Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2023 Filed Dec 29, 2023 21:35 UTC |
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
|
GiftCommon Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-060009 · doc4.xml · nonDerivative · entry 2 Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283,674 F3 · shares: The reporting person made a bona fide gift to The Pennington School. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:35 UTC |
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 84,000 | $4.71 | $395,900.40 |
DisclosureSEC source: 0001209191-23-060009 · doc4.xml · nonDerivative · entry 1 Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,302,674 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. F2 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:34 UTC |
Lowrance David LCHIEF FINANCIAL OFFICER
|
SaleCommon Stock | 10,000 | $4.71 | $47,131.00 |
DisclosureSEC source: 0001209191-23-060008 · doc4.xml · nonDerivative · entry 1 Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,355 F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units. F2 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 7 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2030-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable on December 16, 2021. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 6 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2029-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,758 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 5 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,758 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on October 24, 2014. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
SaleCommon Stock | 93,843 | $4.71 | $442,291.44 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 4 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 F1 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
Exercise / conversionCommon Stock | 40,000 | $1.23 | $49,200.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 3 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
Exercise / conversionCommon Stock | 12,000 | $1.59 | $19,080.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC |
Elam Nevan CDirector
|
Exercise / conversionCommon Stock | 1,758 | $0.82 | $1,441.56 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 22:55 UTC |
Lowrance David LCHIEF FINANCIAL OFFICER
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058855 · doc4.xml · nonDerivative · entry 3 Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,355 F3 · shares: The reporting person made a bona fide gift to The McCallie School. The reporting person does not have voting or investment power with respect to the shares held by The McCallie School. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 23:10 UTC |
Sun RickyDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-070862 · ownership.xml · nonDerivative · entry 1 Sun Ricky · CIK 0001790589 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:55 UTC |
Lowrance David LCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001209191-23-058855 · doc4.xml · derivative · entry 4 Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-12-14 F4 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:55 UTC |
Lowrance David LCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058855 · doc4.xml · nonDerivative · entry 2 Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,355 F2 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:55 UTC |
Lowrance David LCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 30,438 | $4.45 | $135,449.10 |
DisclosureSEC source: 0001209191-23-058855 · doc4.xml · nonDerivative · entry 1 Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,355 F1 · shares: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:51 UTC |
Lutz Robert MatthewChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001209191-23-058854 · doc4.xml · derivative · entry 2 Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-12-14 F2 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:51 UTC |
Lutz Robert MatthewChief Operating Officer
|
GrantCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058854 · doc4.xml · nonDerivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:46 UTC |
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001209191-23-058850 · doc4.xml · derivative · entry 3 Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2033-12-14 F3 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:46 UTC |
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058850 · doc4.xml · nonDerivative · entry 2 Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,386,674 F2 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:46 UTC |
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
|
Tax withholdingCommon Stock | 109,680 | $4.45 | $488,076.00 |
DisclosureSEC source: 0001209191-23-058850 · doc4.xml · nonDerivative · entry 1 Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 936,674 F1 · shares: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:37 UTC |
RAMSAY DAVID ADirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058848 · doc4.xml · nonDerivative · entry 1 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,223,642 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:35 UTC |
van Es-Johansson AnDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058846 · doc4.xml · nonDerivative · entry 1 van Es-Johansson An · CIK 0001795902 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:33 UTC |
Hawkins Richard JDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058844 · doc4.xml · nonDerivative · entry 1 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,241 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:32 UTC |
Elam Nevan CDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058843 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,585 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:28 UTC |
McCracken Joseph SDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058841 · doc4.xml · nonDerivative · entry 1 McCracken Joseph S · CIK 0001632454 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,837 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:05 UTC |
Pratt Raymond DennisChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001209191-23-058946 · doc4.xml · derivative · entry 2 Pratt Raymond Dennis · CIK 0001548356 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-12-14 F2 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:05 UTC |
Pratt Raymond DennisChief Medical Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058946 · doc4.xml · nonDerivative · entry 1 Pratt Raymond Dennis · CIK 0001548356 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,000 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:09 UTC |
Hawkins Richard JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,841 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-23-058353 · doc4.xml · derivative · entry 2 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,841 shares Expires 2023-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 12, 2014. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:09 UTC |
Hawkins Richard JDirector
|
Exercise / conversionCommon Stock | 10,841 | $0.82 | $8,889.62 |
DisclosureSEC source: 0001209191-23-058353 · doc4.xml · nonDerivative · entry 1 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:08 UTC |
Elam Nevan CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,841 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-23-058349 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,841 shares Expires 2023-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 12, 2014. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:08 UTC |
Elam Nevan CDirector
|
Exercise / conversionCommon Stock | 10,841 | $0.82 | $8,889.62 |
DisclosureSEC source: 0001209191-23-058349 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:13 UTC |
Yang Rick10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042805 · doc4.xml · nonDerivative · entry 1 Yang Rick · CIK 0001851328 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:12 UTC |
Walker Paul Edward10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042804 · doc4.xml · nonDerivative · entry 1 Walker Paul Edward · CIK 0001553150 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:11 UTC |
SANDELL SCOTT D10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042803 · doc4.xml · nonDerivative · entry 1 SANDELL SCOTT D · CIK 0001237289 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:10 UTC |
Mathers Edward T10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042802 · doc4.xml · nonDerivative · entry 1 Mathers Edward T · CIK 0001328625 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:09 UTC |
Makhzoumi Mohamad10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042801 · doc4.xml · nonDerivative · entry 1 Makhzoumi Mohamad · CIK 0001630226 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:08 UTC |
Florence Anthony A. Jr.10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042800 · doc4.xml · nonDerivative · entry 1 Florence Anthony A. Jr. · CIK 0001559827 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:06 UTC |
Behbahani Ali10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042797 · doc4.xml · nonDerivative · entry 1 Behbahani Ali · CIK 0001613867 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:07 UTC |
Chang Carmen10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042799 · doc4.xml · nonDerivative · entry 1 Chang Carmen · CIK 0001746342 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:05 UTC |
BASKETT FOREST10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042796 · doc4.xml · nonDerivative · entry 1 BASKETT FOREST · CIK 0001277631 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note 2 Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 23:04 UTC |
Growth Equity Opportunities 17, LLC10% owner
NEA 17 GP, LLC10% owner
NEA Partners 17, L.P.10% owner
New Enterprise Associates 17, L.P.10% owner
|
PurchaseCommon Stock | 333,333 | $3.00 | $999,999.00 |
DisclosureSEC source: 0001209191-23-042795 · doc4.xml · nonDerivative · entry 1 Growth Equity Opportunities 17, LLC · CIK 0001790256 · 10% owner NEA 17 GP, LLC · CIK 0001796821 · 10% owner NEA Partners 17, L.P. · CIK 0001796820 · 10% owner New Enterprise Associates 17, L.P. · CIK 0001768564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,471,264 F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer. F2 · ownership.direct: The shares are directly held by Growth Equity Opportunities 17, LLC ("GEO 17"), and indirectly held by New Enterprise Associates 17, L.P. ("NEA 17"), the sole member of GEO 17, NEA Partners 17, L.P. ("NEA Partners 17"), the sole general partner of NEA 17, NEA 17 GP, LLC ("NEA 17 LLC"), the sole general partner of NEA Partners 17, and the individual managers of NEA 17 LLC (NEA 17, NEA Partners 17, NEA 17 LLC and the individual managers of NEA 17 LLC, together, the "Indirect Reporting Persons"). The individual managers of NEA 17 LLC are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony Florence, Jr., Mohamad Makhzoumi, Edward Mathers, Scott Sandell, Paul Walker and Rick Yang. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the GEO 17 shares in which the Indirect Reporting Persons have no pecuniary interest. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 11:00 UTC |
Pratt Raymond DennisChief Medical Officer
|
PurchaseCommon Stock | 6,500 | $2.93 | $19,045.00 |
DisclosureSEC source: 0001209191-23-039855 · doc4.xml · nonDerivative · entry 1 Pratt Raymond Dennis · CIK 0001548356 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Read SEC document |
| May 26, 2023 Filed May 26, 2023 15:31 UTC |
RAMSAY DAVID ADirector
|
PurchaseCommon Stock | 37,124 | $2.63 | $97,599.00 |
DisclosureSEC source: 0001209191-23-032391 · doc4.xml · nonDerivative · entry 3 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,201,142 F3 · price: The price is a weighted average purchase price. The purchase prices ranged from $2.60 to $2.66. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| May 25, 2023 Filed May 26, 2023 15:31 UTC |
RAMSAY DAVID ADirector
|
PurchaseCommon Stock | 12,876 | $2.57 | $33,129.95 |
DisclosureSEC source: 0001209191-23-032391 · doc4.xml · nonDerivative · entry 2 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,164,018 F2 · price: The price is a weighted average purchase price. The purchase prices ranged from $2.55 to $2.59. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| May 24, 2023 Filed May 26, 2023 15:31 UTC |
RAMSAY DAVID ADirector
|
PurchaseCommon Stock | 50,000 | $2.56 | $127,800.00 |
DisclosureSEC source: 0001209191-23-032391 · doc4.xml · nonDerivative · entry 1 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,151,142 F1 · price: The price is a weighted average purchase price. The purchase prices ranged from $2.54 to $2.57. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC |
Lutz Robert MatthewChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0001209191-23-013677 · doc4.xml · derivative · entry 2 Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2033-02-24 F2 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of February 13, 2023, subject to the reporting person's continued service with the Issuer. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC |
Lutz Robert MatthewChief Operating Officer
|
GrantCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013677 · doc4.xml · nonDerivative · entry 1 Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on February 13, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 17:41 UTC |
RAMSAY DAVID ADirector
|
PurchaseCommon Stock | 29,000 | $1.55 | $44,834.00 |
DisclosureSEC source: 0001209191-23-000057 · doc4.xml · nonDerivative · entry 2 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,101,142 F2 · price: The price is a weighted average purchase price. The purchase prices ranged from $1.49 to $1.58. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 17:41 UTC |
RAMSAY DAVID ADirector
|
PurchaseCommon Stock | 7,000 | $1.54 | $10,752.00 |
DisclosureSEC source: 0001209191-23-000057 · doc4.xml · nonDerivative · entry 1 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072,142 F1 · price: The price is a weighted average purchase price. The purchase prices ranged from $1.48 to $1.55. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
| December 28, 2022 Filed Dec 28, 2022 21:40 UTC |
RAMSAY DAVID ADirector
|
PurchaseCommon Stock | 3,293 | $1.50 | $4,923.04 |
DisclosureSEC source: 0001209191-22-062838 · doc4.xml · nonDerivative · entry 2 RAMSAY DAVID A · CIK 0001283292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065,142 F2 · price: The price is a weighted average purchase price. The purchase prices ranged from $1.48 to $1.51. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.