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CONSTELLATION BRANDS, INC.

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3227
SEC CIK
0000016918
Parsed reports
669

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2018 Filed Apr 4, 2018 20:50 UTC Exercise / conversionClass 1 (convertible) Common Stock · Derivative 3,398 $21.88 $74,348.24
Disclosure

SEC source: 0001225208-18-007375 · doc4.xml · derivative · entry 6

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,538

Underlying: Class A Common Stock · 3,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:48 UTC
Klein David EricExec Vice Pres. & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,900 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001225208-18-007173 · doc4.xml · derivative · entry 5

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 Common Stock · 17,900 shares

Expires 2019-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:48 UTC
Klein David EricExec Vice Pres. & CFO
ConversionClass 1 (convertible) Common Stock · Derivative 17,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007173 · doc4.xml · derivative · entry 4

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:48 UTC
Klein David EricExec Vice Pres. & CFO
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 17,900 $11.85 $212,115.00
Disclosure

SEC source: 0001225208-18-007173 · doc4.xml · derivative · entry 3

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Class A Common Stock · 17,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:48 UTC
Klein David EricExec Vice Pres. & CFO
SaleClass A Common Stock 17,900 $228.43 $4,088,979.34
Disclosure

SEC source: 0001225208-18-007173 · doc4.xml · nonDerivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,246

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $228.00 to $ 228.64, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:48 UTC
Klein David EricExec Vice Pres. & CFO
ConversionClass A Common Stock 17,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007173 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $21.88 $0.00
Disclosure

SEC source: 0001225208-18-007375 · doc4.xml · derivative · entry 5

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398

Underlying: Class 1 Common Stock · 3,000 shares

Expires 2018-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC ConversionClass 1 (convertible) Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007375 · doc4.xml · derivative · entry 4

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC Exercise / conversionClass 1 (convertible) Common Stock · Derivative 3,000 $21.88 $65,640.00
Disclosure

SEC source: 0001225208-18-007375 · doc4.xml · derivative · entry 3

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC SaleClass A Common Stock 3,000 $229.22 $687,672.00
Disclosure

SEC source: 0001225208-18-007375 · doc4.xml · nonDerivative · entry 2

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,296

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007375 · doc4.xml · nonDerivative · entry 1

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:40 UTC
Stenzel ChristopherExec Vice President
GrantPerformance Share Units · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006798 · doc4.xml · derivative · entry 1

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Class A Common Stock · 1,560 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:40 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
GrantPerformance Share Units · Derivative 1,480 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006796 · doc4.xml · derivative · entry 1

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

Underlying: Class A Common Stock · 1,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:40 UTC
HETTERICH F PAULExec. Vice President
GrantPerformance Share Units · Derivative 5,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006797 · doc4.xml · derivative · entry 7

HETTERICH F PAUL · CIK 0001245573 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180

Underlying: Class A Common Stock · 5,180 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F5 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F6 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F6 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:38 UTC
Newlands William APresident & COO
GrantPerformance Share Units · Derivative 16,474 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006795 · doc4.xml · derivative · entry 2

Newlands William A · CIK 0001531376 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,474

Underlying: Class A Common Stock · 16,474 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F4 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:38 UTC
SANDS ROBERTDirector · CEO · 10% owner
GrantPerformance Share Units · Derivative 18,940 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006794 · doc4.xml · derivative · entry 1

SANDS ROBERT · CIK 0001245564 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,940

Underlying: Class A Common Stock · 18,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:38 UTC
Klein David EricExec Vice Pres. & CFO
GrantPerformance Share Units · Derivative 4,820 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006793 · doc4.xml · derivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

Underlying: Class A Common Stock · 4,820 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F4 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
GrantPerformance Share Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006792 · doc4.xml · derivative · entry 1

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Class A Common Stock · 4,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2018 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003777 · doc4.xml · derivative · entry 6

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197

Underlying: Class A Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 420 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003777 · doc4.xml · derivative · entry 5

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Underlying: Class A Common Stock · 420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003777 · doc4.xml · derivative · entry 4

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Class A Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 787 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003777 · doc4.xml · derivative · entry 3

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
Tax withholdingClass A Common Stock 729 $217.33 $158,433.57
Disclosure

SEC source: 0001225208-18-003777 · doc4.xml · nonDerivative · entry 2

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Kane Thomas MichaelExecutive VP, Chief HR Officer
Exercise / conversionClass A Common Stock 2,157 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003777 · doc4.xml · nonDerivative · entry 1

Kane Thomas Michael · CIK 0001499935 · Executive VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · balance_after: Includes shares of Class A Common Stock acquired in July 2017 and January 2018 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
Exercise / conversionRestricted Stock Units · Derivative 133 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003776 · doc4.xml · derivative · entry 6

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397

Underlying: Class A Common Stock · 133 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
Exercise / conversionRestricted Stock Units · Derivative 141 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003776 · doc4.xml · derivative · entry 5

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Class A Common Stock · 141 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
Exercise / conversionRestricted Stock Units · Derivative 185 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003776 · doc4.xml · derivative · entry 4

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Class A Common Stock · 185 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
Exercise / conversionRestricted Stock Units · Derivative 247 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003776 · doc4.xml · derivative · entry 3

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 247 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
Tax withholdingClass A Common Stock 248 $217.33 $53,897.84
Disclosure

SEC source: 0001225208-18-003776 · doc4.xml · nonDerivative · entry 2

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:38 UTC
Bourdeau James O.Exec. VP & Gen. Counsel
Exercise / conversionClass A Common Stock 706 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003776 · doc4.xml · nonDerivative · entry 1

Bourdeau James O. · CIK 0001721796 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · balance_after: Includes shares of Class A Common Stock acquired in January 2018 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,330 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · derivative · entry 7

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,330 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Exercise / conversionRestricted Stock Units · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · derivative · entry 6

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Underlying: Class A Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Exercise / conversionRestricted Stock Units · Derivative 195 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · derivative · entry 5

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Class A Common Stock · 195 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Exercise / conversionRestricted Stock Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · derivative · entry 4

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 277 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Exercise / conversionRestricted Stock Units · Derivative 148 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · derivative · entry 3

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

Underlying: Class A Common Stock · 148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Tax withholdingClass A Common Stock 1,927 $217.33 $418,794.91
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · nonDerivative · entry 2

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,343

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:14 UTC
Stenzel ChristopherExec Vice President
Exercise / conversionClass A Common Stock 5,427 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003752 · doc4.xml · nonDerivative · entry 1

Stenzel Christopher · CIK 0001696770 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · balance_after: Includes shares of Class A Common Stock acquired in July 2017 and January 2018 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 21:11 UTC SaleClass A Common Stock 1,494 $220.41 $329,296.57
Disclosure

SEC source: 0001225208-18-001989 · doc4.xml · nonDerivative · entry 2

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,296

Read SEC document
January 30, 2018 Filed Feb 1, 2018 21:11 UTC SaleClass A Common Stock 511 $220.44 $112,646.78
Disclosure

SEC source: 0001225208-18-001989 · doc4.xml · nonDerivative · entry 1

FROMBERG BARRY A · CIK 0001136259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,790

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:36 UTC
SANDS ROBERTDirector · President & CEO · 10% owner
OtherClass B (convertible) Common Stock · Derivative 1,412,492 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-001307 · doc4.xml · derivative · entry 2

SANDS ROBERT · CIK 0001245564 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by RSS 2015 Business Holdings LP

Disclosed balance after: 1,412,492

Underlying: Class A Common Stock · 1,412,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F2 · kind: On January 17, 2018, Mr. Sands sold his 100% interest in RCT 2015 Business Management LLC ("RCT 2015 Management") and RSS 2015 Business Management LLC ("RSS 2015 Management") to a family trust. RCT 2015 Management holds a 0.0257% general partner interest in RCT 2015 Business Holdings LP ("RCT 2015 Holdings") and RSS 2015 Management holds a 0.0246% general partner interest in RSS 2015 Business Holdings LP ("RSS 2015 Holdings").

F2 · price: On January 17, 2018, Mr. Sands sold his 100% interest in RCT 2015 Business Management LLC ("RCT 2015 Management") and RSS 2015 Business Management LLC ("RSS 2015 Management") to a family trust. RCT 2015 Management holds a 0.0257% general partner interest in RCT 2015 Business Holdings LP ("RCT 2015 Holdings") and RSS 2015 Management holds a 0.0246% general partner interest in RSS 2015 Business Holdings LP ("RSS 2015 Holdings").

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F3 · balance_after: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable limited partnerships, the reporting person disclaims beneficial ownership with the respect to the securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F5 · ownership.nature: RSS 2015 Holdings is a limited partnership and its co-general partners are RSS 2015 Management and WildStar.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:36 UTC
SANDS ROBERTDirector · President & CEO · 10% owner
OtherClass B (convertible) Common Stock · Derivative 1,350,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-001307 · doc4.xml · derivative · entry 1

SANDS ROBERT · CIK 0001245564 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by RCT 2015 Business Holdings LP

Disclosed balance after: 1,350,000

Underlying: Class A Common Stock · 1,350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F2 · kind: On January 17, 2018, Mr. Sands sold his 100% interest in RCT 2015 Business Management LLC ("RCT 2015 Management") and RSS 2015 Business Management LLC ("RSS 2015 Management") to a family trust. RCT 2015 Management holds a 0.0257% general partner interest in RCT 2015 Business Holdings LP ("RCT 2015 Holdings") and RSS 2015 Management holds a 0.0246% general partner interest in RSS 2015 Business Holdings LP ("RSS 2015 Holdings").

F2 · price: On January 17, 2018, Mr. Sands sold his 100% interest in RCT 2015 Business Management LLC ("RCT 2015 Management") and RSS 2015 Business Management LLC ("RSS 2015 Management") to a family trust. RCT 2015 Management holds a 0.0257% general partner interest in RCT 2015 Business Holdings LP ("RCT 2015 Holdings") and RSS 2015 Management holds a 0.0246% general partner interest in RSS 2015 Business Holdings LP ("RSS 2015 Holdings").

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F3 · balance_after: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable limited partnerships, the reporting person disclaims beneficial ownership with the respect to the securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F4 · ownership.nature: RCT 2015 Holdings is a limited partnership and its co-general partners are RCT 2015 Management and WildStar Partners LLC ("WildStar").

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:36 UTC OtherClass B (convertible) Common Stock · Derivative 183,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-001306 · doc4.xml · derivative · entry 4

STERN ZACHARY M · CIK 0001462935 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MAS Business Holdings LP

Disclosed balance after: 183,432

Underlying: Class A Common Stock · 183,432 shares

Expires not disclosed

F6 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F7 · kind: On January 17, 2018, Abby & Zach Holdings LLC ("Abby & Zach Holdings") purchased a 33.3% interest in MAS Business Management LLC ("MAS Management"). MAS Management holds a 0.0139% general partner interest in MAS Business Holdings LP ("MAS Holdings"). The reporting person is a member and a co-manager of Abby & Zach Holdings.

F7 · price: On January 17, 2018, Abby & Zach Holdings LLC ("Abby & Zach Holdings") purchased a 33.3% interest in MAS Business Management LLC ("MAS Management"). MAS Management holds a 0.0139% general partner interest in MAS Business Holdings LP ("MAS Holdings"). The reporting person is a member and a co-manager of Abby & Zach Holdings.

F6 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F6 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F8 · balance_after: Except to the extent that the reporting person has a direct or indirect pecuniary interest in MAS Holdings, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F9 · ownership.nature: MAS Holdings is a limited partnership and its co-general partners are MAS Management and WildStar Partners LLC.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:35 UTC OtherClass B (convertible) Common Stock · Derivative 183,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-001305 · doc4.xml · derivative · entry 5

BENNETT ABIGAIL J · CIK 0001454180 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MAS Business Holdings LP

Disclosed balance after: 183,432

Underlying: Class A Common Stock · 183,432 shares

Expires not disclosed

F7 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F8 · kind: On January 17, 2018, Abby & Zach Holdings LLC ("Abby & Zach Holdings") purchased a 33.3% interest in MAS Business Management LLC ("MAS Management"). MAS Management holds a 0.0139% general partner interest in MAS Business Holdings LP ("MAS Holdings"). The reporting person is a member and a co-manager of Abby & Zach Holdings.

F8 · price: On January 17, 2018, Abby & Zach Holdings LLC ("Abby & Zach Holdings") purchased a 33.3% interest in MAS Business Management LLC ("MAS Management"). MAS Management holds a 0.0139% general partner interest in MAS Business Holdings LP ("MAS Holdings"). The reporting person is a member and a co-manager of Abby & Zach Holdings.

F7 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F7 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F9 · balance_after: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by MAS Holdings, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F10 · ownership.nature: MAS Holdings is a limited partnership and its co-general partners are MAS Management and WildStar Partners LLC.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:35 UTC
SANDS RICHARDDirector · Chairman of the Board · 10% owner
OtherClass B (convertible) Common Stock · Derivative 1,350,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-001304 · doc4.xml · derivative · entry 1

SANDS RICHARD · CIK 0001245563 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by RHT 2015 Business Holdings LP

Disclosed balance after: 1,350,000

Underlying: Class A Common Stock · 1,350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F2 · kind: On January 17, 2018, Mr. Sands sold his 100% interest in RHT 2015 Business Management LLC ("RHT 2015 Management") to a family trust. RHT 2015 Management holds a 0.0257% general partner interest in RHT 2015 Business Holdings LP ("RHT 2015 Holdings").

F2 · price: On January 17, 2018, Mr. Sands sold his 100% interest in RHT 2015 Business Management LLC ("RHT 2015 Management") to a family trust. RHT 2015 Management holds a 0.0257% general partner interest in RHT 2015 Business Holdings LP ("RHT 2015 Holdings").

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

F3 · balance_after: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable limited partnerships, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F4 · ownership.nature: RHT 2015 Holdings is a limited partnership and its co-general partners are RHT 2015 Management and WildStar Partners LLC ("WildStar").

Read SEC document
December 21, 2017 Filed Jan 19, 2018 21:36 UTC GiftClass A Common Stock 4,104 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001306 · doc4.xml · nonDerivative · entry 1

STERN ZACHARY M · CIK 0001462935 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Marilyn Sands Master Trust

Disclosed balance after: 322,666

F1 · price: On December 21, 2017, gifts in the aggregate amount of 4,104 shares were made from the Marilyn Sands Master Trust.

F2 · balance_after: The reporting person is a trustee of the Marilyn Sands Master Trust. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the trust, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F3 · ownership.nature: Held by the Marilyn Sands Master Trust, for which the reporting person serves as a trustee.

Read SEC document
December 21, 2017 Filed Jan 19, 2018 21:35 UTC GiftClass A Common Stock 4,104 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001305 · doc4.xml · nonDerivative · entry 1

BENNETT ABIGAIL J · CIK 0001454180 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Marilyn Sands Master Trust

Disclosed balance after: 322,666

F1 · price: On December 21, 2017, gifts in the aggregate amount of 4,104 shares were made from the Marilyn Sands Master Trust.

F2 · balance_after: Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the trust, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F3 · ownership.nature: Held by the Marilyn Sands Master Trust, for which the reporting person serves as a trustee.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC
MULLIN THOMAS JExec. VP & Gen. Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,227 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · derivative · entry 5

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 Common Stock · 18,227 shares

Expires 2021-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC
MULLIN THOMAS JExec. VP & Gen. Counsel
ConversionClass 1 (convertible) Common Stock · Derivative 18,227 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · derivative · entry 4

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC
MULLIN THOMAS JExec. VP & Gen. Counsel
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 18,227 $20.60 $375,476.20
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · derivative · entry 3

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,227

Underlying: Class A Common Stock · 18,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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November 08, 2017 Filed Nov 9, 2017 21:42 UTC
MULLIN THOMAS JExec. VP & Gen. Counsel
SaleClass A Common Stock 18,227 $217.01 $3,955,452.21
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · nonDerivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.90 to $217.10, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.