STKS

SEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · 10% owner · Passive Investor

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor

Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Kanen Wealth Management LLC

Disclosed balance after: 2,193,776

F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above.

SEC source: 0001144204-17-055591 · tv478358_4.xml · derivative · entry 2

HILARIO EMANUEL N · CIK 0001203939 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock, par value $0.0001 · 300,000 shares

Expires 2027-10-30

F2 · derivative.exercise_date: Options issued under the Plan pursuant to the Employment Agreement. The options shall vest in equal increments upon the first three anniversaries of the grant date, with 100,000 units vesting on each such date, provided that the Reporting Person is employed by the Issuer on each such date.

SEC source: 0001144204-17-055591 · tv478358_4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,306

F1 · shares: Includes (i) a grant of 71,000 shares of the Issuer's common stock issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan (the "Plan") pursuant to an Employment Agreement, by and between the Issuer and the Reporting Person, dated October 30, 2017 (the "Employment Agreement") and (ii) a grant of 300,000 restricted stock units ("RSUs") issued under the Plan pursuant to the Employment Agreement. The RSUs shall vest in equal increments upon the first three anniversaries of the grant date, with 100,000 units vesting on each such date, provided that the Reporting Person is employed by the Issuer on each such date; provided, however that the RSUs may vest earlier upon the price of the Issuer's common stock reaching an average of $2.130, $2.485 and $2.840 (the "Hurdles") for ten consecutive trading days for each respective Hurdle, with 100,000 RSUs vesting upon the achievement of each respective Hurdle.

SEC source: 0001144204-17-044786 · v473933_form4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,685

F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.

SEC source: 0001144204-17-044788 · v473916_4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,306

F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.

SEC source: 0001144204-17-044789 · v473908_4.xml · nonDerivative · entry 1

Giannuzzi Nicholas · CIK 0001589417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,128

F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.

F2 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants.

SEC source: 0001144204-17-044905 · v473974_form4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,486

F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.

SEC source: 0001144204-17-028489 · v467430_form4.xml · nonDerivative · entry 1

Siluk Linda · CIK 0001374722 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · balance_after: Of the shares of common stock reported 35,000 are restricted stock units that will vest upon the achievement of certain objectives and will accelerate upon a change of control.

SEC source: 0001144204-17-028498 · v467426_4.xml · derivative · entry 2

Fierro Celeste · CIK 0001602230 · SVP OF Mktg, Sales and Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 250,000 shares

Expires 2027-05-16

F3 · derivative.exercise_date: The options will vest ratably over a five year period on the anniversary of the grant date.

F3 · derivative.underlying_shares: The options will vest ratably over a five year period on the anniversary of the grant date.

SEC source: 0001144204-17-028498 · v467426_4.xml · nonDerivative · entry 1

Fierro Celeste · CIK 0001602230 · SVP OF Mktg, Sales and Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,994

F1 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants.

F2 · balance_after: Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives.

SEC source: 0001144204-17-020428 · v464170_form4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,167

SEC source: 0001628280-16-022149 · wf-form4_148244598859155.xml · nonDerivative · entry 1

Fierro Celeste · CIK 0001602230 · SVP of Mktg, Sales and Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,994

F1 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants.

F2 · balance_after: Of the shares of common stock reported, 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date.

SEC source: 0001628280-16-022147 · wf-form4_148244491757958.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,693,730

F1 · balance_after: Of the shares of common stock reported, 150,000 are represented by restricted stock units which will vest upon the price of The ONE Group Hospitality, Inc.'s (the "Company") common stock reaching $5.00, $5.50 and $6.00 (the "Hurdles"), with 33% vesting at each Hurdle. In order for the shares to vest, the closing price of the Company's common stock must be at or above the relevant Hurdle for ten consecutive trading days in a single quarter, with such vesting to occur only on the last day of that quarter, provided that the Reporting Person is employed by the Company on that date. Notwithstanding the foregoing, if any Hurdle is met within one year of the grant date, then such shares will not vest until the first anniversary of the grant date.