van Es-Johansson An

SEC source: 0001193125-26-409859 · ownership.xml · derivative · entry 2

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,843

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in four substantially equal quarterly installments beginning on July 1, 2026.

F2 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in four substantially equal quarterly installments beginning on July 1, 2026.

SEC source: 0001193125-26-409859 · ownership.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of an RSU grant which occurs in four substantially equal quarterly installments beginning on July 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's Common Stock.

SEC source: 0001193125-26-292643 · ownership.xml · derivative · entry 2

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,764

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the vesting of an RSU grant which occurs in four substantially equal quarterly installments beginning on July 1, 2026.

F2 · derivative.expiration_date: Represents the vesting of an RSU grant which occurs in four substantially equal quarterly installments beginning on July 1, 2026.

SEC source: 0001193125-26-292643 · ownership.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of an RSU grant which occurs in four substantially equal quarterly installments beginning on July 1, 2026.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's Common Stock.

SEC source: 0001193125-26-228933 · ownership.xml · derivative · entry 2

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,686

Underlying: Common Stock · 3,686 shares

Expires 2036-05-14

F2 · derivative.exercise_date: The options vest monthly over 12 months from the grant date in substantially equal monthly increments, provided that the options vest in full on the Issuer's 2027 Annual Stockholder Meeting, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0001193125-26-228933 · ownership.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,686

Underlying: Common Stock · 3,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs awarded vest ratably over four quarters in substantially equal 1/4th increments, commencing with 1/4th vesting on July 1, 2026 and the remainder vesting quarterly thereafter.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs awarded vest ratably over four quarters in substantially equal 1/4th increments, commencing with 1/4th vesting on July 1, 2026 and the remainder vesting quarterly thereafter.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs awarded vest ratably over four quarters in substantially equal 1/4th increments, commencing with 1/4th vesting on July 1, 2026 and the remainder vesting quarterly thereafter.

SEC source: 0001193125-25-316307 · ownership.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,500

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 9, 2026, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000950170-25-109408 · ownership.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,794

Underlying: Common Stock · 297,794 shares

Expires 2035-08-12

F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's 2026 Annual Stockholder Meeting, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0000950170-25-024341 · ownership.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,122

Underlying: Common Stock · 40,122 shares

Expires 2035-02-17

F1 · derivative.exercise_date: 1. The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's 2026 Annual Stockholder Meeting, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0001126234-24-000118 · wk-form4_1734143505.xml · derivative · entry 6

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,729 shares

Expires 2031-02-15

F3 · price: Represents an out-of-money option that was cancelled without any cash payment or issuance of CVRs being made in respect thereof pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Represents an out-of-money option that was cancelled without any cash payment or issuance of CVRs being made in respect thereof pursuant to the Merger Agreement.

SEC source: 0001126234-24-000118 · wk-form4_1734143505.xml · derivative · entry 5

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,910 shares

Expires 2031-05-19

F3 · price: Represents an out-of-money option that was cancelled without any cash payment or issuance of CVRs being made in respect thereof pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Represents an out-of-money option that was cancelled without any cash payment or issuance of CVRs being made in respect thereof pursuant to the Merger Agreement.

SEC source: 0001126234-24-000118 · wk-form4_1734143505.xml · derivative · entry 4

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,431 shares

Expires 2032-05-04

F3 · price: Represents an out-of-money option that was cancelled without any cash payment or issuance of CVRs being made in respect thereof pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Represents an out-of-money option that was cancelled without any cash payment or issuance of CVRs being made in respect thereof pursuant to the Merger Agreement.

SEC source: 0001126234-24-000118 · wk-form4_1734143505.xml · derivative · entry 3

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,328 shares

Expires 2034-06-04

F2 · price: This option was cancelled pursuant to the Merger Agreement in exchange for (i) an amount in cash equal to the product of (x) the total number of shares underlying such option multiplied by (y) the excess of the Cash Amount over the applicable exercise price per share and (ii) one CVR for each share underlying such in-the-money option.

F2 · derivative.exercise_date: This option was cancelled pursuant to the Merger Agreement in exchange for (i) an amount in cash equal to the product of (x) the total number of shares underlying such option multiplied by (y) the excess of the Cash Amount over the applicable exercise price per share and (ii) one CVR for each share underlying such in-the-money option.

SEC source: 0001126234-24-000118 · wk-form4_1734143505.xml · derivative · entry 2

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,345 shares

Expires 2033-05-09

F2 · price: This option was cancelled pursuant to the Merger Agreement in exchange for (i) an amount in cash equal to the product of (x) the total number of shares underlying such option multiplied by (y) the excess of the Cash Amount over the applicable exercise price per share and (ii) one CVR for each share underlying such in-the-money option.

F2 · derivative.exercise_date: This option was cancelled pursuant to the Merger Agreement in exchange for (i) an amount in cash equal to the product of (x) the total number of shares underlying such option multiplied by (y) the excess of the Cash Amount over the applicable exercise price per share and (ii) one CVR for each share underlying such in-the-money option.

SEC source: 0001126234-24-000118 · wk-form4_1734143505.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated October 22, 2024, by and between the Issuer, DPV Parent, Inc., DPV MergerSub, Inc. and Double Point Ventures LLC ("DPV") (the "Merger Agreement") in exchange for (i) $4.25 in cash per share (the "Cash Amount"), plus (ii) one non-transferable contingent value right ("CVR") per share.

SEC source: 0000950170-24-136773 · ownership.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 12, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The reporting person has elected to defer receipt of the shares of common stock underlying the RSUs upon vesting. In accordance with the reporting person's deferral election, the vested shares will be delivered to the reporting person following the reporting person's termination of service with the Issuer.

SEC source: 0000950170-24-105960 · ownership.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Common Stock · 3,650 shares

Expires 2034-09-11

F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0001126234-24-000078 · wk-form4_1717790876.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,328

Underlying: Common Stock · 3,328 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2009 Equity Incentive Plan (the "Plan"). One hundred percent (100%) of the shares shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, in each case subject to the Reporting Person's continuous service as of such date. The option expires ten years after the date of grant.

SEC source: 0000950170-24-020414 · ownership.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2034-02-22

F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0001209191-23-058846 · doc4.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001126234-23-000073 · wf-form4_168392789999366.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,345

Underlying: Common Stock · 3,345 shares

Expires 2033-05-09

F1 · derivative.exercise_date: Grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2009 Equity Incentive Plan (the "Plan"). One hundred percent (100%) of the shares shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, in each case subject to the Reporting Person's continuous service as of such date. The option expires ten years after the date of grant.

SEC source: 0001209191-23-010639 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,182

Underlying: Common Stock · 20,182 shares

Expires 2033-02-15

F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0001209191-22-061421 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable on December 13, 2023.

SEC source: 0001126234-22-000057 · wf-form4_165213064162936.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431

Underlying: Common Stock · 3,431 shares

Expires 2032-05-04

F1 · derivative.exercise_date: Grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2009 Equity Incentive Plan (the "Plan"). One hundred percent (100%) of the shares shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, in each case subject to the Reporting Person's continuous service as of such date. The option expires ten years after the date of grant.

SEC source: 0001209191-21-069588 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-12-14

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable on December 14, 2022.

SEC source: 0001209191-21-036242 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,336

Underlying: Common Stock · 6,336 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting.

SEC source: 0001126234-21-000083 · wf-form4_162189581801877.xml · derivative · entry 2

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,910

Underlying: Common Stock · 2,910 shares

Expires 2031-05-19

F3 · derivative.exercise_date: Grant to the Reporting Person of a nonstatutory stock option under the Plan. One hundred percent (100%) of the shares shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, in each case subject to the Reporting Person's continuous service as of such date. The option expires ten years after the date of grant.

SEC source: 0001126234-21-000083 · wf-form4_162189581801877.xml · nonDerivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F1 · shares: Represents shares issued as restricted stock units ("RSUs") under the Issuer's 2010 Non-Employee Director Stock Award Plan (the "Plan") that were received as an award, for no consideration. The RSUs vest in a single installment on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.

F2 · balance_after: Includes 733 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of three successive annual installments with the next installment occurring on February 16, 2022, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.

SEC source: 0001209191-20-063976 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-12-16

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable on December 16, 2021.

SEC source: 0001209191-20-039563 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2030-06-25

F1 · derivative.exercise_date: The options vest in equal 1/19th increments on the 9th of every month with the first 1/19th increment vesting on July 9, 2020 and the last 1/19th increment vesting on January 9, 2022.

SEC source: 0001209191-20-004536 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-01-09

F1 · derivative.exercise_date: The option vests over two years as follows: 50% of the shares vest on January 1, 2021 and 1/24th of the shares vest each monthly anniversary thereafter.

SEC source: 0000899243-19-030068 · doc4.xml · derivative · entry 1

van Es-Johansson An · CIK 0001795902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-12-20

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019, subject to the reporting person's continued service with the Issuer.