Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 16:29 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Tax withholdingCommon Stock | 3,227 | $4.95 | $15,973.65 |
DisclosureSEC source: 0001415889-24-006651 · form4-03052024_090359.xml · nonDerivative · entry 2 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,440 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:29 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionCommon Stock | 7,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006651 · form4-03052024_090359.xml · nonDerivative · entry 1 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:36 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006712 · form4-03052024_090313.xml · derivative · entry 4 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 6,875 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSU award vests as to 1/4th of the total award annually beginning on March 1, 2024, subject to continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:36 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Tax withholdingCommon Stock | 2,511 | $4.95 | $12,429.45 |
DisclosureSEC source: 0001415889-24-006712 · form4-03052024_090313.xml · nonDerivative · entry 2 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,924 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:36 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006712 · form4-03052024_090313.xml · nonDerivative · entry 1 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:40 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006725 · form4-03052024_090358.xml · derivative · entry 4 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,250 Underlying: Common Stock · 23,750 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSU award vests as to 1/4th of the total award annually beginning on March 1, 2024, subject to continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:40 UTC |
NEWELL WILLIAM JDirector · CEO
|
Tax withholdingCommon Stock | 8,559 | $4.95 | $42,367.05 |
DisclosureSEC source: 0001415889-24-006725 · form4-03052024_090358.xml · nonDerivative · entry 2 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,123 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:40 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionCommon Stock | 23,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006725 · form4-03052024_090358.xml · nonDerivative · entry 1 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006738 · form4-03052024_090304.xml · derivative · entry 3 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSU award vests as to 1/4th of the total award annually beginning on March 1, 2024, subject to continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Tax withholdingCommon Stock | 2,049 | $4.95 | $10,142.55 |
DisclosureSEC source: 0001415889-24-006738 · form4-03052024_090304.xml · nonDerivative · entry 2 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,454 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:45 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006738 · form4-03052024_090304.xml · nonDerivative · entry 1 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:15 UTC |
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006267 · form4-03042024_090339.xml · derivative · entry 3 Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 37,500 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSU award vests as to 1/4th of the total award annually on the last calendar day of February, beginning on February 29, 2024, subject to continued service through each vesting date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:15 UTC |
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 13,126 | $4.91 | $64,448.66 |
DisclosureSEC source: 0001415889-24-006267 · form4-03042024_090339.xml · nonDerivative · entry 2 Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,374 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:15 UTC |
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006267 · form4-03042024_090339.xml · nonDerivative · entry 1 Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:23 UTC |
Vasquez NickiCHIEF PORT. STRAT & ALNCE OFCR
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002065 · form4-01312024_090124.xml · derivative · entry 4 Vasquez Nicki · CIK 0001877585 · CHIEF PORT. STRAT & ALNCE OFCR 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:23 UTC |
Vasquez NickiCHIEF PORT. STRAT & ALNCE OFCR
|
Tax withholdingCommon Stock | 1,024 | $4.99 | $5,109.76 |
DisclosureSEC source: 0001415889-24-002065 · form4-01312024_090124.xml · nonDerivative · entry 3 Vasquez Nicki · CIK 0001877585 · CHIEF PORT. STRAT & ALNCE OFCR 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,279 F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:23 UTC |
Vasquez NickiCHIEF PORT. STRAT & ALNCE OFCR
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002065 · form4-01312024_090124.xml · nonDerivative · entry 2 Vasquez Nicki · CIK 0001877585 · CHIEF PORT. STRAT & ALNCE OFCR 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:23 UTC |
Vasquez NickiCHIEF PORT. STRAT & ALNCE OFCR
|
SaleCommon Stock | 12,185 | $5.00 | $60,925.00 |
DisclosureSEC source: 0001415889-24-002065 · form4-01312024_090124.xml · nonDerivative · entry 1 Vasquez Nicki · CIK 0001877585 · CHIEF PORT. STRAT & ALNCE OFCR 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,803 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 29, 2023. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:28 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002071 · form4-01312024_090157.xml · derivative · entry 3 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:28 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Tax withholdingCommon Stock | 2,151 | $4.99 | $10,733.49 |
DisclosureSEC source: 0001415889-24-002071 · form4-01312024_090157.xml · nonDerivative · entry 2 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,792 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:28 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002071 · form4-01312024_090157.xml · nonDerivative · entry 1 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:25 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002067 · form4-01312024_090153.xml · derivative · entry 4 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,250 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:25 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Tax withholdingCommon Stock | 3,380 | $4.99 | $16,866.20 |
DisclosureSEC source: 0001415889-24-002067 · form4-01312024_090153.xml · nonDerivative · entry 2 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,560 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:25 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionCommon Stock | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002067 · form4-01312024_090153.xml · nonDerivative · entry 1 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:29 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002072 · form4-01312024_090125.xml · derivative · entry 4 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,750 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:29 UTC |
NEWELL WILLIAM JDirector · CEO
|
Tax withholdingCommon Stock | 5,634 | $4.99 | $28,113.66 |
DisclosureSEC source: 0001415889-24-002072 · form4-01312024_090125.xml · nonDerivative · entry 2 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,932 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 16:29 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionCommon Stock | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002072 · form4-01312024_090125.xml · nonDerivative · entry 1 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 16:19 UTC |
Chung JanePresident and COO
|
GrantRestricted Stock Unit (RSU) · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057206 · doc4.xml · derivative · entry 2 Chung Jane · CIK 0001872398 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-12-01 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on December 1, 2024, subject to continued service through each vesting date. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 16:19 UTC |
Chung JanePresident and COO
|
GrantStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001209191-23-057206 · doc4.xml · derivative · entry 1 Chung Jane · CIK 0001872398 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2033-12-01 F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on January 1, 2024, with 100% of the total shares vested and exercisable on December 1, 2027, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 16:19 UTC |
Gerber Hans-PeterChief Scientific Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049943 · doc4.xml · derivative · entry 2 Gerber Hans-Peter · CIK 0001992979 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-09-18 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSU award vests annually as to 1/4th of the total award beginning on September 18, 2024, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 16:19 UTC |
Gerber Hans-PeterChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001209191-23-049943 · doc4.xml · derivative · entry 1 Gerber Hans-Peter · CIK 0001992979 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2033-09-18 F1 · derivative.exercise_date: 25% of the option award vests on September 18, 2024. The remainder vests ratably as to 1/48th of the total award monthly thereafter, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 20:40 UTC |
Shtylla BrunildaChief Business Officer
|
SaleCommon Stock | 15,428 | $4.71 | $72,594.91 |
DisclosureSEC source: 0001209191-23-047608 · doc4.xml · nonDerivative · entry 1 Shtylla Brunilda · CIK 0001966915 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.635 to $4.745, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total number of shares of the Issuer's Common Stock owned before giving effect to the reported sale included 2,500 shares previously acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions that are exempt pursuant to Rules 16b-3(c) and 16b-3(d). Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:18 UTC |
Shtylla BrunildaChief Business Officer
|
SaleCommon Stock | 11,613 | $4.59 | $53,281.61 |
DisclosureSEC source: 0001209191-23-047512 · doc4.xml · nonDerivative · entry 1 Shtylla Brunilda · CIK 0001966915 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,928 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.58 to $4.615, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 16:16 UTC |
Chung JaneChief Commercial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045434 · doc4.xml · derivative · entry 3 Chung Jane · CIK 0001872398 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 18,750 shares Expires 2025-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on August 9, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 16:16 UTC |
Chung JaneChief Commercial Officer
|
Tax withholdingCommon Stock | 6,483 | $4.22 | $27,358.26 |
DisclosureSEC source: 0001209191-23-045434 · doc4.xml · nonDerivative · entry 2 Chung Jane · CIK 0001872398 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,698 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 16:16 UTC |
Chung JaneChief Commercial Officer
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045434 · doc4.xml · nonDerivative · entry 1 Chung Jane · CIK 0001872398 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 18:40 UTC |
Vasquez NickiChief Port. Strat & Alnce Ofcr
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042244 · doc4.xml · derivative · entry 3 Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 3,250 shares Expires 2025-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on July 12, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 18:40 UTC |
Vasquez NickiChief Port. Strat & Alnce Ofcr
|
Tax withholdingCommon Stock | 1,123 | $4.70 | $5,278.10 |
DisclosureSEC source: 0001209191-23-042244 · doc4.xml · nonDerivative · entry 2 Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,988 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 18:40 UTC |
Vasquez NickiChief Port. Strat & Alnce Ofcr
|
Exercise / conversionCommon Stock | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042244 · doc4.xml · nonDerivative · entry 1 Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 18:28 UTC |
Petree Daniel HDirector
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GiftCommon Stock | 18,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040213 · doc4.xml · nonDerivative · entry 2 Petree Daniel H · CIK 0001294939 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Daniel H. Petree and Susan Toeniskoetter Trust dated July 25, 1997 Disclosed balance after: 18,601 F1 · ownership.nature: These securities are held of record by the reporting person and his spouse as trustees of the Daniel H. Petree and Susan M. Toeniskoetter Trust dated July 25, 1997. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 18:28 UTC |
Petree Daniel HDirector
|
GiftCommon Stock | 18,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040213 · doc4.xml · nonDerivative · entry 1 Petree Daniel H · CIK 0001294939 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,856 Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:32 UTC |
Freund John GordonDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036467 · doc4.xml · derivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 18:39 UTC |
Petree Daniel HDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036473 · doc4.xml · derivative · entry 1 Petree Daniel H · CIK 0001294939 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:38 UTC |
MATSUI CONNIEDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036471 · doc4.xml · derivative · entry 1 MATSUI CONNIE · CIK 0001236537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 18:38 UTC |
PANEK JAMES PDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036472 · doc4.xml · derivative · entry 1 PANEK JAMES P · CIK 0001217412 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:51 UTC |
Hunter HeidiDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036479 · doc4.xml · derivative · entry 1 Hunter Heidi · CIK 0001891841 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:37 UTC |
Lobacki Joseph MDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036470 · doc4.xml · derivative · entry 1 Lobacki Joseph M · CIK 0001536193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:40 UTC |
Wigginton Jon MarcDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036474 · doc4.xml · derivative · entry 1 Wigginton Jon Marc · CIK 0001587487 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 22:30 UTC |
Dybbs MichaelDirector
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GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001209191-23-036466 · doc4.xml · derivative · entry 1 Dybbs Michael · CIK 0001601264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-06-08 F1 · derivative.exercise_date: The option vests as to 8.33% of the total shares monthly, commencing July 8, 2023, with 100% of the total shares vested and exercisable on the earlier of the issuer's 2024 annual stockholders meeting or June 8, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| May 01, 2023 Filed May 2, 2023 22:51 UTC |
Srinivasan VenkateshChief Tech Op Officer
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GrantRestricted Stock Unit (RSU) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026736 · doc4.xml · derivative · entry 2 Srinivasan Venkatesh · CIK 0001974888 · Chief Tech Op Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2027-05-01 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on May 1, 2024, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.