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Neville Robert N

Disclosed activity across 1 company

Tapewire entity
152896
SEC CIK
0001703487

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Savara IncSVRA · Entity 4900Director · Chief Executive OfficerDecember 20, 2019December 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Savara Inc

Report date December 20, 2019 · Filed December 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.59 · Expires 2029-12-20Direct200,000 Reported balance After 2019-12-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-12-20 · Grant · Acquired 200,000 · Balance 200,000

F1: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 20, 2019, subject to the reporting person's continued service with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 20, 2019, subject to the reporting person's continued service with the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2019 Filed Dec 26, 2019 23:01 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0000899243-19-030070 · doc4.xml · derivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-12-20

F1 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 20, 2019, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 23:08 UTC Savara Inc SVRA · Entity 4900 PurchaseCommon Stock 23,517 $6.38 $149,993.78
Disclosure

SEC source: 0000899243-18-031620 · doc4.xml · nonDerivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,028

F1 · price: The price is a weighted average purchase price. The purchase prices ranged from $6.22 to $6.51. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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August 02, 2018 Filed Aug 3, 2018 23:27 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0000899243-18-021433 · doc4.xml · derivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2017, subject to the reporting person's continued service with the Issuer.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 00:26 UTC Savara Inc SVRA · Entity 4900 SaleCommon Stock 13,445 $12.09 $162,586.35
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 5

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F4 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.225. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 11, 2018 Filed Jun 13, 2018 00:26 UTC Savara Inc SVRA · Entity 4900 Exercise / conversionStock Option (Right to Buy) · Derivative 92,351 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · derivative · entry 6

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,351 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vested and became exercisable in sixteen equal quarterly installments beginning on December 14, 2012.

F6 · balance_after: 7,269 shares subject to the option were previously exercised and transferred subject to a domestic relations order.

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June 11, 2018 Filed Jun 13, 2018 00:26 UTC Savara Inc SVRA · Entity 4900 SaleCommon Stock 1,791 $12.01 $21,513.13
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 4

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,956

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F3 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.10. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 11, 2018 Filed Jun 13, 2018 00:26 UTC Savara Inc SVRA · Entity 4900 Tax withholdingCommon Stock 5,252 $11.43 $60,030.36
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 3

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,747

Read SEC document
June 11, 2018 Filed Jun 13, 2018 00:26 UTC Savara Inc SVRA · Entity 4900 Exercise / conversionCommon Stock 92,351 $0.65 $60,028.15
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 2

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 13, 2018 00:26 UTC Savara Inc SVRA · Entity 4900 SaleCommon Stock 2,737 $12.13 $33,212.13
Disclosure

SEC source: 0000899243-18-016286 · doc4.xml · nonDerivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,648

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F2 · price: The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.57. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 11:09 UTC Savara Inc SVRA · Entity 4900 SaleCommon Stock 9,476 $13.08 $123,916.70
Disclosure

SEC source: 0000899243-18-004482 · doc4.xml · nonDerivative · entry 2

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,385

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F3 · price: The price reported is a weighted average sale price. The sale prices ranged from $13.00 to $13.71 per share.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 11:09 UTC Savara Inc SVRA · Entity 4900 SaleCommon Stock 15,524 $12.84 $199,256.75
Disclosure

SEC source: 0000899243-18-004482 · doc4.xml · nonDerivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,861

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.

F2 · price: The price reported is a weighted average sale price. The sale prices ranged from $12.21 to $12.99 per share.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 14:38 UTC Savara Inc SVRA · Entity 4900 PurchaseCommon Stock 52,250 $4.75 $248,187.50
Disclosure

SEC source: 0000899243-17-015876 · doc4.xml · nonDerivative · entry 1

Neville Robert N · CIK 0001703487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,385

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.