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Nasdaq · USD

SVRA

Savara Inc

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Tapewire entity
4900
SEC CIK
0001160308
Parsed reports
230

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed May 16, 2019 21:38 UTC SaleCommon Stock 10,409 $11.16 $116,166.52
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · nonDerivative · entry 6

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price is a weighted average sale price. The sale prices ranged from $10.99 to $11.31. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 444 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · derivative · entry 10

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

Underlying: Common Stock · 444 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 16, 2012.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,288 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · derivative · entry 9

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,288 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on November 18, 2011.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 586 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · derivative · entry 8

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 586 shares

Expires 2020-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 17, 2011.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 21,682 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · derivative · entry 7

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,682 shares

Expires 2020-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 5,420 of the shares subject to the option vested and became exercisable on October 22, 2010, and the remaining shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on January 22, 2011.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC SaleCommon Stock 14,591 $11.07 $161,455.25
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · nonDerivative · entry 5

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

F1 · price: The price is a weighted average sale price. The sale prices ranged from $10.97 to $11.16. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionCommon Stock 444 $0.55 $244.20
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · nonDerivative · entry 4

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionCommon Stock 2,288 $0.52 $1,189.76
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · nonDerivative · entry 3

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionCommon Stock 586 $0.52 $304.72
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · nonDerivative · entry 2

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:38 UTC Exercise / conversionCommon Stock 21,682 $0.52 $11,274.64
Disclosure

SEC source: 0000899243-19-013799 · doc4.xml · nonDerivative · entry 1

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:26 UTC
Lowrance David LChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000899243-19-012052 · doc4.xml · derivative · entry 6

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,684

Underlying: Common Stock · 3,700 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest and become exercisable in sixteen equal installments on each quarterly anniversary of October 25, 2016, subject to the reporting person's continued service with Savara Inc.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:26 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 3,700 $10.82 $40,023.64
Disclosure

SEC source: 0000899243-19-012052 · doc4.xml · nonDerivative · entry 4

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 26, 2018.

F3 · price: The price is a weighted average sale price. The sale prices ranged from $10.68 to $11.02. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:26 UTC
Lowrance David LChief Financial Officer
Exercise / conversionCommon Stock 3,700 $1.51 $5,587.00
Disclosure

SEC source: 0000899243-19-012052 · doc4.xml · nonDerivative · entry 3

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:26 UTC
Lowrance David LChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,800 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000899243-19-012052 · doc4.xml · derivative · entry 5

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,384

Underlying: Common Stock · 3,800 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest and become exercisable in sixteen equal installments on each quarterly anniversary of October 25, 2016, subject to the reporting person's continued service with Savara Inc.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:26 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 3,800 $10.76 $40,902.82
Disclosure

SEC source: 0000899243-19-012052 · doc4.xml · nonDerivative · entry 2

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 26, 2018.

F2 · price: The price is a weighted average sale price. The sale prices ranged from $10.55 to $11.10. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:26 UTC
Lowrance David LChief Financial Officer
Exercise / conversionCommon Stock 3,800 $1.51 $5,738.00
Disclosure

SEC source: 0000899243-19-012052 · doc4.xml · nonDerivative · entry 1

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,734 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · derivative · entry 9

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,184

Underlying: Common Stock · 4,734 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest and become exercisable in sixteen equal installments on each quarterly anniversary of October 25, 2016, subject to the reporting person's continued service with Savara Inc.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 4,734 $9.04 $42,779.74
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · nonDerivative · entry 6

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 26, 2018.

F3 · price: The price is a weighted average sale price. The sale prices ranged from $9.00 to $9.17. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
Exercise / conversionCommon Stock 4,734 $1.51 $7,148.34
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · nonDerivative · entry 5

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 23:47 UTC
Jouhikainen Jaakko TaneliPresident and COO
SaleCommon Stock 16,336 $9.04 $147,688.88
Disclosure

SEC source: 0000899243-19-010278 · doc4.xml · nonDerivative · entry 3

Jouhikainen Jaakko Taneli · CIK 0001703641 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,569

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2018.

F2 · price: The price is a weighted average sale price. The sale prices ranged from $9.00 to $9.17. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 320 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · derivative · entry 8

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,918

Underlying: Common Stock · 320 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest and become exercisable in sixteen equal installments on each quarterly anniversary of October 25, 2016, subject to the reporting person's continued service with Savara Inc.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 320 $9.00 $2,881.06
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · nonDerivative · entry 4

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 26, 2018.

F2 · price: The price is a weighted average sale price. The sale prices ranged from $9.00 to $9.01. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
Exercise / conversionCommon Stock 320 $1.51 $483.20
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · nonDerivative · entry 3

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 23:47 UTC
Jouhikainen Jaakko TaneliPresident and COO
SaleCommon Stock 849 $9.00 $7,641.00
Disclosure

SEC source: 0000899243-19-010278 · doc4.xml · nonDerivative · entry 2

Jouhikainen Jaakko Taneli · CIK 0001703641 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,905

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2018.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,446 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · derivative · entry 7

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,238

Underlying: Common Stock · 2,446 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest and become exercisable in sixteen equal installments on each quarterly anniversary of October 25, 2016, subject to the reporting person's continued service with Savara Inc.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 2,446 $9.00 $22,014.00
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · nonDerivative · entry 2

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 26, 2018.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 23:48 UTC
Lowrance David LChief Financial Officer
Exercise / conversionCommon Stock 2,446 $1.51 $3,693.46
Disclosure

SEC source: 0000899243-19-010279 · doc4.xml · nonDerivative · entry 1

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 23:47 UTC
Jouhikainen Jaakko TaneliPresident and COO
SaleCommon Stock 7,815 $9.00 $70,335.00
Disclosure

SEC source: 0000899243-19-010278 · doc4.xml · nonDerivative · entry 1

Jouhikainen Jaakko Taneli · CIK 0001703641 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,754

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2018.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:36 UTC
Elam Nevan CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 21,682 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000899243-19-002657 · doc4.xml · derivative · entry 2

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,682 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on May 20, 2009. 5,420 shares subject to the option became vested and exercisable on October 22, 2010.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:36 UTC
Elam Nevan CDirector
Exercise / conversionCommon Stock 21,682 $0.19 $4,119.58
Disclosure

SEC source: 0000899243-19-002657 · doc4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 23:08 UTC
Neville Robert NDirector · Chief Executive Officer
PurchaseCommon Stock 23,517 $6.38 $149,993.78
Disclosure

SEC source: 0000899243-18-031620 · doc4.xml · nonDerivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,028

F1 · price: The price is a weighted average purchase price. The purchase prices ranged from $6.22 to $6.51. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 16:33 UTC
PIKOVER YURIDirector
GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031089 · doc4.xml · derivative · entry 1

PIKOVER YURI · CIK 0001032389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:33 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031088 · doc4.xml · derivative · entry 1

McCracken Joseph S · CIK 0001632454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:41 UTC
Elam Nevan CDirector
GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031102 · doc4.xml · derivative · entry 1

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:38 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031096 · doc4.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:37 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031094 · doc4.xml · derivative · entry 1

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:31 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031085 · doc4.xml · derivative · entry 1

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:05 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 18,480 $9.22 $170,476.15
Disclosure

SEC source: 0000899243-18-028003 · doc4.xml · nonDerivative · entry 1

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2018.

F2 · price: The price is a weighted average sale price. The sale prices ranged from $9.02 to $9.34. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 23:28 UTC GrantStock Option (Right to Buy) · Derivative 375,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0000899243-18-021435 · doc4.xml · derivative · entry 1

Jouhikainen Jaakko Taneli · CIK 0001703641 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2017, subject to the reporting person's continued service with the Issuer.

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August 02, 2018 Filed Aug 3, 2018 23:27 UTC
Neville Robert NDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0000899243-18-021433 · doc4.xml · derivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2017, subject to the reporting person's continued service with the Issuer.

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August 02, 2018 Filed Aug 3, 2018 23:25 UTC
Lowrance David LChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0000899243-18-021430 · doc4.xml · derivative · entry 1

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2017, subject to the reporting person's continued service with the Issuer.

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June 12, 2018 Filed Jun 13, 2018 00:26 UTC
Neville Robert NDirector · Chief Executive Officer
SaleCommon Stock 13,445 $12.09 $162,586.35
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 5

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F4 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.225. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 12, 2018 Filed Jun 13, 2018 00:26 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 3,900 $12.08 $47,104.59
Disclosure

SEC source: 0000899243-18-016285 · doc4.xml · nonDerivative · entry 3

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,480

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F4 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.23. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 12, 2018 Filed Jun 13, 2018 00:22 UTC SaleCommon Stock 13,494 $12.10 $163,300.34
Disclosure

SEC source: 0000899243-18-016282 · doc4.xml · nonDerivative · entry 3

Jouhikainen Jaakko Taneli · CIK 0001703641 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,569

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F4 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.225. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 11, 2018 Filed Jun 13, 2018 00:26 UTC
Neville Robert NDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 92,351 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · derivative · entry 6

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,351 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable in sixteen equal quarterly installments beginning on December 14, 2012.

F6 · balance_after: 7,269 shares subject to the option were previously exercised and transferred subject to a domestic relations order.

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June 11, 2018 Filed Jun 13, 2018 00:26 UTC
Neville Robert NDirector · Chief Executive Officer
SaleCommon Stock 1,791 $12.01 $21,513.13
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 4

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,956

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F3 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.10. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 11, 2018 Filed Jun 13, 2018 00:26 UTC
Neville Robert NDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,252 $11.43 $60,030.36
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 3

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,747

Read SEC document
June 11, 2018 Filed Jun 13, 2018 00:26 UTC
Neville Robert NDirector · Chief Executive Officer
Exercise / conversionCommon Stock 92,351 $0.65 $60,028.15
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 2

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 00:26 UTC
Lowrance David LChief Financial Officer
SaleCommon Stock 700 $12.05 $8,436.12
Disclosure

SEC source: 0000899243-18-016285 · doc4.xml · nonDerivative · entry 2

Lowrance David L · CIK 0001408498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,380

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F3 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.2575. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 11, 2018 Filed Jun 13, 2018 00:22 UTC SaleCommon Stock 1,625 $12.02 $19,538.68
Disclosure

SEC source: 0000899243-18-016282 · doc4.xml · nonDerivative · entry 2

Jouhikainen Jaakko Taneli · CIK 0001703641 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,063

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F3 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.14. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.