Tapewire

Nasdaq · USD

SUNE

SUNation Energy, Inc.

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Tapewire entity
7787
SEC CIK
0000022701
Parsed reports
192

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,500 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 18

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option fully vested on May 22, 2020

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,500 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 17

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option fully vested on May 22, 2019

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 16

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option fully vested on May 23, 2019

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 15

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested May 24, 2018

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 28,961 $0.00 Strike: $6.33 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 14

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,961 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option fully vested on May 19, 2017

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC OtherStock Option (Right-to-Buy) · Derivative 25,913 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 13

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,913 shares

Expires 2022-05-21

F1 · derivative.exercise_date: As provided in the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Tax withholdingCommon Stock 6,909 $7.15 $49,399.35
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 12

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,270

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionCommon Stock 10,000 $4.94 $49,400.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 11

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Tax withholdingCommon Stock 4,790 $7.15 $34,248.50
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 10

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,179

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionCommon Stock 12,500 $2.74 $34,250.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 9

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Tax withholdingCommon Stock 889 $7.15 $6,356.35
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 8

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,469

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionCommon Stock 2,500 $2.55 $6,375.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 7

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Tax withholdingCommon Stock 5,524 $7.15 $39,496.60
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 6

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,858

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionCommon Stock 10,000 $3.95 $39,500.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 5

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Tax withholdingCommon Stock 6,069 $7.15 $43,393.35
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 4

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,382

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionCommon Stock 10,000 $4.34 $43,400.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 3

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Tax withholdingCommon Stock 25,639 $7.15 $183,318.85
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 2

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,451

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionCommon Stock 28,961 $6.33 $183,323.13
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · nonDerivative · entry 1

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 14

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Option fully vested on June 17, 2021

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,500 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 13

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Option fully vested on May 22, 2020

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 12

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option fully vested on May 24, 2018

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 16,767 $0.00 Strike: $6.33 $0.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 11

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,767 shares

Expires 2023-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option fully vested on May 19, 2017

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC OtherStock Option (Right-to-Buy) · Derivative 16,767 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 10

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,767 shares

Expires 2022-05-21

F4 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Tax withholdingCommon Stock 6,909 $7.15 $49,399.35
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 8

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,554

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionCommon Stock 10,000 $4.94 $49,400.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 7

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Tax withholdingCommon Stock 4,790 $7.15 $34,248.50
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 6

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,463

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionCommon Stock 12,500 $2.74 $34,250.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 5

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Tax withholdingCommon Stock 6,069 $7.15 $43,393.35
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 4

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,753

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionCommon Stock 10,000 $4.34 $43,400.00
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Tax withholdingCommon Stock 14,844 $7.15 $106,134.60
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,822

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:30 UTC Exercise / conversionCommon Stock 16,767 $6.33 $106,135.11
Disclosure

SEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 34,550 shares owned by reporting person individually and 25,349 shares owned jointly by reporting person and his spouse

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · derivative · entry 15

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option fully vested on June 17, 2021

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,500 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · derivative · entry 14

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option fully vested on May 22, 2020

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,500 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · derivative · entry 13

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option fully vested on May 22, 2019

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · derivative · entry 12

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option fully vested on May 23, 2019

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · derivative · entry 11

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested on May 24, 2018

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Tax withholdingCommon Stock 6,909 $7.15 $49,399.35
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 10

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,819

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionCommon Stock 10,000 $4.94 $49,400.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 9

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Tax withholdingCommon Stock 4,790 $7.15 $34,248.50
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 8

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,728

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionCommon Stock 12,500 $2.74 $34,250.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 7

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Tax withholdingCommon Stock 889 $7.15 $6,356.35
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 6

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,018

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionCommon Stock 2,500 $2.55 $6,375.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 5

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Tax withholdingCommon Stock 5,524 $7.15 $39,496.60
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 4

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,407

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionCommon Stock 10,000 $3.95 $39,500.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 3

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Tax withholdingCommon Stock 6,069 $7.15 $43,393.35
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 2

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,931

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:08 UTC Exercise / conversionCommon Stock 10,000 $4.34 $43,400.00
Disclosure

SEC source: 0001615594-21-000082 · primary_doc.xml · nonDerivative · entry 1

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:53 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-21-000081 · primary_doc.xml · derivative · entry 3

Zapata Michael R. · CIK 0001758042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested fully on June 17, 2021

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:53 UTC Tax withholdingCommon Stock 6,909 $7.15 $49,399.35
Disclosure

SEC source: 0001615594-21-000081 · primary_doc.xml · nonDerivative · entry 2

Zapata Michael R. · CIK 0001758042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:53 UTC Exercise / conversionCommon Stock 10,000 $4.94 $49,400.00
Disclosure

SEC source: 0001615594-21-000081 · primary_doc.xml · nonDerivative · entry 1

Zapata Michael R. · CIK 0001758042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · derivative · entry 16

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.