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MULLIN THOMAS J

Disclosed activity across 1 company

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172013
SEC CIK
0001245569

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CompanyLast reported asReport datePublished
CONSTELLATION BRANDS, INC.STZ · Entity 3227Exec. VP & Gen. CounselNovember 08, 2017November 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONSTELLATION BRANDS, INC.

Report date November 08, 2017 · Filed November 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect54,697 Ending reported balance After 2017-11-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-11-08 · Conversion · Acquired 18,227 · Balance 72,924

F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Row 2 · 2017-11-08 · Sale · Disposed 18,227 · Balance 54,697

F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.90 to $217.10, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Class 1 (convertible) Common StockSEC Table II · derivative / convertible securityDirect18,227 Reported balance After 2017-11-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-11-08 · Exercise / conversion · Acquired 18,227 · Balance 18,227

F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Class 1 (convertible) Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-11-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-11-08 · Conversion · Disposed 18,227 · Balance 0

F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.60 · Expires 2021-04-05Direct0 Reported balance After 2017-11-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-11-08 · Exercise / conversion · Disposed 18,227 · Balance 0

F4: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.90 to $217.10, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2017 Filed Nov 9, 2017 21:42 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,227 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · derivative · entry 5

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 Common Stock · 18,227 shares

Expires 2021-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 18,227 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · derivative · entry 4

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 18,227 $20.60 $375,476.20
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · derivative · entry 3

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,227

Underlying: Class A Common Stock · 18,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 18,227 $217.01 $3,955,452.21
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · nonDerivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.90 to $217.10, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:42 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 18,227 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017149 · doc4.xml · nonDerivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · derivative · entry 10

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,227

Underlying: Class 1 Common Stock · 25,000 shares

Expires 2021-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · derivative · entry 9

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 25,000 $20.60 $515,000.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · derivative · entry 8

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 25,000 $210.42 $5,260,480.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · nonDerivative · entry 4

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.2250 to $210.6200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · nonDerivative · entry 3

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · derivative · entry 7

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,227

Underlying: Class 1 Common Stock · 25,000 shares

Expires 2021-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · derivative · entry 6

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 25,000 $20.60 $515,000.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · derivative · entry 5

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 25,000 $208.47 $5,211,782.50
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · nonDerivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $208.45 to $208.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:12 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016340 · doc4.xml · nonDerivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,526 $0.00 Strike: $16.67 $0.00
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · derivative · entry 10

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 Common Stock · 23,526 shares

Expires 2020-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 23,526 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · derivative · entry 9

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 23,526 $16.67 $392,178.42
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · derivative · entry 8

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526

Underlying: Class A Common Stock · 23,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 23,526 $193.72 $4,557,381.44
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · nonDerivative · entry 4

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $193.50 to $194.19, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 23,526 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · nonDerivative · entry 3

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,308 $0.00 Strike: $16.67 $0.00
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · derivative · entry 7

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526

Underlying: Class 1 Common Stock · 31,308 shares

Expires 2020-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 31,308 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · derivative · entry 6

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 31,308 $16.67 $521,904.36
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · derivative · entry 5

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,308

Underlying: Class A Common Stock · 31,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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August 01, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 31,308 $195.08 $6,107,599.08
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · nonDerivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $194.76 to $195.25, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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August 01, 2017 Filed Aug 3, 2017 20:27 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 31,308 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013233 · doc4.xml · nonDerivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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July 05, 2017 Filed Jul 6, 2017 20:04 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,827 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001225208-17-012335 · doc4.xml · derivative · entry 5

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 Common Stock · 23,827 shares

Expires 2019-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The four-year vesting schedule began on the date specified; 100% of this option has now vested.

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July 05, 2017 Filed Jul 6, 2017 20:04 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 23,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012335 · doc4.xml · derivative · entry 4

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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July 05, 2017 Filed Jul 6, 2017 20:04 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 23,827 $11.85 $282,349.95
Disclosure

SEC source: 0001225208-17-012335 · doc4.xml · derivative · entry 3

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,827

Underlying: Class A Common Stock · 23,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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July 05, 2017 Filed Jul 6, 2017 20:04 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 23,827 $193.64 $4,613,810.24
Disclosure

SEC source: 0001225208-17-012335 · doc4.xml · nonDerivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $193.365 to $194.010, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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July 05, 2017 Filed Jul 6, 2017 20:04 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 23,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012335 · doc4.xml · nonDerivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 534 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · derivative · entry 8

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Class A Common Stock · 534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 698 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · derivative · entry 7

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Class A Common Stock · 698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · derivative · entry 6

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 1,617 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · derivative · entry 5

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionPerformance Share Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · derivative · entry 4

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The performance share units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Tax withholdingClass A Common Stock 6,052 $172.07 $1,041,367.64
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · nonDerivative · entry 3

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,697

Read SEC document
May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass A Common Stock 3,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · nonDerivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:58 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009095 · doc4.xml · nonDerivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:14 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GrantRestricted Stock Units · Derivative 2,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008331 · doc4.xml · derivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027

Underlying: Class A Common Stock · 2,027 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

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April 21, 2017 Filed Apr 25, 2017 20:14 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,274 $0.00 Strike: $172.09 $0.00
Disclosure

SEC source: 0001225208-17-008331 · doc4.xml · derivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,274

Underlying: Class 1 Common Stock · 15,274 shares

Expires 2027-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

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April 12, 2017 Filed Apr 13, 2017 20:10 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 39,854 $169.55 $6,757,377.22
Disclosure

SEC source: 0001225208-17-008045 · doc4.xml · nonDerivative · entry 1

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,900

F1 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $169.28 to $169.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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April 04, 2017 Filed Apr 6, 2017 21:10 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GrantPerformance Share Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007728 · doc4.xml · derivative · entry 2

MULLIN THOMAS J · CIK 0001245569 · Exec. VP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F4 · derivative.exercise_date: The performance share units vest on May 1, 2017 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The performance share units vest on May 1, 2017 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.