 2024.

SEC source: 0001213900-24-045709 · ownership.xml · derivative · entry 2

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: A total of 8,000 restricted stock units ("RSUs") were initially granted to Ms. Xu on July 11, 2023, of which were subsequently modified to 4,000 RSUs and fully vested as of December 31, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: A total of 8,000 restricted stock units ("RSUs") were initially granted to Ms. Xu on July 11, 2023, of which were subsequently modified to 4,000 RSUs and fully vested as of December 31, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

F2 · derivative.expiration_date: A total of 8,000 restricted stock units ("RSUs") were initially granted to Ms. Xu on July 11, 2023, of which were subsequently modified to 4,000 RSUs and fully vested as of December 31, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

F2 · balance_after: A total of 8,000 restricted stock units ("RSUs") were initially granted to Ms. Xu on July 11, 2023, of which were subsequently modified to 4,000 RSUs and fully vested as of December 31, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

SEC source: 0001213900-24-045709 · ownership.xml · nonDerivative · entry 1

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction represents the settlement of restricted stock units in shares of common stock on May 16, 2024.

SEC source: 0001213900-24-045708 · ownership.xml · derivative · entry 3

TOOVEY STEPHEN · CIK 0001978935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Stephen Toovey did not own any RSUs.

F3 · shares: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Stephen Toovey did not own any RSUs.

F3 · derivative.exercise_date: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Stephen Toovey did not own any RSUs.

F3 · derivative.expiration_date: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Stephen Toovey did not own any RSUs.

F3 · derivative.underlying_shares: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Stephen Toovey did not own any RSUs.

SEC source: 0001213900-24-045708 · ownership.xml · nonDerivative · entry 1

TOOVEY STEPHEN · CIK 0001978935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

F1 · security: This transaction represents the settlement of restricted stock units in shares of common stock on May 16, 2024.

SEC source: 0001213900-24-045707 · ownership.xml · derivative · entry 5

MILLER TYRONE · CIK 0001976962 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Tyrone Miller was granted a total of 75,000 restricted stock units on November 21, 2023 that were fully vested as of the grant date. Each RSU represents the right to receive, at settlement, one share of common stock.

F5 · security: 15,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 15,000 RSUs, Tyrone Miller did not own any RSUs.

F5 · shares: 15,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 15,000 RSUs, Tyrone Miller did not own any RSUs.

F5 · derivative.exercise_date: 15,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 15,000 RSUs, Tyrone Miller did not own any RSUs.

F5 · derivative.expiration_date: 15,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 15,000 RSUs, Tyrone Miller did not own any RSUs.

F5 · derivative.underlying_shares: 15,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 15,000 RSUs, Tyrone Miller did not own any RSUs.

SEC source: 0001213900-24-045707 · ownership.xml · nonDerivative · entry 2

MILLER TYRONE · CIK 0001976962 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,928

F2 · security: 15,000 shares underlying the RSUs were settled on May 16, 2024 (the "5/24 Shares"). Tyrone Miller owned 161,928 shares of common stock immediately prior to the issuance of the 5/24 Shares. As of May 16, 2024, Tyrone Miller owned a total of 176,928 shares of common stock.

F2 · shares: 15,000 shares underlying the RSUs were settled on May 16, 2024 (the "5/24 Shares"). Tyrone Miller owned 161,928 shares of common stock immediately prior to the issuance of the 5/24 Shares. As of May 16, 2024, Tyrone Miller owned a total of 176,928 shares of common stock.

F2 · balance_after: 15,000 shares underlying the RSUs were settled on May 16, 2024 (the "5/24 Shares"). Tyrone Miller owned 161,928 shares of common stock immediately prior to the issuance of the 5/24 Shares. As of May 16, 2024, Tyrone Miller owned a total of 176,928 shares of common stock.

SEC source: 0001213900-24-045706 · ownership.xml · derivative · entry 3

FIELD PAUL · CIK 0001976960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Paul Field did not own any RSUs.

F3 · shares: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Paul Field did not own any RSUs.

F3 · derivative.exercise_date: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Paul Field did not own any RSUs.

F3 · derivative.expiration_date: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Paul Field did not own any RSUs.

F3 · derivative.underlying_shares: 4,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 4,000 RSUs, Paul Field did not own any RSUs.

SEC source: 0001213900-24-045706 · ownership.xml · nonDerivative · entry 1

FIELD PAUL · CIK 0001976960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction represents the settlement of restricted stock units in shares of common stock on May 16, 2024.

SEC source: 0001213900-24-045705 · ownership.xml · derivative · entry 5

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Geoffrey Dow was granted a total of 85,000 restricted stock units on November 21, 2023 that were fully vested as of the grant date. Each RSU represents the right to receive, at settlement, one share of common stock.

F5 · security: 17,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 17,000 RSUs, Geoffrey Dow did not own any RSUs.

F5 · shares: 17,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 17,000 RSUs, Geoffrey Dow did not own any RSUs.

F5 · derivative.exercise_date: 17,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 17,000 RSUs, Geoffrey Dow did not own any RSUs.

F5 · derivative.expiration_date: 17,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 17,000 RSUs, Geoffrey Dow did not own any RSUs.

F5 · derivative.underlying_shares: 17,000 shares underlying the RSUs were settled as of May 16, 2024. After the settlement of the shares of common stock that were underlying the 17,000 RSUs, Geoffrey Dow did not own any RSUs.

SEC source: 0001213900-24-045705 · ownership.xml · nonDerivative · entry 2

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: 17,000 shares underlying the RSUs were settled on May 16, 2024 (the "5/24 Shares"). Geoffrey Dow owned 78,482 shares of common stock and through the Dow Trust owned 667,143 shares of common stock immediately prior to the issuance of the 5/24 Shares. As of May 16, 2024, Geoffrey Dow owned a total of 762,625 shares of common stock, consisting of (i) 95,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

F1 · shares: Geoffrey Dow was granted a total of 85,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 68,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Geoffrey Dow owned 10,482 shares of common stock and through the Geoffrey S. Dow Revocable Trust (the "Dow Trust"), as trustee and having control over the voting and disposition of the shares of common stock held by the Dow Trust, owned 667,143 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Geoffrey Dow owned a total of 745,625 shares of common stock, consisting of (i) 78,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

F2 · balance_after: 17,000 shares underlying the RSUs were settled on May 16, 2024 (the "5/24 Shares"). Geoffrey Dow owned 78,482 shares of common stock and through the Dow Trust owned 667,143 shares of common stock immediately prior to the issuance of the 5/24 Shares. As of May 16, 2024, Geoffrey Dow owned a total of 762,625 shares of common stock, consisting of (i) 95,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

F2 · ownership.direct: 17,000 shares underlying the RSUs were settled on May 16, 2024 (the "5/24 Shares"). Geoffrey Dow owned 78,482 shares of common stock and through the Dow Trust owned 667,143 shares of common stock immediately prior to the issuance of the 5/24 Shares. As of May 16, 2024, Geoffrey Dow owned a total of 762,625 shares of common stock, consisting of (i) 95,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

SEC source: 0001213900-24-045707 · ownership.xml · derivative · entry 4

MILLER TYRONE · CIK 0001976962 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Tyrone Miller was granted a total of 75,000 restricted stock units on November 21, 2023 that were fully vested as of the grant date. Each RSU represents the right to receive, at settlement, one share of common stock.

F4 · security: 60,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 60,000 RSUs, Tyrone Miller owned a total of 15,000 RSUs.

F4 · shares: 60,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 60,000 RSUs, Tyrone Miller owned a total of 15,000 RSUs.

F4 · derivative.exercise_date: 60,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 60,000 RSUs, Tyrone Miller owned a total of 15,000 RSUs.

F4 · derivative.expiration_date: 60,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 60,000 RSUs, Tyrone Miller owned a total of 15,000 RSUs.

F4 · derivative.underlying_shares: 60,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 60,000 RSUs, Tyrone Miller owned a total of 15,000 RSUs.

SEC source: 0001213900-24-045707 · ownership.xml · nonDerivative · entry 1

MILLER TYRONE · CIK 0001976962 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,928

F1 · security: Tyrone Miller was granted a total of 75,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 60,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Tyrone Miller owned 101,928 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Tyrone Miller owned a total of 161,928 shares of common stock.

F1 · shares: Tyrone Miller was granted a total of 75,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 60,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Tyrone Miller owned 101,928 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Tyrone Miller owned a total of 161,928 shares of common stock.

F1 · balance_after: Tyrone Miller was granted a total of 75,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 60,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Tyrone Miller owned 101,928 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Tyrone Miller owned a total of 161,928 shares of common stock.

SEC source: 0001213900-24-045705 · ownership.xml · derivative · entry 4

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 68,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Geoffrey Dow was granted a total of 85,000 restricted stock units on November 21, 2023 that were fully vested as of the grant date. Each RSU represents the right to receive, at settlement, one share of common stock.

F4 · security: 68,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 68,000 RSUs, Geoffrey Dow owned a total of 17,000 RSUs.

F4 · shares: 68,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 68,000 RSUs, Geoffrey Dow owned a total of 17,000 RSUs.

F4 · derivative.exercise_date: 68,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 68,000 RSUs, Geoffrey Dow owned a total of 17,000 RSUs.

F4 · derivative.expiration_date: 68,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 68,000 RSUs, Geoffrey Dow owned a total of 17,000 RSUs.

F4 · derivative.underlying_shares: 68,000 shares underlying the RSUs were settled on April 12, 2024. After the settlement of the shares of common stock that were underlying the 68,000 RSUs, Geoffrey Dow owned a total of 17,000 RSUs.

SEC source: 0001213900-24-045705 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Geoffrey Dow was granted a total of 85,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 68,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Geoffrey Dow owned 10,482 shares of common stock and through the Geoffrey S. Dow Revocable Trust (the "Dow Trust"), as trustee and having control over the voting and disposition of the shares of common stock held by the Dow Trust, owned 667,143 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Geoffrey Dow owned a total of 745,625 shares of common stock, consisting of (i) 78,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

F1 · shares: Geoffrey Dow was granted a total of 85,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 68,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Geoffrey Dow owned 10,482 shares of common stock and through the Geoffrey S. Dow Revocable Trust (the "Dow Trust"), as trustee and having control over the voting and disposition of the shares of common stock held by the Dow Trust, owned 667,143 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Geoffrey Dow owned a total of 745,625 shares of common stock, consisting of (i) 78,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

F1 · balance_after: Geoffrey Dow was granted a total of 85,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 68,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Geoffrey Dow owned 10,482 shares of common stock and through the Geoffrey S. Dow Revocable Trust (the "Dow Trust"), as trustee and having control over the voting and disposition of the shares of common stock held by the Dow Trust, owned 667,143 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Geoffrey Dow owned a total of 745,625 shares of common stock, consisting of (i) 78,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

F1 · ownership.direct: Geoffrey Dow was granted a total of 85,000 restricted stock units ("RSUs") on November 21, 2023 that were fully vested as of the grant date. 68,000 shares underlying the RSUs were settled on April 12, 2024 (the "4/24 Shares"). Geoffrey Dow owned 10,482 shares of common stock and through the Geoffrey S. Dow Revocable Trust (the "Dow Trust"), as trustee and having control over the voting and disposition of the shares of common stock held by the Dow Trust, owned 667,143 shares of common stock immediately prior to the issuance of the 4/24 Shares. As of April 12, 2024, Geoffrey Dow owned a total of 745,625 shares of common stock, consisting of (i) 78,482 shares of common stock held in the name of Geoffrey Dow and (ii) 667,143 shares of common stock held by the Dow Trust.

SEC source: 0001213900-24-009599 · ownership.xml · nonDerivative · entry 2

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Ms. Xu was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. A total of 8,000 RSUs were granted to Ms. Xu on July 11, 2023 and vest in equal quarterly installments for a period of 12 months. As of the date of this filing, a total of 6,000 RSUs have vested.

F1 · price: Ms. Xu was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. A total of 8,000 RSUs were granted to Ms. Xu on July 11, 2023 and vest in equal quarterly installments for a period of 12 months. As of the date of this filing, a total of 6,000 RSUs have vested.

F1 · balance_after: Ms. Xu was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. A total of 8,000 RSUs were granted to Ms. Xu on July 11, 2023 and vest in equal quarterly installments for a period of 12 months. As of the date of this filing, a total of 6,000 RSUs have vested.

SEC source: 0001213900-24-009603 · ownership.xml · derivative · entry 2

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,974

Underlying: Common Stock · 25,974 shares

Expires 2029-01-31

SEC source: 0001213900-24-009603 · ownership.xml · nonDerivative · entry 1

DOW GEOFFREY S · CIK 0001977231 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,599

F1 · balance_after: Includes 667,143 shares of common stock held by the Geoffrey S. Dow Revocable Trust, of which Geoffrey Dow is the trustee and has voting and dispositive control.

SEC source: 0001213900-24-009599 · ownership.xml · derivative · entry 3

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-01-31

SEC source: 0001213900-24-009599 · ownership.xml · nonDerivative · entry 1

XU CHERYL · CIK 0001976957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,934

SEC source: 0001213900-24-045704 · ownership.xml · derivative · entry 2

Allen Charles W · CIK 0001599502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F2 · security: Charles Allen was initially granted a total of 8,000 restricted stock units ("RSUs") on July 11, 2023, of which were subsequently modified effective as of December 31, 2023 to 4,000 RSUs which were fully vested as of December 31, 2023.

F2 · shares: Charles Allen was initially granted a total of 8,000 restricted stock units ("RSUs") on July 11, 2023, of which were subsequently modified effective as of December 31, 2023 to 4,000 RSUs which were fully vested as of December 31, 2023.

F2 · derivative.exercise_date: Charles Allen was initially granted a total of 8,000 restricted stock units ("RSUs") on July 11, 2023, of which were subsequently modified effective as of December 31, 2023 to 4,000 RSUs which were fully vested as of December 31, 2023.

F2 · derivative.expiration_date: Charles Allen was initially granted a total of 8,000 restricted stock units ("RSUs") on July 11, 2023, of which were subsequently modified effective as of December 31, 2023 to 4,000 RSUs which were fully vested as of December 31, 2023.

F2 · derivative.underlying_shares: Charles Allen was initially granted a total of 8,000 restricted stock units ("RSUs") on July 11, 2023, of which were subsequently modified effective as of December 31, 2023 to 4,000 RSUs which were fully vested as of December 31, 2023.