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Nasdaq · USD

SWMR

Swarmer, Inc

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5442
SEC CIK
0002092574
Parsed reports
33

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 21:45 UTC GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113385 · tm2626938-1_4seq1.xml · derivative · entry 1

ANTOIAN EDWARD N · CIK 0001221848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:45 UTC
Frenkel AmirDirector
GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113387 · tm2626938-2_4seq1.xml · derivative · entry 1

Frenkel Amir · CIK 0002110132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:46 UTC
Kupriienko SerhiiDirector · 10% owner
GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113388 · tm2626938-3_4seq1.xml · derivative · entry 1

Kupriienko Serhii · CIK 0002114246 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:46 UTC GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113389 · tm2626938-4_4seq1.xml · derivative · entry 1

Prince Erik Dean · CIK 0002108572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:46 UTC GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113390 · tm2626938-5_4seq1.xml · derivative · entry 1

Reisfield Derek · CIK 0001764728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:47 UTC GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113391 · tm2626938-6_4seq1.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
October 01, 2026 Filed Oct 2, 2026 21:47 UTC GrantStock Option (right to buy) · Derivative 6,428 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001104659-26-113392 · tm2626938-7_4seq1.xml · derivative · entry 1

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,428

Underlying: Common Stock · 6,428 shares

Expires 2036-10-01

F1 · derivative.exercise_date: The shares underlying this option shall vest in full on the earlier of (i) the one-year anniversary of the grant date and (ii) the Issuer's 2027 Annual Meeting.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 20:34 UTC
Fink AlexanderDirector · See Remarks
SaleCommon Stock 60,328 $22.59 $1,362,990.50
Disclosure

SEC source: 0001104659-26-110004 · tm2626000-2_4seq1.xml · nonDerivative · entry 1

Fink Alexander · CIK 0002109421 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,692,487

F1 · shares: Represents shares sold to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of restricted stock units. These sales are mandated as part of the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.02 to $24.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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September 21, 2026 Filed Sep 23, 2026 20:33 UTC
Kupriienko SerhiiDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 235,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-110003 · tm2626000-1_4seq1.xml · derivative · entry 3

Kupriienko Serhii · CIK 0002114246 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410,975

Underlying: Common Stock · 235,163 shares

Expires 2033-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: $0.00001.

F3 · derivative.exercise_date: The shares underlying this option vest over a four-year period with (i) one-fourth vesting on the one-year anniversary of the grant date and (ii) one-forty-eighth vesting monthly thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

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September 21, 2026 Filed Sep 23, 2026 20:33 UTC
Kupriienko SerhiiDirector · 10% owner
Exercise / conversionCommon Stock 235,163 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-110003 · tm2626000-1_4seq1.xml · nonDerivative · entry 2

Kupriienko Serhii · CIK 0002114246 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,372,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: $0.00001.

Read SEC document
September 16, 2026 Filed Sep 17, 2026 21:51 UTC OtherWarrants · Derivative 899,988 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-108626 · tm2625627-2_4seq1.xml · derivative · entry 4

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Theseus Capital Partners, LLC

Disclosed balance after: 0

Underlying: Common Stock · 899,988 shares

Expires not disclosed

F3 · derivative.exercise_price: On September 16, 2026, the Reporting Person, through Theseus, exercised in full all 899,988 Common Stock Purchase Warrants (the "Warrants") held by Theseus pursuant to the cashless exercise provision contained therein (the "Warrant Exercise"). Under the terms of the cashless exercise, no cash consideration was paid to the Issuer. Instead, a portion of the shares of Common Stock otherwise issuable upon exercise of the Warrants was withheld by the Issuer in satisfaction of the aggregate exercise price of $3.3334 per warrant share. Based on a price of $37.2672 per share (the price per share as determined pursuant to the cashless exercise provision of the Warrants), the cashless exercise of all 899,988 Warrants resulted in the issuance to Theseus (or its designee) of 819,487 shares of Common Stock (the "Warrant Shares"), after withholding 80,501 shares in payment of the aggregate exercise price. The Warrant Shares are subject to the beneficial ownership limitation of 4.99%

F4 · derivative.exercise_price: (the "Beneficial Ownership Limitation") set forth in the Warrants, and any Warrant Shares in excess of the Beneficial Ownership Limitation are held in abeyance and will not be issued to the Reporting Person until they are able to be received in accordance with the terms of the Warrants (and thus the Reporting Person does not beneficially own shares held in abeyance). Of the Warrant Shares, 768,971 shares were initially issued to Theseus, and the remaining 50,516 shares were held in abeyance. Subsequent to the initial issuance and prior to the date hereof, the remaining 50,516 shares initially held in abeyance were issued to Theseus following an increase in the number of the Issuer's shares outstanding. The foregoing description of the Warrants and the cashless exercise is qualified in its entirety by the terms and conditions of the Warrants, a form of which was filed as Exhibit 4.3 to the Issuer's Registration Statement on Form S-1/A filed with the SEC on February 19, 2026.

F3 · price: On September 16, 2026, the Reporting Person, through Theseus, exercised in full all 899,988 Common Stock Purchase Warrants (the "Warrants") held by Theseus pursuant to the cashless exercise provision contained therein (the "Warrant Exercise"). Under the terms of the cashless exercise, no cash consideration was paid to the Issuer. Instead, a portion of the shares of Common Stock otherwise issuable upon exercise of the Warrants was withheld by the Issuer in satisfaction of the aggregate exercise price of $3.3334 per warrant share. Based on a price of $37.2672 per share (the price per share as determined pursuant to the cashless exercise provision of the Warrants), the cashless exercise of all 899,988 Warrants resulted in the issuance to Theseus (or its designee) of 819,487 shares of Common Stock (the "Warrant Shares"), after withholding 80,501 shares in payment of the aggregate exercise price. The Warrant Shares are subject to the beneficial ownership limitation of 4.99%

F4 · price: (the "Beneficial Ownership Limitation") set forth in the Warrants, and any Warrant Shares in excess of the Beneficial Ownership Limitation are held in abeyance and will not be issued to the Reporting Person until they are able to be received in accordance with the terms of the Warrants (and thus the Reporting Person does not beneficially own shares held in abeyance). Of the Warrant Shares, 768,971 shares were initially issued to Theseus, and the remaining 50,516 shares were held in abeyance. Subsequent to the initial issuance and prior to the date hereof, the remaining 50,516 shares initially held in abeyance were issued to Theseus following an increase in the number of the Issuer's shares outstanding. The foregoing description of the Warrants and the cashless exercise is qualified in its entirety by the terms and conditions of the Warrants, a form of which was filed as Exhibit 4.3 to the Issuer's Registration Statement on Form S-1/A filed with the SEC on February 19, 2026.

F6 · derivative.exercise_date: The Warrants were immediately exercisable upon the completion of the Issuer's initial public offering.

F7 · derivative.expiration_date: The Warrants will expire upon the earlier of (i) 5:00 p.m. Eastern Time on the 5-year anniversary of the effectiveness of the Issuer's registration statement filed in connection with its initial public offering and (ii) 5:00 p.m. Eastern Time on March 22, 2027.

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September 16, 2026 Filed Sep 17, 2026 21:51 UTC OtherCommon Stock 819,487 $3.33 $2,731,677.97
Disclosure

SEC source: 0001104659-26-108626 · tm2625627-2_4seq1.xml · nonDerivative · entry 3

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Theseus Capital Partners, LLC

Disclosed balance after: 819,487

F3 · kind: On September 16, 2026, the Reporting Person, through Theseus, exercised in full all 899,988 Common Stock Purchase Warrants (the "Warrants") held by Theseus pursuant to the cashless exercise provision contained therein (the "Warrant Exercise"). Under the terms of the cashless exercise, no cash consideration was paid to the Issuer. Instead, a portion of the shares of Common Stock otherwise issuable upon exercise of the Warrants was withheld by the Issuer in satisfaction of the aggregate exercise price of $3.3334 per warrant share. Based on a price of $37.2672 per share (the price per share as determined pursuant to the cashless exercise provision of the Warrants), the cashless exercise of all 899,988 Warrants resulted in the issuance to Theseus (or its designee) of 819,487 shares of Common Stock (the "Warrant Shares"), after withholding 80,501 shares in payment of the aggregate exercise price. The Warrant Shares are subject to the beneficial ownership limitation of 4.99%

F4 · kind: (the "Beneficial Ownership Limitation") set forth in the Warrants, and any Warrant Shares in excess of the Beneficial Ownership Limitation are held in abeyance and will not be issued to the Reporting Person until they are able to be received in accordance with the terms of the Warrants (and thus the Reporting Person does not beneficially own shares held in abeyance). Of the Warrant Shares, 768,971 shares were initially issued to Theseus, and the remaining 50,516 shares were held in abeyance. Subsequent to the initial issuance and prior to the date hereof, the remaining 50,516 shares initially held in abeyance were issued to Theseus following an increase in the number of the Issuer's shares outstanding. The foregoing description of the Warrants and the cashless exercise is qualified in its entirety by the terms and conditions of the Warrants, a form of which was filed as Exhibit 4.3 to the Issuer's Registration Statement on Form S-1/A filed with the SEC on February 19, 2026.

F5 · kind: In connection with the Warrant Exercise, the Reporting Person entered into a lock-up agreement with the Issuer (the "Lock-Up Agreement") dated as of September 17, 2026, pursuant to which the Reporting Person agreed that all shares of Common Stock received upon exercise of the Warrants (including any shares held in abeyance) are subject to certain transfer restrictions for a six-month period as set forth in the Lock-Up Agreement. The foregoing description of the Lock-Up Agreement is qualified in its entirety by the terms and conditions of the Lock-Up Agreement.

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September 16, 2026 Filed Sep 17, 2026 21:51 UTC SaleCommon Stock 23,885 $24.12 $576,194.57
Disclosure

SEC source: 0001104659-26-108625 · tm2625627-1_4seq1.xml · nonDerivative · entry 2

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Green Flag Fund I, L.P.

Disclosed balance after: 252,443

F3 · kind: On September 16, 2026, Green Flag Fund sold 23,885 shares of common stock to fund cash payments to certain limited partners of Green Flag Fund who elected to receive cash in lieu of securities in connection with the distribution described in Footnote 2 above. The weighted average sale price was $24.123656 per share. The cash proceeds will be distributed to the electing limited partners in accordance with the terms of Green Flag Fund's Limited Partnership Agreement.

F3 · shares: On September 16, 2026, Green Flag Fund sold 23,885 shares of common stock to fund cash payments to certain limited partners of Green Flag Fund who elected to receive cash in lieu of securities in connection with the distribution described in Footnote 2 above. The weighted average sale price was $24.123656 per share. The cash proceeds will be distributed to the electing limited partners in accordance with the terms of Green Flag Fund's Limited Partnership Agreement.

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September 15, 2026 Filed Sep 17, 2026 21:51 UTC OtherCommon Stock 1,124,981 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-108626 · tm2625627-2_4seq1.xml · nonDerivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Theseus Capital Partners, LLC

Disclosed balance after: 0

F1 · kind: Pro rata distribution by Theseus Capital Partners, LLC ("Theseus"). The Reporting Person is the managing member of Theseus and may be deemed to share voting and dispositive power over the shares held by Theseus.

F2 · shares: On September 15, 2026, Theseus made a distribution of 1,124,981 shares of common stock to the members of Theseus on a pro rata basis in accordance with the terms of its Operating Agreement. The disposition reflects the Reporting Person's reduction in beneficial ownership resulting from such distribution.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 21:51 UTC OtherCommon Stock 223,599 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-108625 · tm2625627-1_4seq1.xml · nonDerivative · entry 1

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Green Flag Fund I, L.P.

Disclosed balance after: 276,328

F1 · kind: Pro rata distribution by Green Flag Fund I, L.P. ("Green Flag Fund"). The Reporting Person is the managing member of Green Flag Fund I GP, LLC, the general partner of Green Flag Fund, and may be deemed to share voting and dispositive power over the shares held by Green Flag Fund.

F2 · shares: On September 15, 2026, Green Flag Fund made a distribution of 223,599 shares of common stock to the limited partners of Green Flag Fund on a pro rata basis in accordance with the terms of its Limited Partnership Agreement. The shares were distributed to those limited partners who did not elect to receive cash in lieu of securities. The disposition reflects the Reporting Person's reduction in beneficial ownership resulting from such distribution.

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August 19, 2026 Filed Sep 23, 2026 20:33 UTC
Kupriienko SerhiiDirector · 10% owner
Disposition to issuerCommon Stock 1,202,065 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-110003 · tm2626000-1_4seq1.xml · nonDerivative · entry 1

Kupriienko Serhii · CIK 0002114246 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,137,537

F1 · kind: The restricted stock units held by the Reporting Person that were unvested upon the termination of his employment with a subsidiary of the Issuer on August 19, 2026 were forfeited. This transaction is being reported late due to an inadvertent administrative error and not any error of the Reporting Person.

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August 13, 2026 Filed Aug 17, 2026 20:56 UTC GrantStock Option (right to buy) · Derivative 2,511 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001104659-26-097925 · tm2623421-5_4seq1.xml · derivative · entry 1

Reisfield Derek · CIK 0001764728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 2,511 shares

Expires 2036-08-13

F1 · derivative.exercise_date: The shares underlying this option vested immediately on the grant date.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:55 UTC GrantStock Option (right to buy) · Derivative 2,511 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001104659-26-097922 · tm2623421-4_4seq1.xml · derivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 2,511 shares

Expires 2036-08-13

F1 · derivative.exercise_date: The shares underlying this option vested immediately on the grant date.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:53 UTC GrantStock Option (right to buy) · Derivative 2,511 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001104659-26-097914 · tm2623421-2_4seq1.xml · derivative · entry 1

ANTOIAN EDWARD N · CIK 0001221848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 2,511 shares

Expires 2036-08-13

F1 · derivative.exercise_date: The shares underlying this option vested immediately on the grant date.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:54 UTC GrantStock Option (right to buy) · Derivative 2,511 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001104659-26-097917 · tm2623421-3_4seq1.xml · derivative · entry 1

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 2,511 shares

Expires 2036-08-13

F1 · derivative.exercise_date: The shares underlying this option vested immediately on the grant date.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:51 UTC
Frenkel AmirDirector
GrantStock Option (right to buy) · Derivative 2,511 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001104659-26-097911 · tm2623421-1_4seq1.xml · derivative · entry 1

Frenkel Amir · CIK 0002110132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 2,511 shares

Expires 2036-08-13

F1 · derivative.exercise_date: The shares underlying this option vested immediately on the grant date.

Read SEC document
August 09, 2026 Filed Aug 12, 2026 22:47 UTC
Kupriienko SerhiiDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 3,997,762 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-095117 · tm2623057-1_4seq1.xml · derivative · entry 2

Kupriienko Serhii · CIK 0002114246 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646,138

Underlying: Common Stock · 3,997,762 shares

Expires 2033-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: $0.00001.

F2 · derivative.exercise_date: The shares underlying this option vest over a four-year period with (i) one-fourth vesting on the one-year anniversary of the grant date and (ii) one-forty-eighth vesting monthly thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
August 09, 2026 Filed Aug 12, 2026 22:47 UTC
Kupriienko SerhiiDirector · 10% owner
Exercise / conversionCommon Stock 3,997,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-095117 · tm2623057-1_4seq1.xml · nonDerivative · entry 1

Kupriienko Serhii · CIK 0002114246 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,339,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: $0.00001.

Read SEC document
March 18, 2026 Filed Mar 18, 2026 23:37 UTC
WAGENHEIM PHILIPDirector · 10% owner
ConversionSeries A-1 Preferred Stock · Derivative 597,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-031469 · tm268262-12_4seq1.xml · derivative · entry 2

WAGENHEIM PHILIP · CIK 0001405684 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Theseus Capital Partners, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,124,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F1 · price: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Theseus Capital Partners, LLC ("Theseus"). The Reporting Person is the managing partner of Theseus and may be deemed to share voting and dispositive power over the shares held by Theseus.

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March 18, 2026 Filed Mar 18, 2026 23:37 UTC
WAGENHEIM PHILIPDirector · 10% owner
ConversionCommon Stock 1,124,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-031469 · tm268262-12_4seq1.xml · nonDerivative · entry 1

WAGENHEIM PHILIP · CIK 0001405684 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Theseus Capital Partners, LLC

Disclosed balance after: 1,124,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Theseus Capital Partners, LLC ("Theseus"). The Reporting Person is the managing partner of Theseus and may be deemed to share voting and dispositive power over the shares held by Theseus.

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March 18, 2026 Filed Mar 18, 2026 23:39 UTC
Fink AlexanderDirector · See Remarks · 10% owner
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001104659-26-031471 · tm268262-14_4seq1.xml · derivative · entry 2

Fink Alexander · CIK 0002109421 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2036-03-18

F2 · derivative.exercise_date: The Reporting Person received this option award on March 18, 2026 pursuant to the terms and conditions of the Employment Agreement, which was previously approved by the Issuer's board of directors. The shares underlying this option vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date.

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March 18, 2026 Filed Mar 18, 2026 23:39 UTC
Fink AlexanderDirector · See Remarks · 10% owner
GrantCommon Stock 1,341,840 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-031471 · tm268262-14_4seq1.xml · nonDerivative · entry 1

Fink Alexander · CIK 0002109421 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,752,815

F1 · shares: The Reporting Person received an award of 1,341,840 restricted stock units ("RSUs") on March 18, 2026 pursuant to the terms and conditions of his Employment Agreement, dated September 22, 2025, as amended by the Amendment to the Employment Agreement, dated February 18, 2026 (the "Employment Agreement"), which was previously approved by the Issuer's board of directors. The RSUs shall vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date.

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March 18, 2026 Filed Mar 18, 2026 23:38 UTC
Kupriienko SerhiiDirector · See Remarks · 10% owner
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001104659-26-031470 · tm268262-13_4seq1.xml · derivative · entry 2

Kupriienko Serhii · CIK 0002114246 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2036-03-18

F2 · derivative.exercise_date: The Reporting Person received this option award on March 18, 2026 pursuant to the terms and conditions of the Employment Agreement, which was previously approved by the Issuer's board of directors. The shares underlying this option vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date.

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March 18, 2026 Filed Mar 18, 2026 23:38 UTC
Kupriienko SerhiiDirector · See Remarks · 10% owner
GrantCommon Stock 1,341,840 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-031470 · tm268262-13_4seq1.xml · nonDerivative · entry 1

Kupriienko Serhii · CIK 0002114246 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341,840

F1 · shares: The Reporting Person received an award of 1,341,840 restricted stock units ("RSUs") on March 18, 2026 pursuant to the terms and conditions of his Employment Agreement, dated September 22, 2025, as amended by the Amendment to the Employment Agreement, dated February 18, 2026 (the "Employment Agreement"), which was previously approved by the Issuer's board of directors. The RSUs shall vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date.

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March 18, 2026 Filed Mar 18, 2026 23:37 UTC ConversionSeries A-4 Preferred Stock · Derivative 191,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-031468 · tm268262-11_4seq1.xml · derivative · entry 4

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Green Flag Fund I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 359,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A-4 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F3 · price: The Series A-4 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F3 · derivative.exercise_date: The Series A-4 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F3 · derivative.expiration_date: The Series A-4 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Green Flag Fund I, L.P. ("Green Flag Fund"). The Reporting Person is the founder and general partner of Green Flag Ventures, LLC and may be deemed to share voting and dispositive power over the shares held by Green Flag Fund.

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March 18, 2026 Filed Mar 18, 2026 23:37 UTC ConversionSeries A-1 Preferred Stock · Derivative 74,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-031468 · tm268262-11_4seq1.xml · derivative · entry 3

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Green Flag Fund I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 139,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F1 · price: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Green Flag Fund I, L.P. ("Green Flag Fund"). The Reporting Person is the founder and general partner of Green Flag Ventures, LLC and may be deemed to share voting and dispositive power over the shares held by Green Flag Fund.

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March 18, 2026 Filed Mar 18, 2026 23:37 UTC ConversionCommon Stock 359,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-031468 · tm268262-11_4seq1.xml · nonDerivative · entry 2

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Green Flag Fund I, L.P.

Disclosed balance after: 499,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Series A-4 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Green Flag Fund I, L.P. ("Green Flag Fund"). The Reporting Person is the founder and general partner of Green Flag Ventures, LLC and may be deemed to share voting and dispositive power over the shares held by Green Flag Fund.

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March 18, 2026 Filed Mar 18, 2026 23:37 UTC ConversionCommon Stock 139,932 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-031468 · tm268262-11_4seq1.xml · nonDerivative · entry 1

Zeefe Justin Matthew · CIK 0002111211 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Green Flag Fund I, L.P.

Disclosed balance after: 139,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Preferred Stock converted into shares of common stock on a 1-for-1.8813 basis and had no expiration date.

F2 · ownership.nature: The shares are directly held by Green Flag Fund I, L.P. ("Green Flag Fund"). The Reporting Person is the founder and general partner of Green Flag Ventures, LLC and may be deemed to share voting and dispositive power over the shares held by Green Flag Fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.