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Nasdaq · USD

SVRA

Savara Inc

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Tapewire entity
4900
SEC CIK
0001160308
Parsed reports
230

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2023 Filed Dec 29, 2023 21:35 UTC
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-060009 · doc4.xml · nonDerivative · entry 2

Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,674

F3 · shares: The reporting person made a bona fide gift to The Pennington School.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:35 UTC
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 84,000 $4.71 $395,900.40
Disclosure

SEC source: 0001209191-23-060009 · doc4.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,302,674

F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units.

F2 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:34 UTC
Lowrance David LCHIEF FINANCIAL OFFICER
SaleCommon Stock 10,000 $4.71 $47,131.00
Disclosure

SEC source: 0001209191-23-060008 · doc4.xml · nonDerivative · entry 1

Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,355

F1 · shares: Represents shares sold to satisfy tax liability upon the vesting of restricted stock units.

F2 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 7

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2030-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable on December 16, 2021.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 6

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2029-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,758 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 5

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,758 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on October 24, 2014.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
SaleCommon Stock 93,843 $4.71 $442,291.44
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 4

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

F1 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
Exercise / conversionCommon Stock 40,000 $1.23 $49,200.00
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 3

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
Exercise / conversionCommon Stock 12,000 $1.59 $19,080.00
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 2

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:33 UTC
Elam Nevan CDirector
Exercise / conversionCommon Stock 1,758 $0.82 $1,441.56
Disclosure

SEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 22:55 UTC
Lowrance David LCHIEF FINANCIAL OFFICER
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058855 · doc4.xml · nonDerivative · entry 3

Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,355

F3 · shares: The reporting person made a bona fide gift to The McCallie School. The reporting person does not have voting or investment power with respect to the shares held by The McCallie School.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 23:10 UTC
Sun RickyDirector
GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070862 · ownership.xml · nonDerivative · entry 1

Sun Ricky · CIK 0001790589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:55 UTC
Lowrance David LCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-23-058855 · doc4.xml · derivative · entry 4

Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-12-14

F4 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:55 UTC
Lowrance David LCHIEF FINANCIAL OFFICER
GrantCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058855 · doc4.xml · nonDerivative · entry 2

Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,355

F2 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:55 UTC
Lowrance David LCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 30,438 $4.45 $135,449.10
Disclosure

SEC source: 0001209191-23-058855 · doc4.xml · nonDerivative · entry 1

Lowrance David L · CIK 0001408498 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,355

F1 · shares: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:51 UTC
Lutz Robert MatthewChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-23-058854 · doc4.xml · derivative · entry 2

Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-12-14

F2 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:51 UTC
Lutz Robert MatthewChief Operating Officer
GrantCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058854 · doc4.xml · nonDerivative · entry 1

Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:46 UTC
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-23-058850 · doc4.xml · derivative · entry 3

Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2033-12-14

F3 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:46 UTC
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058850 · doc4.xml · nonDerivative · entry 2

Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386,674

F2 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:46 UTC
Pauls MatthewDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 109,680 $4.45 $488,076.00
Disclosure

SEC source: 0001209191-23-058850 · doc4.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936,674

F1 · shares: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:37 UTC GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058848 · doc4.xml · nonDerivative · entry 1

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,223,642

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:35 UTC GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058846 · doc4.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:33 UTC GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058844 · doc4.xml · nonDerivative · entry 1

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,241

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:32 UTC
Elam Nevan CDirector
GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058843 · doc4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,585

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:28 UTC GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058841 · doc4.xml · nonDerivative · entry 1

McCracken Joseph S · CIK 0001632454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,837

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:05 UTC
Pratt Raymond DennisChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-23-058946 · doc4.xml · derivative · entry 2

Pratt Raymond Dennis · CIK 0001548356 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-12-14

F2 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:05 UTC
Pratt Raymond DennisChief Medical Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058946 · doc4.xml · nonDerivative · entry 1

Pratt Raymond Dennis · CIK 0001548356 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,000

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 23:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,841 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-23-058353 · doc4.xml · derivative · entry 2

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,841 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 12, 2014.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 23:09 UTC Exercise / conversionCommon Stock 10,841 $0.82 $8,889.62
Disclosure

SEC source: 0001209191-23-058353 · doc4.xml · nonDerivative · entry 1

Hawkins Richard J · CIK 0001307632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 23:08 UTC
Elam Nevan CDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,841 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-23-058349 · doc4.xml · derivative · entry 2

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,841 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 12, 2014.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 23:08 UTC
Elam Nevan CDirector
Exercise / conversionCommon Stock 10,841 $0.82 $8,889.62
Disclosure

SEC source: 0001209191-23-058349 · doc4.xml · nonDerivative · entry 1

Elam Nevan C · CIK 0001314773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 23:13 UTC
Yang Rick10% owner
PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042805 · doc4.xml · nonDerivative · entry 1

Yang Rick · CIK 0001851328 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 23:12 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042804 · doc4.xml · nonDerivative · entry 1

Walker Paul Edward · CIK 0001553150 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 23:11 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042803 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 23:10 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042802 · doc4.xml · nonDerivative · entry 1

Mathers Edward T · CIK 0001328625 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 23:09 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042801 · doc4.xml · nonDerivative · entry 1

Makhzoumi Mohamad · CIK 0001630226 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 23:08 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042800 · doc4.xml · nonDerivative · entry 1

Florence Anthony A. Jr. · CIK 0001559827 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

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July 17, 2023 Filed Jul 19, 2023 23:06 UTC
Behbahani Ali10% owner
PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042797 · doc4.xml · nonDerivative · entry 1

Behbahani Ali · CIK 0001613867 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

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July 17, 2023 Filed Jul 19, 2023 23:07 UTC
Chang Carmen10% owner
PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042799 · doc4.xml · nonDerivative · entry 1

Chang Carmen · CIK 0001746342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

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July 17, 2023 Filed Jul 19, 2023 23:05 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042796 · doc4.xml · nonDerivative · entry 1

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note 2

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC, which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of New Enterprise Associates 17, L.P. ("NEA 17"). NEA 17 is the sole member of Growth Equity Opportunities 17, LLC ("GEO 17"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GEO 17 in which the Reporting Person has no pecuniary interest.

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July 17, 2023 Filed Jul 19, 2023 23:04 UTC PurchaseCommon Stock 333,333 $3.00 $999,999.00
Disclosure

SEC source: 0001209191-23-042795 · doc4.xml · nonDerivative · entry 1

Growth Equity Opportunities 17, LLC · CIK 0001790256 · 10% owner

NEA 17 GP, LLC · CIK 0001796821 · 10% owner

NEA Partners 17, L.P. · CIK 0001796820 · 10% owner

New Enterprise Associates 17, L.P. · CIK 0001768564 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,471,264

F1 · kind: Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.

F2 · ownership.direct: The shares are directly held by Growth Equity Opportunities 17, LLC ("GEO 17"), and indirectly held by New Enterprise Associates 17, L.P. ("NEA 17"), the sole member of GEO 17, NEA Partners 17, L.P. ("NEA Partners 17"), the sole general partner of NEA 17, NEA 17 GP, LLC ("NEA 17 LLC"), the sole general partner of NEA Partners 17, and the individual managers of NEA 17 LLC (NEA 17, NEA Partners 17, NEA 17 LLC and the individual managers of NEA 17 LLC, together, the "Indirect Reporting Persons"). The individual managers of NEA 17 LLC are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony Florence, Jr., Mohamad Makhzoumi, Edward Mathers, Scott Sandell, Paul Walker and Rick Yang. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the GEO 17 shares in which the Indirect Reporting Persons have no pecuniary interest.

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June 26, 2023 Filed Jun 27, 2023 11:00 UTC
Pratt Raymond DennisChief Medical Officer
PurchaseCommon Stock 6,500 $2.93 $19,045.00
Disclosure

SEC source: 0001209191-23-039855 · doc4.xml · nonDerivative · entry 1

Pratt Raymond Dennis · CIK 0001548356 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

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May 26, 2023 Filed May 26, 2023 15:31 UTC PurchaseCommon Stock 37,124 $2.63 $97,599.00
Disclosure

SEC source: 0001209191-23-032391 · doc4.xml · nonDerivative · entry 3

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,201,142

F3 · price: The price is a weighted average purchase price. The purchase prices ranged from $2.60 to $2.66. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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May 25, 2023 Filed May 26, 2023 15:31 UTC PurchaseCommon Stock 12,876 $2.57 $33,129.95
Disclosure

SEC source: 0001209191-23-032391 · doc4.xml · nonDerivative · entry 2

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,164,018

F2 · price: The price is a weighted average purchase price. The purchase prices ranged from $2.55 to $2.59. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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May 24, 2023 Filed May 26, 2023 15:31 UTC PurchaseCommon Stock 50,000 $2.56 $127,800.00
Disclosure

SEC source: 0001209191-23-032391 · doc4.xml · nonDerivative · entry 1

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,151,142

F1 · price: The price is a weighted average purchase price. The purchase prices ranged from $2.54 to $2.57. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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February 24, 2023 Filed Feb 28, 2023 21:31 UTC
Lutz Robert MatthewChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001209191-23-013677 · doc4.xml · derivative · entry 2

Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2033-02-24

F2 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of February 13, 2023, subject to the reporting person's continued service with the Issuer.

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February 24, 2023 Filed Feb 28, 2023 21:31 UTC
Lutz Robert MatthewChief Operating Officer
GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013677 · doc4.xml · nonDerivative · entry 1

Lutz Robert Matthew · CIK 0001786203 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on February 13, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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December 30, 2022 Filed Jan 3, 2023 17:41 UTC PurchaseCommon Stock 29,000 $1.55 $44,834.00
Disclosure

SEC source: 0001209191-23-000057 · doc4.xml · nonDerivative · entry 2

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101,142

F2 · price: The price is a weighted average purchase price. The purchase prices ranged from $1.49 to $1.58. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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December 29, 2022 Filed Jan 3, 2023 17:41 UTC PurchaseCommon Stock 7,000 $1.54 $10,752.00
Disclosure

SEC source: 0001209191-23-000057 · doc4.xml · nonDerivative · entry 1

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072,142

F1 · price: The price is a weighted average purchase price. The purchase prices ranged from $1.48 to $1.55. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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December 28, 2022 Filed Dec 28, 2022 21:40 UTC PurchaseCommon Stock 3,293 $1.50 $4,923.04
Disclosure

SEC source: 0001209191-22-062838 · doc4.xml · nonDerivative · entry 2

RAMSAY DAVID A · CIK 0001283292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065,142

F2 · price: The price is a weighted average purchase price. The purchase prices ranged from $1.48 to $1.51. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.